Investment Advisor Search is a compilation of SEC registered investment advisors. Powered By Private Equity Info 

Investment Advisor Search is a compilation of SEC registered investment advisors and their relevant information from FORM ADV. View over 29,000 investment advisor firms sorted by name, by state and by assets under management.

Registered Investment Advisors Sorted by…
 By Name
By State
Assets under Management  
 Aa-Ae, Af-Al, Am-Ao, Ap-Ar, As-Az
 Ba-Bc, Bd-Bf, Bg-Bn, Bo-Br, Bs-Bz
 Ca, Cb-Ch, Ci-Cn, Co, Cp-Cz
 Da-Dd, De-Dh, Di-Dp, Dq-Dz
 Ea-El, Em-Ez
 Fa-Fh, Fi, Fj-Fq, Fr-Fz
 Ga-Ge, Gf-Gq, Gr, Gs-Gz
 Ha, Hb-Hn, Ho-Hz
 Ja-Jl, Jm-Jz
 Ka-Kf, Kg-Kz
 La-Ld, Le-Lh, Li-Ln, Lo-Lz
 Ma, Mb-Md, Me-Mh, Mi-Mn, Mi-Ms, Mt-Mz
 Na-Nh, Ni-Nz
 Pa-Pb, Pc-Pf, Pg-Pn, Po-Pq, Pr-Ps, Pt-Pz
 Ra-Rd, Re-Rh, Ri-Rn, Ro-Rs, Rt-Rz
 Sa-Sb, Sc-Se, Sf-Sl, Sm-Ss, St, Su-Sz
 Ta-Tg, Th, Ti-Tq, Tr-Tz
 Wa-Wd, We, Wf-Wj, Wk-Wz
 Za-Zz, 0-9
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY, International
$0 - $5 million
$5 - $10 million
$10 - $20 million
$20 - $50 million
$50 - $100 million
$100 - $250 million
$250 - $500 million
$500 - $1,000 million
$1,000 - $10,000 million
over $10,000 million
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $100 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
This website is for informational purposes only and is not to be construed as a solicitation or an offer to buy or sell any securities or related financial instruments nor an endorsement of any particular investment advisor firm or individual.

No warranty or guarantee of any kind, expressed or implied, is given regarding the accuracy, reliability, veracity, or completeness of the information provided here or by following links from this or any other page within this site, and under no circumstances will the author or service provider be held responsible, or liable for errors, or omissions resulting in any loss or damage caused or alleged to be caused by information contained in the material presented on the site, including but not limited to direct, indirect, incidental, special or consequential damages caused by using the information.

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