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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
Am Advisors Deleg. Cuajimalpa MX 0.0 
Am Advisors Cybercity MU 0.0 
Am Financial Service, Inc. 0.0 
Am Global Family Investment Office West Palm Beach FL US 423.0 
Am Investment Strategies, LLC Chattanooga TN US 340.9 
Am Pm Capital Management LLC 0.0 
Amadeus Capital LP Cambridge MA US 0.0 
Amadeus Capital LP Cambridge US 0.0 
Amadeus Wealth Advisors New York NY US 55.1 
Amadeus Wealth Advisors New York NY US 55.1 
Amansa Capital Pte. Limited. Singapore SG 0.0 
Amaranth Advisors LLC. Delray Beach FL US 0.0 
Amaranth International Advisors LLC. Delray Beach FL US 0.0 
Amasia Management Pte Limited Singapore SG 0.0 
Amasia Management, LLC 0.0 
Amauta Financial 14.6 
Amazz Investment Management, Inc. Williamsville NY US 62.1 
Ambassador Advisors, LLC Lancaster PA US 415.8 
Ambassador Capital Management, Inc. Chicago IL US 9.0 
Ambassador Wealth Management Vancouver WA US 0.0 
Amber Capital Investment Management New York NY US 1642.9 
Amber Partners Limited. Hamilton BM 0.0 
Amber Trust Ii Management S.a. Luxembourg LU 0.0 
Ambrose Wealth Management West Chester PA US 1.7 
Ambrozy & Associates, Inc. 1.6 
Amdg Financial Plymouth MI US 78.0 
Ameliora Wealth Management Limited. Zurich CZ 171.6 
Ameraudi Asset Management, Inc. New York NY US 0.0 
Ameribanc Corporation 0.0 
America First Investment Advisors LLC Omaha NE US 309.9 
Americafirst Capital Management, LLC Roseville CA US 98.0 
American Asset Advisory, LLC Irvine CA US 0.5 
American Asset Management Group Inc Rockville MD US 56.0 
American Asset Management Inc. Boca Raton FL US 231.7 
American Assets Capital Advisers, LLC San Diego CA US 159.9 
American Assets Investment Management, LLC San Diego CA US 2439.2 
American Beacon Advisors, Inc. Irving TX US 53800.3 
American Business Capital Redondo Beach CA US 0.1 
American Capital Advisory, LLC Ketchum ID US 70.0 
American Capital Management Inc New York NY US 1261.3 
American Capital Management Inc New York NY US 1545.1 
American Capital Management, Inc. New Albany IN US 18.8 
American Capital Planning, LLC Leesburg VA US 22.9 
American Centurion Financial LLC New York NY US 24.0 
American Century Investment Management Inc Kansas City MO US 160128.8 
American Community Wealth Management, LLC Woodstock IL US 89.9 
American Eagle Wealth Advisors Inc. Gold River CA US 0.0 
American European Asset Management LLC 14.2 
American Family Legacy Group Tampa FL US 26.3 
American Financial & Tax Strategies, Inc. New York NY US 120.4 
American Financial Advisors Inc Orlando FL US 450.1 
American Financial Advisors, LLC. Marietta GA US 549.8 
American Financial Management Group, Limited. Berwyn PA US 129.6 
American Financial Management Limited Cedar Falls IA US 70.2 
American Financial Network Advisory Service, LLC Calabasas CA US 336.0 
American Financial Network Advisory Service, LLC Calabasas CA US 336.0 
American Financial Planning, Inc. 5.4 
American Financial Service Group, Inc. Rocklin CA US 2.3 
American Fund Advisors Inc Great Neck NY US 9.0 
American Funds Distributors, Inc. Los Angeles CA US 0.0 
American Independent Securities Group, LLC Eagle ID US 142.7 
American Industrial Partners New York NY US 4149.4 
American Infrastructure Funds, LLC Foster City CA US 2300.8 
American Insurance Marketing Corporation. Prince Frederick MD US 0.0 
American Investment Advisors Inc Madison WI US 59.5 
