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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
AS Avaron Asset Management Tallinn EE 647.0 
ASA Advisors, Inc. St. Louis MO US 0.0 
ASA Managed Account Managers LLC Minnetonka MN US 249.3 
Asage Financial LLC Walnut Creek CA US 13.3 
Asana Partners, LP Charlotte NC USA 694.2 
Asb Capital Management LLC Bethesda MD USA 23687.0 
Asb Capital Management, LLC Scottsdale Az 0.0 
Asb Consultores, LLC 58.0 
Asc Wealth & Retirement Advisors LLC Appleton WI USA 120.7 
Ascend Capital Advisors, LLC Kinnelon NJ US 0.0 
Ascend Capital LLC Orinda CA US 5854.6 
Ascend Financial Advisers, Inc Irvine CA US 26.6 
Ascend Investment Management, Inc. Lewes DE US 52.8 
Ascend Ventures Management, LLC New York NY US 0.0 
Ascend Wealth Advisors, LLC Broadview Heights OH US 13.7 
Ascend Wealth Management Inc. Larkspur CA US 3.1 
Ascendant Advisors, LLC Houston TX US 120.4 
Ascendant Capital Management Brea CA US 0.0 
Ascendant Capital Management, LLC Los Angeles CA US 47.9 
Ascendant Financial Solutions, Inc. Flagstaff AZ US 125.9 
Ascendant Wealth Management Bonita Springs FL US 97.7 
Ascende Wealth Advisers, Inc. Houston TX US 3134.3 
Ascendent Capital LP George Town KY 0.0 
Ascendor Wealth, LLC Wilmington NC US 34.3 
Ascension Asset Management LLC New York NY US 123.6 
Ascension Capital Advisors, Inc. Houston TX US 238.6 
Ascension Capital Management San Mateo Ca 0.0 
Ascension Investment Advisors Jenkintown PA US 2.9 
Ascension Investment Management Clayton MO US 33102.5 
Ascension Ventures Saint Louis MO US 0.0 
Ascension Wealth Advisors, LLC Murfreesboro TN US 8.7 
Ascension Wealth Partners, LLC Pleasant Hill CA US 66.4 
Ascensus Investment Advisors, LLC Newton MA USA 55863.7 
Ascent Capital Advisors India Private Limited Bangalore, Karnataka IN 0.0 
Ascent Capital Management, Inc. Newton NJ US 36.4 
Ascent Capital Management, LLC Bend OR US 152.0 
Ascent Financial Advisors 0.0 
Ascent Investment Advisors, LLC Greenwood Village CO USA 429.2 
Ascent Investment Partners, LLC Leawood KS US 866.8 
Ascent Investment Strategies, LLC Arlington TX US 0.0 
Ascent It LLC 0.0 
Ascent Venture Partners Boston MA US 0.0 
Ascent Wealth Partners, LLC New Hartford NY US 349.1 
Ascentris Denver CO US 0.0 
Asco Financial Group, Inc. Kingston PA US 133.5 
Ascribe Capital LLC New York City NY US 985.3 
Ascribe Management LLC New York NY US 763.2 
Asesoria Financiera Independiente, Inc. 11.0 
Asg Capital Miami FL US 23.7 
Ash Benzo Fort Lauderdale FL US 180.9 
Ashbay Capital, LLC New York NY US 75.7 
Ashburton Investments St Helier JE 0.0 
Ashcraft Wealth Advisors LLC 0.0 
Ashdon Investment Management, LLC Tullahoma TN US 227.3 
Ashe Capital Management, LP Englewood Cliffs NJ US 867.1 
Ashen Investment Management, LLC 541.9 
Asher Portfolio Advisors, Inc. 0.0 
Ashfield Capital Partners San Francisco CA US 2020.3 
Ashford Advisors, LLC Pittsford NY US 351.2 
Ashford Capital Management Inc Wilmington DE US 573.0 
Ashford Consulting Group, Inc. Wilmington DE US 189.3 
Ashford Investment Advisors Daytona Beach FL US 54.7 
Ashford Investment Management, LLC Dallas TX US 101.5 
Ashland Financial Solutions Ashland OR US 0.0 
Ashland Investment Advisers Torrance CA US 40.0 
Ashlee Patten Group, LLC Chattanooga TN US 0.0 
Ashley Financial Service, P.a., Cpa 49.4 
Ashlock Financial Service 2.2 
