Investment Advisor Search is a compilation of SEC registered investment advisors. Powered By Private Equity Info 
 
download Private Equity Firms
Sorted by industry and
acquisition criteria.
 
Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
400 Capital Management LLC New York NY US 2526.4 
4alphas Capital LLC Exton PA US 0.0 
360dividends 0.0 
2281329 Ontario Inc. 0.0 
191 Godwin Associates, Inc. D/b/a Godwin Capital Management Wychoff NJ US 0.0 
10-15 Associates, Inc. Goshen NY US 688.9 
4387 Capital Management LLC 0.0 
1 North Wealth Service, LLC Annapolis MD US 187.4 
401k Generation Lake Mary FL US 13.7 
20/20 Capital Management, Inc Costa Mesa CA US 570.0 
337 Frontier Capital, LP Washington DC US 345.0 
1839 Ventures, LLC 0.0 
1914 Advisors West Conshohocken PA US 618.0 
1901 Partners Management, LP New York NY US 593.2 
50 South Capital Advisors, LLC Chicago IL US 6998.7 
137 Ventures Management, LLC San Francisco CA US 563.5 
1650 Wealth Management, LLC Lauderdale-by-the-sea FL US 65.0 
55 Capital Partners, LLC Mill Valley CA US 0.0 
16th Amendment Advisors LLC New York NY US 111.5 
21st Century Investing Advisors Corporation Longboat Key FL US 0.0 
3a Financial Group LLC 5.5 
10talents Investors, LLC Foxborough MA US 0.0 
401k Gps Brighton MI US 0.0 
4wealth Advisors, Inc. Burr Ridge IL US 56.0 
40/86 Advisors, Inc. Carmel IN US 26446.4 
3sisters Sustainable Management, LLC Philadelphia PA US 37.9 
1207 Capital Group, LLC Chicago IL US 130.4 
2nd Market Capital Advisory Corporation. Madison WI US 108.3 
1taxfinancial 0.0 
2020 Financial Planning LLC Seattle WA US 0.0 
360 Wealth Management, Inc. Scottsdale AZ US 5.6 
1291 Group Of The Americas Hamilton BM 0.0 
20 Gates Management LLC New York NY US 3793.5 
1st Discount Brokerage, Inc. Lake Worth FL US 22.9 
361 Capital LLC Denver CO US 1789.6 
1832 Asset Management U.s. Inc. Toronto, Ontario CA 350.8 
401k Alliance Fullerton CA US 0.0 
4square Advisory Service, Inc. Fenton MI US 12.1 
401k Masters, LLC Lafayette CA US 8.2 
401 Advisor, LLC Centerville OH US 38.2 
7summit Advisors, LLC Los Angeles CA US 15.4 
303 Advisors, LLC San Diego CA US 4.8 
6th Street Advisors, LLC Daphne AL US 0.0 
1st Securities Management, Inc Bad Axe MI US 7.2 
7a Financial LLC Miami FL US 0.0 
1060 Capital, LLC Chicago IL US 340.2 
401k Plan Advisors Green Bay WI US 0.0 
7th Harvest Investments Richardson TX US 76.3 
3i Debt Management Us LLC New York NY US 5288.8 
12 Squared 24.0 
401k Advisory Group, Inc. 2.3 
3t Advisors LLC 0.0 
21st Century Group, LLC Dallas TX US 0.0 
504 Fund Advisors, LLC Wilmington NC US 49.8 
1919 Investment Counsel, LLC Baltimore MD US 10438.0 
3g Radar Gestora De Recursos LTDA. Rio De Janeiro BR 0.0 
2nd St. Capital Management LLC. 3.1 
10 Star Asset Management Carlsbad CA US 26.8 
36 South Capital Advisors LLP London UK 853.2 
77th Street Investors 15.8 
654 Advisors, LLC 1.8 
31moorgate, Inc. 0.0 
4thought Financial Group Inc. Syosset NY US 88.9 
5th Street Advisors, LLC Stamford CT US 171.9 
360 Financial Minnetonka MN US 190.7 
90capital, LLC Madison WI US 0.0 
361 Financial Planning, Inc. 0.7 
5 Star Investing Milton-freewater OR US 6.5 
2520 Investment Service, LLC Manasquan NJ US 0.0 
105 Asset Management, LLC Harrison NY US 0.0 