American Investment Planners LLC Jericho NY US 124.3 
American Investment Service Inc Great Barrington MA US 833.9 
American Investors Advisors Inc New York NY US 11.9 
American Investors Co San Ramon CA US 340.6 
American Investors Co San Ramon CA US 344.8 
American Investors Group, Inc. Minnetonka MN US 47.5 
American Life Agency Inc New York NY US 0.0 
American Market Advisors, Inc. Shavano Park TX US 13.0 
American Money Management Corporation ("ammc") Cincinnati OH US 44700.0 
American Money Management, LLC Rancho Santa Fe CA US 238.7 
American Municipal Securities, Inc. St Petersburg FL US 0.0 
American Northwest Advisory Service LLC. Federal Way WA US 14.7 
American Portfolio Management, LLC Greenwood Village CO US 0.6 
American Portfolios Advisors, Inc Holbrook NY US 3158.5 
American Providers Insurance Service & Estate Planning Roseville Ca 0.0 
American Realty Advisors Glendale CA US 1143.2 
American Reliance Group Spokane WA US 20.1 
American Research & Management Co Marion MA US 383.1 
American Retirement & Investment Strategies, LLC 42.2 
American Retirement Advisors, Inc. Metamora MI US 0.0 
American Retirement Planning Group Inc Las Vegas NV US 114.3 
American Revitalization Partners, LLC Irving TX US 0.0 
American Secured Capital, LLC Newport Coast CA US 0.0 
American Securities LLC New York NY US 13353.9 
American Strategic Capital Costa Mesa CA US 0.3 
American Superior Company 54.2 
American Timberlands Investment Management Columbia SC US 30.5 
American Trust Investment Advisors, LLC Lebanon NH US 199.7 
American Trust Investment Service Advisory Whiting IN US 4.2 
American Value Capital 0.0 
American Values Investments, Inc. Bristol VA US 32.5 
American Wealth Administration Group LLC Glen Cove NY US 46.0 
American Wealth Administration Group LLC Glen Cove NY US 46.0 
American Wealth Advisors, LLC Johns Creek GA US 54.8 
American Wealth Management Reno NV US 261.8 
American Wealth Management, Inc. Atlanta GA US 142.5 
Americap LLP Independence OH US 0.0 
Americas Retirement Income, LLC. 0.6 
Americas Retirement Planning Partners LLC Freehold NJ US 0.0 
Americasretirementplan.com Overland Park KS US 0.0 
Americu Capital Management, LLC Rome NY US 153.4 
Amerigo Asset Management Corporation 8.0 
Amerina International Capital Management LLC Dallas TX US 3.3 
Ameriprise Financial Service, Inc. Minneapolis MN US 198002.7 
Ameriprise Financial Service, Inc. Minneapolis MN US 198002.7 
Ameritas Investment Corporation Lincoln NE US 3103.2 
Ameritas Investment Partners, Inc. Lincoln NE US 16753.0 
Ameritime, LLC Olathe KS US 0.0 
Ameritrust Advisors Of Sc, LLC Myrtle Beach SC US 4.4 
Ameritrust Capital Management Limited Santa Ynez CA US 68.0 
Ameritrust Investment Advisors Inc Tulsa OK US 78.1 
Ameritrust Investments Of North Carolina, LLC Fayetteville NC US 3.5 
Amerivet Securities, Inc. Moreno Valley CA US 0.0 
Ameriway Financial Service, Inc. Voorhees NJ US 0.0 
Amerra Capital Management, LLC New York NY US 1867.3 
Ames Capital Management, Inc. 5.5 
Ames Financial Education & Consulting, LLC 0.0 
Ames Financial Service Anaheim CA US 6.1 
Amg Financial Strategies, Inc. Alpharetta GA US 37.5 
Amg Funds LLC Greenwich CT US 35499.9 
Amh Equity Limited New York NY US 82.4 
Amherst Advisory & Management LLC Austin TX US 619.4 
Amherst Capital Management LLC New York NY US 763.0 
Amherst Financial Service, Inc. Williamsville NY US 0.0 
Ami Asset Management Corporation Los Angeles CA US 1671.3 