Ashmore Equities Investment Management us LLC New York NY US 2225.9 
Ashmore Investment Advisors Limited London UK 5388.6 
Ashmore Investment Management Limited London UK 43868.1 
Ashokan Capital Management LLC Austin TX US 0.0 
Ashton Royce & Co. Williamsburg VA US 17.7 
Ashton Thomas Private Wealth, LLC Scottsdale AZ US 207.6 
Ashton Young, Inc. Bloomfield Hills MI US 0.0 
Ashwood Advisors Medfield MA US 34.8 
Ashworth & Empey Financial, LLC Salt Lake City UT US 91.3 
Ashworth Sullivan Wealth Management Group Alpharetta GA US 81.5 
Asi Wealth Advisors LLC 8.7 
Asia Alternatives Management LLC San Francisco CA US 8930.0 
Asia Consumer Asset Management, LLC. 3.1 
Asia Debt Management Hong Kong Limited Central HK 0.0 
Asia Frontier Capital Limited. Sheung Wan HK 0.0 
Asia Global Asset Management, Inc City Of Industry CA US 0.0 
Asia Lion Capital hong Kong Limited Hong Kong HK 0.0 
Asia Pacific Financial Management Group, Inc. Hagatna GU 100.8 
Asiya Investments Hong Kong Limited Hong Kong HK 715.3 
Askeladden Capital 2.1 
Asken Financial Planning 0.0 
Asl Financial, LLC Los Gatos CA US 25.1 
Asl Management LLC 0.0 
Aspect Capital Limited London UK 990.6 
Aspect Management, LLC San Francisco CA US 0.0 
Aspect Wealth Management San Antonio TX US 0.0 
Aspen Asset Management Inc. Aspen CO US 0.0 
Aspen Capital Advisors Inc. New York NY US 77.4 
Aspen Capital Management Boise ID US 329.1 
Aspen Capital Management LLC Saint George UT US 17.0 
Aspen Financial Management, Inc. 24.2 
Aspen Financial Solutions, LLC Aspen CO US 10.8 
Aspen Financial, Inc. 16.7 
Aspen Grove Capital, LLC Avon CO US 1394.5 
Aspen Grove Investment Management, LLC 21.3 
Aspen Investment Management Inc. Grand Rapids MI US 162.2 
Aspen Leaf Partners 19.9 
Aspen Partners, Limited. Richmond VA US 295.6 
Aspen Trail Wealth Management, LLC Tempe AZ US 9.6 
Aspen Wealth Management Fort Worth TX US 62.8 
Aspen Wealth Management, Inc. Overland Park KS US 67.7 
Aspen Wealth Planners LLC Highlands Ranch CO US 0.0 
Aspentree Capital Corporation Research Triangle Park NC US 18.5 
Aspera Financial, LLC 15.0 
Asperatus Capital LLP London UK 0.0 
Aspetuck Financial Management LLC Westport CT US 53.5 
Aspida 360, Inc. Baltimore MD US 0.0 
Aspiration Fund Adviser, LLC Marina Del Rey CA US 7.0 
Aspire Advisors, LLC North White Plains NY US 58.0 
Aspire Advisory Service Lodi CA US 35.2 
Aspire Financial Advisors, Inc. Concord MA US 1.8 
Aspire Financial, Inc. Ebensburg PA US 20.6 
Aspire Planning Associates, Inc. Walnut Creek CA US 81.0 
Aspire Private Capital Cornelius NC US 0.0 
Aspire Private Wealth Counsel, LLC 16.6 
Aspire Wealth Management Corporation Waltham MA US 138.9 
Aspiriant, LLC Los Angeles CA USA 10532.4 
Assabet Advisors, LLC 76.9 
Assemble.vc Management Company, LLC Boston MA US 0.0 
Asset & Retirement Management Newhall CA US 11.5 
Asset Accumulation,protection,preservation And Transfer, LLC 6.6 
Asset Advisors Corporation Augusta GA US 691.8 
Asset Advisors Of America, LLC Longwood FL US 0.0 
Asset Advisory Group Inc Cincinnati OH US 228.5 
Asset Advisory Group Inc Kinnelon NJ US 220.5 
Asset Advisory Group, Inc. St. Petersburg FL US 22.0 
Asset Advisory Service, Inc. Great Neck NY US 7.0 
Asset Allocation Service, LLC Houston TX US 0.0 
Asset Allocation Strategies, LLC Farmington Hills MI US 45.3 
Asset Appreciation Management Company LLC 2.7 
Asset Architects, LLC 0.0 