2444 Investment Service, LLC Manasquan NJ US 0.0 
3w Fund Management Limited Hong Kong HK 0.0 
12 West Capital Management LP New York NY US 1770.1 
1st Advantage Financial Advisers, LLC Lombard IL US 0.0 
891 Venture Limited Grand Cayman KY 0.0 
21st Century Equity Advisors Corporation Columbus OH US 21.4 
3i Investments PLC London UK 0.0 
365 Capital Advisors, LLC 0.0 
3i Debt Management Investments Limited London UK 0.0 
401k Certified Independent Investment Advisors, LLC Boca Raton FL US 20.5 
2adapt Investment Advisory, LLC 0.7 
1080 Financial Group Sherman Oaks CA US 20.4 
212 Advisory Group, LLC Covington GA US 0.5 
1-800-401k Plan.com, LLC 5.2 
4lb Investments, LLC 1.4 
57 Stars LLC Washington DC US 2779.2 
3g Capital Partners LP New York NY US 46324.0 
13d Management LLC New York NY US 265.2 
7g Capital Management, LLC 0.0 
32 Degrees Capital Advisors, Limited Calgary, Alberta CA 0.0 
17 Capital Partners, LLC Phoenix AZ US 0.0 
83rd St. Wealth Management, LLC Palatine IL US 72.0 
1st Financial Planning Group, Inc. 0.0 
3i Corporation New York NY US 520.6 
3x5 Partners Portland OR US 0.0 
1607 Capital Partners, LLC Richmond VA US 2938.7 
25 Capital Partners, LLC Charlotte NC US 251.3 
3rd Creek Investments 73.0 
3d Investment Partners Pte. Limited. Singapore SG 0.0 
36one Asset Management pty Limited. Johannesburg So 0.0 
1620 Investment Advisors, Inc. Plymouth MA US 115.5 
747 Capital, LLC New York NY US 308.4 
180 Wealth Advisors, LLC Federal Way WA US 0.0 
360 Wealth Management, LLC Dallas TX US 730.0 
1776 Management, LLC Washington DC US 0.0 
22nw, LP Seattle WA US 0.0 
83north Management, Limited. Herzliya IL 0.0 
888 Partners 0.0 
93 Financial Group, LLC Woburn MA US 242.7 
1492 Capital Management, LLC Milwaukee WI US 140.4 
325 Fillmore LLC Denver CO US 0.0 
5c Capital Management, LLC Woodcliff Lake NJ US 137.7 
683 Capital Management, LLC New York NY US 853.7 
1517 Fund San Francisco CA US 0.0 
50 Park Capital, LLC 0.0 
17capital Americas Inc New York NY US 0.0 
6 Meridian LLC Wichita KS US 1894.9 
1st Portfolio Wealth Advisors Fairfax VA US 197.4 
1st Global Advisors Inc Dallas TX US 7910.7 
3m Investment Management Corporation St Paul MN US 29934.9 
3d Asset Management, Inc. Hartford CT US 489.9 
2020 Ventures LLC 0.0 
3edge Asset Management, LP Boston MA US 497.0 
1270 Capital LLC New York NY US 0.0 
11 Asset Management, LLC 0.0 
3 Strong Ships Capital, LLC 0.0 
440 Investment Group, LLC Overland Park KS US 156.6 
10th Lane Partners, LLC New York NY US 849.4 
19 Capital Management, LLC. Westport CT US 0.0 
7WIRE MANAGEMENT, LLC CHICAGO IL US 0.0 
4d Tax And Financial Planning, LLC. New York NY US 0.0 
11.2 Capital Belmont CA US 0.0 
3g Capital Management LLC St. Louis MO US 0.0 
46 And 2 Investment Advisors, LLC Traverse City MI US 30.8 
7300 Wealth Management, LLC. 7.8 
360 Financial Partners, LLC Mount Pleasant SC US 45.6 
7-13 Capital LLC 0.0 
3 A&d LLC Green Cove Springs FL US 0.0 
3rd Street Capital Management LLC. Baton Rouge LA US 59.0 
360 Investment Advisors San Rafael CA US 0.0 
7piers Capital, LLC Burlingame CA US 6.0 
111th Street Investments LLC Dba Main Street Investments 2.1 
402 Capital LLC Omaha NE US 0.0 
4 Seasons Advisors Princeton WV US 2.0 
4d Financial Advisors, LLC Naperville IL US 15.0 