Ami Investment Management Inc Kendallville IN US 442.9 
Amic Orland Park IL US 30.7 
Amici Capital, LLC New York NY US 448.3 
Amici Capital, LLC New York NY US 448.3 
Amicus 2, LLC San Francisco CA US 0.0 
Amicus Financial Advisors, LLC Lubbock TX US 65.5 
Amidon & Petersen Financials, LLC 40.3 
Amidon & Petersen Financials, LLC 40.3 
Amijag Investment Managers LLC Houston TX US 0.2 
Amino Capital Management Company, LLC Palo Alto CA US 0.0 
Amip Management Seal Beach CA US 225.8 
Amity Investment Management 15.3 
Amiya Capital LLP London UK 0.0 
Amj Financial Wealth Management LLC Leesburg VA US 73.5 
Amling Investments LLC Chicago IL US 18.6 
Amoeba Growth Management LLC 5.1 
Amp Capital Investors (us) Limited Chicago IL US 13464.7 
Amp Capital Investors Limited Sydney Nsw AU 0.0 
Amp Wealth Management Whitefish Bay WI US 340.0 
Amp Wealth Management Whitefish Bay WI US 340.0 
Ampera Capital LLC 2.2 
Ampersand Capital Partners Wellesley MA US 720.4 
Amphora Wealth Management, LLC Chapel Hill NC US 38.6 
Amplify Investments LLC Wheaton IL US 128.4 
Amplify Partners 0.0 
Amplify.la Partners, LLC. Venice CA US 0.0 
Amplitude Capital International Limited George Town, Grand Cayman KY 35.3 
Amplity Capital Management, LLC 2.3 
Amrein Financial 0.0 
Ams Capital Management LLC San Mateo CA US 18.3 
Ams Management 8.9 
Amsler Financial Planning LLC Langley WA US 25.0 
Amulet Capital Partners, L.P. Greenwich CT US 0.0 
Amundi Pioneer Institutional Asset Management, Inc. Boston MA US 6414.7 
Amundi Smith Breeden LLC Durham NC US 14481.4 
Amv Management, Inc Duluth GA US 0.0 
Amy Noel, Inc. Boulder CO US 0.0 
Amy V. Smith Wealth Management, LLC Leesburg VA US 37.7 
An Elf Company Covina CA US 0.0 
Anacap Financial Partners LLP London UK 0.0 
Anacapa Capital Management LLC San Mateo CA US 0.0 
Analog Investment Edge, LLC San Francisco CA US 0.0 
Analyst Portfolio Management Limited. Tel Aviv IL 490.9 
Analyst Portfolio Management Limited. Tel Aviv IL 490.9 
Analytic Firepower LLC La Jolla CA US 9.0 
Analytic Investment Management LLC Cupertino CA US 11.0 
Analytic Investors, LLC Los Angeles CA US 17692.1 
Analytical Investment Service, Inc. La Crosse WI US 9.4 
Analytical Portfolio Solutions, LLC Youngstown OH US 2.6 
Analytical Research Capital Management, LP New York NY US 115.9 
Analytics Investment Advisors 25.0 
Anatole Raif Capital Management 0.0 
Anavio Capital Partners LLP London UK 0.0 
Anbec Advisors, LLC 0.0 
Ancap Partners, LLC Lake Forest IL US 0.0 
Anchin Wealth Management LLC New York NY US 0.0 
Anchor Bay Capital, Inc. Carlsbad CA US 90.0 
Anchor Bay Capital, Inc. Carlsbad CA US 90.0 
Anchor Bolt Capital, LP Chicago IL US 5261.1 
Anchor Capital Aliso Viejo CA US 829.8 
Anchor Capital Advisors LLC Boston MA US 8768.3 
Anchor Capital Management LLC Annapolis MD US 41.7 
Anchor Capital Management, LLC 37.0 
Anchor Equity Partners GP cayman, Limited. Hong Kong Ho 0.0 
Anchor Equity Partners Ii GP cayman, Limited. Hong Kong Ho 0.0 
Anchor Financial & Accounting, P.c. 12.8 
Anchor Financial Group Santa Ana CA US 43.5 
Anchor Financial Service, Cpa, Pa Stuart FL US 8.3 
Anchor Investment Management Columbia SC US 433.9 
Anchor Pointe Wealth Management Jackson MO US 35.6 
Anchor Wealth Management, LLC Irvine CA US 0.0 
Anchorage Capital Europe, LLP London UK 0.0 
Anchorage Capital Europe, LLP London UK 0.0 
Anchorage Capital Group, LLC. New York NY US 27176.5 
Anchorage Capital Partners Sydney, Nsw Au 0.0 