Asset Capital Management 0.0 
Asset Class Managememt, Inc. Miami FL US 16.6 
Asset Consulting Group, LLC Clayton MO US 73.0 
Asset Dedication, LLC San Francisco CA US 455.7 
Asset Direction Inc 6.8 
Asset Growth Associates Wealth Advisors Beaumont TX US 8.9 
Asset Harvest Group, LLC Mclean VA US 42.3 
Asset Investment Management, Limited 22.6 
Asset Investment Methods Sandy UT US 12.0 
Asset Investments & Management 25.4 
Asset Management & Financial Planning Specialists, Inc. East Petersburg PA US 0.0 
Asset Management Advisors Inc Houston TX USA 310.8 
Asset Management Advisors, LLC Oklahoma City OK US 154.7 
Asset Management Advisory Group LLC Cleveland OH US 117.8 
Asset Management And Planning, LLC West Columbia SC USA 150.0 
Asset Management Associates 44.7 
Asset Management Consulting Service, Inc. 120.6 
Asset Management Corporation 83.6 
Asset Management Financial Service Inc. Clearwater FL US 70.0 
Asset Management Group Investment Corporation. Greenwood Village CO US 319.0 
Asset Management Group Limited Northbrook IL US 352.6 
Asset Management Group Of Bank Of Hawaii Honolulu HI US 1284.5 
Asset Management Group, Inc. Stamford CT USA 395.3 
Asset Management International Tsimshatsui, Kowloon HK 0.0 
Asset Management One Co., Limited. Tokyo 172972.7 
Asset Management One Usa Inc. New York NY US 3054.5 
Asset Management Resources, LLC Hyannis MA US 100.6 
Asset Management Service Group, Inc. Toms River NJ US 6.7 
Asset Management Service LLP Birmingham AL US 153.1 
Asset Management Solutions, LLC Dba Asset Planning Solutions Edmond OK US 25.5 
Asset Management Strategies, Inc. Fishers IN US 159.6 
Asset Management Strategies, LLC Lewisburg PA US 27.8 
Asset Management Ventures, LLC Palo Alto CA US 0.0 
Asset One LLC Greenwood Village CO US 397.3 
Asset Planners, Inc. Clayton MO US 0.0 
Asset Planning & Management, Inc. Spokane WA US 89.2 
Asset Planning Corporation W. Palm Beach FL US 103.5 
Asset Planning Corporation Knoxville TN US 168.6 
Asset Planning Service Inc Covington LA US 247.8 
Asset Planning Service Limited. Harleysville PA US 719.4 
Asset Planning, Inc Cypress CA US 201.3 
Asset Preservation Advisors Inc Atlanta GA USA 2369.0 
Asset Preservation Group Inc Grapevine TX US 160.0 
Asset Protection Group Plantation FL US 0.0 
Asset Protection Group, LLC 2.5 
Asset Protection Wealth Management LLC Little Rock AR US 0.0 
Asset Solutions 16.0 
Asset Solutions, Inc. Littleton CO US 65.1 
Asset Strategies Group, LLC Lone Tree CO US 16.0 
Asset Strategies, Inc Palos Heights IL US 35.0 
Asset Strategies, Inc. Avon CT US 116.7 
Asset Strategy Advisors, LLC Natick MA US 188.8 
Asset Strategy Consultants LLC Hunt Valley MD US 7454.4 
Asset Strategy Retirement Plan Consultants, LLC Mechanicsburg PA US 24.2 
Asset Value Investors Limited London UK 1119.7 
Asset Wealth Advisors, LLC 4.3 
Assetbuilder, Inc. Plano TX US 670.9 
Assetgrade, LLC Boston MA US 31.2 
Assetmark, Inc. Concord CA US 20055.2 
Assetplus Investment Management Co. Seongnam-si, Gyeonggi-do 4270.0 
Associate Equity Group Irving TX US 0.0 
Associated Financial Advisors, Limited. Fresno CA US 15.0 
Associated Financial Partners, Inc. 6.2 
Associated Group Management, LLC Bala Cynwyd PA US 419.1 
Associated Investment Advisors, Inc. Independence OH US 22.2 
Associated Investment Service, Inc. Green Bay WI US 404.7 
Associated Investor Service, Inc. Ft. Lauderdale FL US 0.0 