401k Tune-up Shamong NJ US 0.0 
3 Factor Indexing, LLC 96.1 
1st Financial LLC New Port Richey FL US 0.0 
5tq Capital, LLC Napa CA US 163.2 
12th Street Asset Management Nashville TN US 383.4 
4-c Personal Wealth Management Consultants, LLC Saint Louis MO US 45.1 
7twelve Advisors, LLC Nashville TN US 77.0 
4th River Financial Group, Inc. Mars PA US 29.3 
8th Street Investments, LLC Alexandria VA US 91.3 
1st Nl Financial Planning Corporation. 3.4 
1955 Capital LLC 0.0 
1st Source Corporation Investment Advisors, Inc. South Bend IN US 3036.3 
14w Ventures GP LLC New York NY US 0.0 
5151 Advisors, LLC Houston TX US 84.8 
1949 Value Advisors LLC Mahwah NJ US 27.2 
7 Streets Financial, LLC San Diego CA US 61.0 
1209 Capital, LLC San Antonio TX US 0.0 
1 Union Management, LLC Kirkland WA US 2.5 
215 Advisors, LLC Escondido CA US 41.0 
1st Financial Investment, Inc. Clarks Summit PA US 3.0 
7 North Finance Miami FL US 1234.0 
1776 Wealth Architects, LLC 0.0 
40 North Management LLC New York NY US 1971.5 
4490 Ventures Madison WI US 0.0 
1315 Capital Philadelphia PA US 0.0 
4d Global Energy Advisors SAS Paris FR 0.0 
5 Arch Asset Management, LLC Irvine CA US 0.0 
406 Ventures Management, LLC Boston MA US 0.0 
801 West Capital Management, LLC Portland OR US 0.0 
9mile Labs Seattle WA US 0.0 
500 Startups Mountain View CA US 0.0 
212 Capital Management, Limited Montreal, Quebec CA 0.0 
4612 Group, LLC Atlanta GA US 0.0 
5am Ventures San Francisco CA US 0.0 
21vc Fund Ii, LP Palo Alto CA US 0.0 
3w Fund Management LLC Grand Cayman Ky1-9010 KY 0.0 
5tq Capital, LLC Napa CA US 163.2 
5th Street Advisors, LLC Stamford CT US 171.9 
7twelve Advisors, LLC Nashville TN US 77.0 
401k Generation Lake Mary FL US 13.7 
3i Investments PLC London UK 0.0 
3i Corporation New York NY US 410.9 
40 North Management LLC New York NY US 1971.5 
1207 Capital Group, LLC Chicago IL US 130.4 
360 Wealth Management, LLC Dallas TX US 730.0 
3i Debt Management Us LLC New York NY US 5288.8 
1776 Management, LLC Washington DC US 0.0 
50 South Capital Advisors, LLC Chicago IL US 6998.7 
1060 Capital, LLC Chicago IL US 340.2 
3edge Asset Management, LP Boston MA US 497.0 
361 Financial Planning, Inc. 2.4 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $100 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
DISCLAIMER
This website is for informational purposes only and is not to be construed as a solicitation or an offer to buy or sell any securities or related financial instruments nor an endorsement of any particular investment advisor firm or individual.

No warranty or guarantee of any kind, expressed or implied, is given regarding the accuracy, reliability, veracity, or completeness of the information provided here or by following links from this or any other page within this site, and under no circumstances will the author or service provider be held responsible, or liable for errors, or omissions resulting in any loss or damage caused or alleged to be caused by information contained in the material presented on the site, including but not limited to direct, indirect, incidental, special or consequential damages caused by using the information.




Home | Download Data | Links | Contact Us

©2006- PEI Services Ltd. All Rights Reserved. Terms and Conditions