Anchorpath Financial, LLC Stamford CT US 67.0 
Ancient Art, L.P. Austin TX US 1482.3 
Ancor Capital Partners Southlake TX US 0.0 
Ancora Advisors LLC Mayfield Heights OH US 3692.9 
Ancora Inverness, LLC Cleveland OH US 859.2 
Ancora Inverness, LLC Cleveland OH US 859.2 
And One Advisory Service, LLC Towson MD US 0.0 
Anda Asset Management Co., Limited. Seoul KR 692.7 
Andalus Capital, LLC 3.5 
Andalusian Wealth Management Philadelphia PA US 21.0 
Andbanc Advisory LLC Miami FL US 444.4 
Andco Consulting Orlando FL US 42.4 
Anders Wealth Management Petaluma CA US 2.9 
Andersen Tax LLC Mclean VA US 1952.6 
Andersen Wealth Management Easton MD US 0.0 
Anderson & Anderson Advisory, LLC Longview WA US 74.7 
Anderson & Associates Int. LLC Dallas TX US 0.0 
Anderson Financial Management Group Redlands CA US 62.0 
Anderson Financial Management, LLC. 0.0 
Anderson Griggs Investments Rock Hill SC US 53.8 
Anderson Growth Partners, LLC Birmingham AL US 371.0 
Anderson Hoagland & Co St Louis MO US 437.4 
Anderson Investment Management LLC 5.0 
Anderson Pewitt Asset Management Birmingham AL US 49.0 
Anderson Wealth Advisors LLC 0.0 
Anderson Wealth Management, Inc. 7.1 
Anderson Wealth Management, LLC Las Vegas NV US 10.6 
Anderson, Bradley Matthew New York NY US 0.0 
Anderson, Christopher, M. 0.0 
Andes Investments Coral Gables FL US 9.7 
Andesa Financial Management, Inc. Allentown PA US 233.1 
Andesa Financial Management, Inc. Allentown PA US 233.1 
Andina Family Offices Lehi UT US 136.9 
Andorra Capital, LLC Lincoln NE US 7.5 
Andorra Investment Management Long Beach CA US 17.0 
Andover Advisory Group Lawrence MA US 0.0 
Andover Investment Advisors, LLC North Andover MA US 86.3 
Andover Investment Management Algonquin IL US 5.0 
Andrae Financial Service LLC 0.2 
Andre Caubarreaux 11.7 
Andreessen Horowitz Menlo Park CA US 0.0 
Andres Capital Management, LLC 30.8 
Andresen & Associates Inc Salinas CA US 48.5 
Andrew Arroyo Investments, LLC La Jolla CA US 1.2 
Andrew C. Karlinski Financial & Insurance Service, Inc. Irvine CA US 42.0 
Andrew C. Roth Glendale CA US 0.0 
Andrew Edgar Mosesian 9.2 
Andrew G. La Patra 0.0 
Andrew Garrett, Inc. New York NY US 45.3 
Andrew Hill Investment Advisors, Inc. Naples FL US 50.8 
Andrew J. Spillios, Cfp 18.0 
Andrew Marshall Financial LLC Carlsbad CA US 0.0 
Andrew Mcdonnell Certified Financial Service Inc. Texarkana TX US 0.0 
Andrew Nelson Financial Service, LLC Newport Beach CA US 24.9 
Andrews & Company Grand Rapids MI US 158.8 
Andrews Advisory Associates, LLC Honolulu HI US 132.4 
Andrews Capital Management Inc Coronado CA US 36.8 
Andrews Wealth Management, LLC Uniontown OH US 9.3 
Andrews, Lucia Wealth Management LLC Danville CA US 263.3 
Andron Capital Management Corporation Lafayette CA US 6.1 
Andvari Associates, LLC 7.0 
Anelu Capital LLC 4.4 
Anfield Advisors, LLC Newport Beach CA US 21.4 
Anfield Capital Management, LLC Newport Beach CA US 350.4 
Angart & Co. Beachwood OH US 8.1 
Angel Island Capital Management, LLC San Francisco CA US 1025.6 
Angel Island Partners, LLC San Francisco CA US 98.3 
Angel Oak Capital Advisors, LLC Atlanta GA US 6526.6 
Angel Oak Capital Partners Ii, LLC Atlanta GA US 0.0 
Angel Oak Financial Service LLC 3.8 
Angeleno Group, LLC Los Angeles CA US 0.0 
Angeles Equity Partners, LLC Los Angeles CA US 361.9 
Angeles Investment Advisors Santa Monica CA US 2834.8 
Angeles Partners LLC 4.9 
Angeles Wealth Management, LLC Santa Monica CA US 144.7 