Associated Professional Investments Mesa AZ US 6.8 
Associated Retirement Planners, Inc. Wausau WI US 0.0 
Associated Service In Insurance,Inc Grain Valley MO US 0.0 
Associates In Financial Planning Denver CO US 6.1 
Assurance Investment Management, LLC Hudson OH US 22.1 
Assure Wealth Strategies, LLC Worcester MA US 0.0 
Assured Retirement Advisors LLC San Diego CA US 0.8 
Assured Retirement Financial Group, Inc. Bloomington MN US 0.0 
Assurity Wealth Management Bradenton FL US 3.3 
Ast Investment Service, Inc. Shelton CT US 125924.6 
Ast Personal Wealth Solutions New York NY US 1.3 
Astellon Capital Partners LLP London UK 0.0 
Astenbeck Capital Management LLC Southport CT US 2447.1 
Asti Financial Management, LLC 0.0 
Aston Capital Management, LLC 16.3 
Astor Investment Management LLC Chicago IL USA 539.5 
Astorg Partners Paris FR 0.0 
Astoria Capital Management, Inc. Milwaukie OR US 0.0 
Astoria Capital Management, LLC Newport Beach CA US 0.0 
Astra Asset Management Uk Limited London UK 0.0 
Astra Capital Management LLC New York NY US 6.0 
Astra Capital Management LLC Washington DC US 0.0 
Astraeus Advisers, LLC Park Ridge IL US 809.0 
Astral Capital 0.0 
Astral Capital, L.P. Austin TX US 6.0 
Astrop Advisory Corporation Atlanta GA US 20.4 
Asturias Capital LLC New York NY US 344.7 
Asymmetria Capital Partners, LLC 0.0 
Asymmetric Advantage Capital Management, LLC Bellevue WA US 16.8 
Asymmetric Return Capital LLC New York NY US 0.0 
Asymmetry Capital Management, L.P. San Francisco CA US 105.2 
At Investment Advisers, Inc. Chicago IL US 9417.4 
Ata Management Strategies Inc Whitehall PA US 32.0 
Ata Ventures Los Altos CA US 0.0 
Atairos Management, L.P. Bryn Mawr PA US 4059.9 
Atalan Capital Partners, LP New York NY US 282.0 
Atalanta Sosnoff Capital, LLC New York NY US 2194.0 
Atalanta Sosnoff Management, LLC New York NY US 3102.7 
Atalaya Capital Management LP New York NY USA 2279.0 
Ataraxia Advisory Service, LLC 8.3 
Ataraxis Financial, LLC 15.2 
Atash Ventures, LLC Beverly Hills CA USA 0.0 
Atb Investment Management Inc. Calgary CA 0.0 
Atb Securities Inc. Calgary CA 0.0 
Atcap Partners, LLC Rockville MD US 31.7 
Atcapital Management Dubuque IA US 489.6 
Ategra Capital Management, LLC Vienna VA US 0.0 
Aterian Investment Management, LP New York NY US 394.4 
Atf Exchange, LLC Moscow US 0.0 
Athena Advisor Service, LLC Des Plaines IL US 45.5 
Athena Advisory Service Inc. Rochester MI US 25.8 
Athena Capital Advisors LLC Lincoln MA US 5998.7 
Athena Capital Management 3.9 
Athena Financial & Insurance Service, Inc. 0.0 
Athena Global Investors, LLC Reston VA US 102.2 
Athena Investment Management Orinda CA US 141.0 
Athena Retirement Advisors, LLC Duncan OK US 12.4 
Athenainvest Advisors LLC Greenwood Village CO USA 144.0 
Athenian Venture Partners Athens OH US 0.0 
Athens Capital Management LLC Santa Barbara CA US 0.0 
Atherean Wealth Management, LLC 2.5 
Athyrium Capital Management LP New York NY US 3079.9 
Atika Capital Management, LLC New York NY US 291.7 
Atip, Inc Huntington Beach CA US 0.6 
Atis Highland IN US 15.2 
Ativo Capital Management, LLC Chicago IL US 1264.6 
Atkins And Associates LLC Cary IL US 0.0 
Atl Advisor LP New York NY US 517.0 
Atlanta Capital Atlanta GA US 17633.3 
Atlanta Equity Management, LLC Atlanta GA US 0.0 
Atlanta Financial Associates, Inc. Atlanta GA US 0.0 
Atlanta Wealth Management, Inc. 4.2 
