Investment Advisor Search is a compilation of SEC registered investment advisors. Powered By Private Equity Info 
 
Download Investment Advisor Data
      Pay-per-record data includes:

 

 

  Firm Name
Contact Info
Key Executives
Assets Under Management
Number of Investment Advisors at the Firm
 
 
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Download Registered Investment Advisors with the Following Criteria: (select all that apply)
State
(Use Ctrl for multiple states)

Assets Under Managment
($M USD)

Number of Clients Number of Investment Advisors at the Firm
  Select All   Select All   Select All
  0-50   0   0-5
  50-100   1-10   5-10
  100-250   11-25   10-20
  250-500   26-100   20-50
  500-1,000   101+   50-100
  1,000-10,000   100+
  10,000-50,000    
  50,000+    
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $100 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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