Angeles Wealth Management, LLC Santa Monica CA US 144.7 
Angell Capital Management, LLC St. Charles MO US 50.3 
Angellist Advisors San Francisco CA US 0.0 
Angelmd Advisors LLC Seattle WA US 0.0 
Angelo, Gordon & Co., L.P. New York NY US 38253.1 
Angelroyce Wealth Advisors, LLC Greenville SC US 1.4 
Angelucci Wealth Management, LLC 19.0 
Angelus Investment Consulting, Inc. Coral Gables FL US 66.5 
Angevine Financial Group, LLC Annapolis MD US 0.0 
Anglia Advisors 0.7 
Anjuna Partners, LLC Tempe AZ US 0.0 
Anlyan & Hively Private Client Group, LLC Wilmington NC US 110.6 
Anlyan & Hively Private Client Group, LLC Wilmington NC US 110.6 
Anna Baum Consulting 0.0 
Annadel Capital San Rafael CA US 48.7 
Annaly Management Company New York NY US 84658.9 
Annandale Capital, LLC Dallas TX US 286.0 
Annapolis Capital Advisers, LLC. 23.0 
Annapolis Capital Limited Calgary CA 0.0 
Annapolitan Investment Group, Inc. Annapolis MD US 0.0 
Annecy LLC Tucson AZ US 0.0 
Annex Wealth Management, LLC Elm Grove WI US 1381.5 
Anodos Advisors, LLC Santa Barbara CA US 249.8 
Anovest Investment Advisors Marietta GA US 11.2 
Anselme Capital, Inc. 20.0 
Anson Advisors Inc. Toronto CA 0.0 
Anson Capital, Inc. Tyrone GA US 101.7 
Anson Funds Management LP Dallas TX US 516.4 
Antaradus 0.0 
Antaradus 0.0 
Antarctica Investment Advisors, LLC New York NY US 0.0 
Antares Capital Advisers LLC Chicago IL US 368.6 
Antares Capital Corporation Merritt Island FL US 0.0 
Anterior Guidance LLC 2.3 
Antero Capital, LLC 0.1 
Anterra Capital Amsterdam NL 0.0 
Anthem Asset Management Farmington CT US 2.3 
Anthem Venture Management, LLC Santa Monica CA US 0.0 
Anthemis Capital Managers Limited London UK 0.0 
Anthony Capital Management, Inc. 6.1 
Anthony Capital, LLC Broomfield CO US 5.2 
Anthony Investment Management, Inc. 13.9 
Anthony Investment Management, LLC Wheeling WV US 74.9 
Anthony J. Mancini, I.a. Palm Springs CA US 17.8 
Anthony J. Orlando Inc. Oradell Nj 0.0 
Anthony M. Rispoli, Cpa Montville NJ US 0.0 
Anthony P. Carnevale C.p.a. Salem Ma 0.0 
Anthony Petsis & Associates Inc. Newtown PA US 0.0 
Anthony Smith Advisors, Inc. Atlanta GA US 305.4 
Anthos Capital Santa Monica CA US 0.0 
Antikythera Ent LLC 0.0 
Antin Infrastructure Partners Uk Limited London UK 0.0 
Antipodean Advisors LLC New York NY US 503.0 
Anton Lemieux Financial Group Falmouth ME US 0.0 
Antone Asset Management, Inc Carlsbad CA US 6.8 
Antonetti Capital Management, LLC Naples FL US 75.8 
Antonio Andrade, Cfp Ukiah CA US 9.3 
Antonio Financial Group Irvine CA US 3.3 
Antonio Gastelum, Inc. 0.0 
Antunes International Investment Management 5.3 
Anurag Misra Investments 1.6 
Anvik Advisers LLC 4.8 
Anvil Partners Inc. Buffalo NY US 8.9 
Anweiler Financial Management, LLC New Haven IN US 18.5 
AO Asset Management, LLC New York NY US 534.8 
Aoa Investment Management LLC 0.0 
Aof Management LLC Los Angeles CA US 0.0 
Aog Wealth Management Great Falls VA US 187.5 
Aok Consulting, Inc. Glendale CA US 0.0 
Aom Capital Management Fairfax Station VA US 0.0 
Aon Hewitt Financial Advisors, LLC Charlotte NC US 16479.3 
Aon Hewitt Investment Consulting, Inc. Chicago IL US 68674.9 
Aon Hewitt Investment Consulting, Inc. Chicago IL US 68674.9 
Aon Retirement Plan Advisors, LLC Atlanta GA US 2.2 
Aon Securities Inc. Chicago IL US 0.0 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $100 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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