Atlantes Financial Advisors Fairhope AL US 24.2 
Atlantic Advisors, Inc. 4.6 
Atlantic Alchemy Company 0.0 
Atlantic Asset Management, LLC. Alexandria VA US 11821.8 
Atlantic Capital Investments, LLC 0.0 
Atlantic Capital Management Inc. Amherst NY US 26.3 
Atlantic Capital Management, Inc. Holliston MA US 115.3 
Atlantic Capital Strategies, Inc. 2768.6 
Atlantic Coast Investments Rehoboth Beach DE US 5.0 
Atlantic Creek Investment Management, LLC New York NY US 404.6 
Atlantic Equities LLP London UK 0.0 
Atlantic Equity Research, LLC Mt. Laurel NJ US 0.0 
Atlantic Family Wealth, LLC Coral Gables FL US 40.0 
Atlantic Financial Advisors, LLC Melbourne FL US 0.0 
Atlantic Financial Planning LLC 0.0 
Atlantic Financial Service, Inc. Towson MD US 96.4 
Atlantic Investment Management, Inc New York NY US 1302.6 
Atlantic Investments A Registered Investment Advisor, Inc Los Angeles CA US 0.0 
Atlantic Planning Group, LLC Waltham MA US 0.0 
Atlantic Retirement & Wealth Advisors LLC Walpole MA US 14.0 
Atlantic Street Capital Management, LLC Stamford CT USA 295.3 
Atlantis Asset Management, LLC New York NY US 65.2 
Atlantis Capital Management Corporation Cleveland OH US 32.5 
Atlantis Investment Parsippany Nj 0.0 
Atlantis Investment Advisors, LLC Memphis TN US 47.9 
Atlantis Investment Coaching, LLC Old San Juan PR US 0.0 
Atlantis Investment Management hong Kong Limited Hong Kong HK 613.0 
Atlantis Wealth Management 3.0 
Atlas Asset Management LLC Guaynabo PR US 18.4 
Atlas Brown Louisville KY US 376.4 
Atlas Capital 0.0 
Atlas Capital Advisors LLC San Francisco CA US 419.0 
Atlas Capital Management Aliso Viejo CA US 23.6 
Atlas Capital Management Corporation Ft Wayne IN US 139.7 
Atlas Capital Management, L.P. Dallas TX US 0.0 
Atlas Capital, LLC 0.0 
Atlas Equity Research Inc. 0.0 
Atlas Financial Richmond VA US 14.4 
Atlas Financial Advisors, Inc. Oroville CA US 54.2 
Atlas Holdings LLC Greenwich CT US 1454.4 
Atlas Merchant Capital LLC New York NY US 282.6 
Atlas Peak Advisors, Inc. Stateline NV US 40.2 
Atlas Peak Capital San Francisco CA US 0.0 
Atlas Principals, LLC Charlotte NC US 0.0 
Atlas Private Wealth Advisors Matawan NJ USA 122.6 
Atlas Private Wealth Management, LLC North Adams MA US 968.2 
Atlas Square Partners LLP London UK 0.0 
Atlas Venture Cambridge MA US 0.0 
Atlas Venture Life Science Advisors, LLC Cambridge MA US 0.0 
Atlas Wealth Management Group, LLC Laguna Hills CA US 13.2 
Atlas Wealth Management, LLC 14.8 
Atlas Wealth Partners LLC Wyomissing PA US 91.1 
Atlasinvest Holdings BVBA 1000 Brussels BE 0.0 
Atlasmark Financial, Inc. Austin TX US 234.7 
Atomi Financial Advisors Irvine CA US 20.4 
Atomic Labs San Francisco CA US 0.0 
Atomico Management, Limited. George Town KY 0.0 
Atomvest Limited Hong Kong HK 0.0 
Aton Advisors, LLC Denver CO US 37.7 
Aton Financial LLC San Juan PR US 81.6 
Atr Advisors, LLC Fairfield CT US 0.0 
Atrato Advisors LLC New York NY US 1000.0 
Atrato Asset Management LLC 180.4 
Atreaus Capital New York NY US 1265.5 
Atrevida Partners, LLC Rye NY US 0.0 
Atrium Capital Corporation Menlo Park CA US 0.0 
Attainable Wealth 1.5 
Attalus Capital, L.P. Philadelphia PA US 0.0 
Attentive Investment Managers, Inc. Stockton CA US 85.2 
Attestor Capital LLP London UK 0.0 
Attucks Asset Management, LLC Chicago IL US 2366.8 
Attune Financial Planning Novato CA US 7.6 
Atv Capital Management, Inc. Boston MA US 0.0 
Atw Partners LLC 0.0 
Atw Spac Management LLC New York NY US 0.0 
Atwater Malick, LLC Lancaster PA US 104.4 
Atwater Wealth Management Boston MA US 64.7 
Atwob 14.7 
Atwood & Palmer, Inc. Kansas City MO US 581.4 
Atx Portfolio Advisors, LLC Austin TX US 13.1 
Atx Seed GP, LLC Austin TX US 0.0 
Atyant Capital Management Limited Port-louis MU 218.6 
Au Wealthplan 1.9 
Aua Capital Management Camp Hill PA US 193.1 
Aua Private Equity Partners, LLC New York NY US 188.0 
Auburndale Investment Management Boston MA US 26.6 
Auctus Fund Mangement LLC Boston MA US 0.0 
Auctus Wealth Management Inc. Philadelphia PA US 17.1 
Audax Group Boston MA US 5883.5 
Audax Group New York NY US 4210.9 
Audion Management Company, LLC San Francisco CA USA 0.0 
Audubon Capital Management LLC New Orleans LA US 0.0 
Aufman Associates Inc Sewickley PA US 566.2 
Augulis Financial Firm, LLC. Warren NJ US 0.0 
Augur Capital Advisors S.a. Munsbach LU 0.0 
August Capital Menlo Park CA US 0.0 
August Equity LLP London UK 0.0 
August Wealth Group, Inc. 17.2 
August Wealth Management, LLC. 6.5 
Augusta Capital Investors, LLC Augusta GA US 3.3 
Augusta Capital Management, LLC Augusta GA US 672.3 
Augustan Capital Management LLC 4.4 
Augustine Asset Management Inc Jacksonville FL US 246.0 
Auldbrass Partners, LP New York NY US 0.0 
Aull & Monroe Mobile AL US 264.1 
Aulon Advisors, LLC 0.0 
Aum Shiv Advisors, LLC 0.0 
Aumakua Capital Management LLC 3.1 
Auour Investments LLC Wenham MA US 129.2 
Aura Wealth Advisors LLC Jefferson City MO US 50.5 
Aurelian Management, LLC New York NY US 0.0 
Aurelius Capital Management, LP New York NY US 4910.8 
Aureus Asset Management, LLC Boston MA US 1414.0 
Aureus Wealth Management LLC North Miami FL US 10.0 
Auribeau LLC New York NY US 377.8 
Auriga Capital Management, LLC New York NY US 78.7 
Aurmedis Global Investors LP New York NY US 26.9 
Aurochs Financial Group, LLC Wayzata MN US 61.6 
Aurora Asset Management, LLC. 25.6 
Aurora Capital Management 0.0 
Aurora Financial Advisors, LLC Wellesley MA US 239.6 
Aurora Financial Group, LLC Portland ME US 58.6 
Aurora Financial Service Vienna VA US 0.0 
Aurora Investment Advisors, LLC 1.6 
Aurora Investment Management LLC. Oakbrook Terrace IL US 1956.0 
Aurora Investment Managers, LLC West Palm Beach FL US 116.1 
Aurora Management Partners LLC Los Angeles CA US 2297.7 
Aurora Private Wealth, Inc. 9.1 
Aurora Strategic Advisors, LLC Lumberton NC US 1.1 
Aurum Wealth Management Group LLC Mayfield Village OH US 453.2 
Ausdal Financial Partners, Inc. Davenport IA USA 777.3 
Aust Financial Advisory, LLC 11.4 
Austec Wealth Management, LLC Highlands Ranch CO US 2.6 
Austerra Wealth Management LLC Dallas TX US 20.1 
Austin Asset Austin TX US 774.6 
Austin Atlantic Asset Management Co. Coral Gables FL US 352.3 
Austin Capital Asset Management, LLC Dallas TX US 143.7 
Austin Financial Advisors, Inc. Austin TX US 33.4 
Austin Financial Strategies, Inc. Indianapolis IN US 27.0 
Austin Investment Advisors Austin TX US 0.7 
Austin National Financial Service Austin TX US 3.0 
Austin Value Capital, LLC 5.0 
Austin Ventures Austin TX US 0.0 
Austin Wealth Management, LLC Austin TX US 51.5 
Australis Partners advisers LLC New York NY US 284.8 
Authent Advisors, Inc. Corte Madera CA US 238.0 
Authentic Counsel, LLC Irving TX US 41.2 
Autodidactic I LLC San Francisco CA US 0.0 
Automated Financial Planning, Inc. Miami FL US 0.0 
Autonomy Capital New York NY US 4955.2 
Autosport Fund Advisors, Inc. 2.4 
Autotech Management, LLC. Palo Alto CA US 0.0 
Autumn Lane Advisors, LLC Houston TX US 140.1 
Autumn Wind Asset Management Inc Great Falls VA US 104.5 
Autus Asset Management, LLC Scottsdale AZ US 648.0 
Auxan Capital Advisors, LLC Springfield MO US 12.4 
Auxano Advisors Bellevue WA US 398.9 
Auxarc Asset Management Company Siloam Springs AR US 7.4 
Auxi Asset Management, LLC Alamo CA US 62.5 
Auxier Asset Management Aurora OR US 604.6 
Auxin Group Wealth Management, LLC Akron OH US 62.0 
Ava Wealth Management LLC 26.0 
Avaari Financial 0.0 
Avail Capital Management, Inc. 0.0 
Avalan, LLC Santa Barbara CA US 149.6 
Avalon Advisors LLC Houston TX US 4895.3 
Avalon Asset Management Company 2.5 
Avalon Capital Management Port Of Redwood City CA US 193.1 
Avalon Financial Advisors Laguna Hills CA US 1.8 
Avalon Financial Management Radnor PA US 64.7 
Avalon Global Asset Management LLC San Francisco CA US 132.8 
Avalon International Strategies, Inc. 0.0 
Avalon Ventures Management, LLC La Jolla CA US 0.0 
Avalon Wealth Advisory, Inc. Indianapolis IN US 0.0 
Avalor Investment AG Zurich CZ 1298.0 
Avanath Capital Management, LLC Irvine CA US 743.4 
Avanda Investment Management Pte Limited Singapore SG 0.0 
Avant Capital, LLC Lafayette LA US 52.6 
Avant Garde Capital Atlanta GA US 0.4 
Avant, Inc. Chicago IL US 0.0 
Avante Mezzanine Partners Ii, Inc. Los Angeles CA US 0.0 
Avanti Investment Advisors, Inc. Winter Park FL US 751.7 
Avanti Wealth Management Longwood FL US 0.0 
Avantoptima, Inc. 0.7 
Avanz Capital Management LP Bethesda MD US 70.3 
Avaring Capital Advisors, LLC Highland Heights OH US 0.0 
Avasar Asset Management New York NY US 0.0 
Avc Kovach GP, LP Austin TX US 0.0 
Avellino Financial Advisors, Inc. Chicago IL US 12.4 
Avendus Capital, Inc. New York NY US 0.0 
Avendus Wealth Management Private Limited Bandraeast Mumbai IN 375.6 
Avenir Corporation Washington DC US 1248.4 
Aventail Wealth Management, LLC Winter Haven FL US 7.0 
Avente Capital Management LLC New York NY USA 0.0 
Aventicum Capital Management qatar LLC Doha QA 0.0 
Aventicum Capital Management switzerland Limited Geneva US 0.0 
Aventicum Capital Management uk LLP London UK 0.0 
Aventura Capital Management, LLC Aventura FL US 100.0 
Aventus Investment Advisors, Inc. Cornelius NC US 55.7 
Avenue Advisors, LLC San Diego CA US 63.0 
Avenue Asia Capital Management, L.P. New York City NY US 618.2 
Avenue Capital Management Ii, L.P. New York NY US 5416.5 
Avenue Europe International Management, L.P. New York NY US 5724.1 
Avenue Retirement Service 5.1 
Aveo Capital Partners, LLC Greenwood Village CO USA 565.0 
Averbach Financial & Estate Counsel 48.0 
Avertrust Wealth LLC 3.4 
Avery Wealth, Inc. Jackson MI US 55.2 
Avesta Venture Advisors N. Bethesda MD US 0.0 
Avestar Capital, LLC New York NY USA 0.0 
Aviance Capital Management, LLC Sarasota FL US 2288.5 
Aviance Capital Partners LLC Naples FL US 476.6 
Avid Wealth Management Group, LLC Atlanta GA US 40.1 
Avidence Capital Advisors, LLC 2.7 
Avier Wealth Advisors Bellevue WA US 308.9 
Avighna Capital Advisors George Town KY 0.0 
Aviles Capital Management LLC 1.5 
Aviso Wealth Management Seattle WA US 53.4 
Avista Capital Partners New York NY US 5198.6 
Avista Wealth Management Northbrook IL US 15.0 
Avitzur Asset Management, LLC 3.4 
Aviv Asset Management, LLC 0.0 
Aviva Investors Americas Chicago IL US 6401.7 
Avivar Capital, LLC Los Angeles CA US 100.0 
Avl/wealthcare, LLC Gulfport MS US 111.2 
Avocet Capital Management LLC Deerfield IL US 50.6 
Avondale Asset Management Santa Monica CA US 10.0 
Avondale Conquest, LLC Sausalito CA US 47.7 
Avondale Investment Management LLC Dallas TX US 27.0 
Avondale Partners, LLC Nashville TN US 1809.3 
Avondale Wealth Management LLC Houston TX US 164.7 
Avp Advisors, LLC Sherman Oaks CA US 117.6 
Avram Y.katz Investment Advisory Service Roseland NJ US 0.0 
Avx Management, LLC Austin TX US 0.0 
Awareness Wealth Advisors, Inc. 46.1 
Awen Investment Advisory LLC Madison WI US 0.0 
Awh Capital, L.P. Dallas TX US 88.8 
Awm Financial Service Inc. Dba Allied Wealth Management Houston TX US 55.8 
Awm Global Advisors San Diego CA US 132.3 
Awm Investment Company Inc New York NY US 670.8 
Awr Investment Management, LLC San Rafael CA US 43.9 
Axa Advisors, LLC New York NY US 9866.7 
Axa Equitable Funds Management Group, LLC New York NY US 144288.9 
Axa Investment Managers Inc Greenwich CT US 63224.8 
Axa Real Estate Investment Managers Us LLC New York NY US 1070.8 
Axa Reim Sgp Paris La Defense FR 0.0 
Axa Rosenberg Investment Management LLC Orinda CA US 21594.5 
Axar Capital Management LP New York NY US 403.5 
Axcel Capital Management, LLC 0.0 
Axel Capital Management, LLC New York NY US 165.5 
Axia Advisory Corporation Indianapolis IN US 1140.8 
Axia Asset Management, LLC New York NY US 10.0 
Axia Wealth Management Inc Bend OR US 0.9 
Axiom Advantage Portfolios LLC Dallas TX US 7.0 
Axiom Advisors, LLC Bedford NH US 0.0 
Axiom Advisory, LLC San Diego CA US 62.7 
Axiom Alternative Investments Paris FR 534.8 
Axiom Asia Private Capital Management Service, LP Singapore SG 0.0 
Axiom Asset Management Wayne PA US 586.5 
Axiom Investment Management LLC New York NY US 138.5 
Axiom Investment Solutions LLC Doylestown PA US 15.0 
Axiom Investors Greenwich CT US 8824.4 
Axion Financial Group LLC Bethany Beach DE US 25.0 
Axis Advisors, LLC East Providence RI US 38.2 
Axis Financial, LLC Odon IN US 0.0 
Axium Infrastructure Inc. Montreal, Quebec CA 2102.2 
Axium Infrastructure Us Inc. New York NY US 2416.4 
Axon Consulting Inc New York NY US 0.0 
Axonic Capital LLC New York NY USA 5666.4 
Axxcess Wealth Management, LLC Carlsbad CA US 361.6 
Axxon Group Rio De Janeiro BR 0.0 
Axxus Wealth Advisors, LLC 1.7 
Axys Capital Management Austin TX US 267.7 
Ayal Capital Advisors Limited Toronto CA 0.0 
Aydt Investment Management, Inc. Evansville IN US 9.3 
Ayers & Associates, P.c. New Haven CT US 0.0 
Ayers Capital, LLC Chicago IL US 171.2 
Ayin Capital Management LP New York NY US 0.0 
Aylstone Capital Management, LLC Dallas TX US 28.1 
Aym Capital, LLC Lakewood NJ US 0.0 
Ayres Financial Advisors, LLC 0.0 
Ayrshire Capital Management LLC Westport CT US 68.9 
Ayrton Capital LLC New York NY US 0.0 
Az Apice Capital Management LLC Miami FL US 376.5 
Az Wealth Strategies Tucson AZ US 26.8 
Aza Capital Management Chicago IL US 190.9 
Azalea Capital Greenville SC US 129.5 
Azentus Capital Management Limited Central Hong Kong HK 0.0 
Azimuth Capital Management LLC Bloomfield Hills MI US 1861.9 
Azimuth Capital Management, LLC Winthrop ME US 15.1 
Azimuth Energy Partners GP Iii LP Calgary CA 0.0 
Azimuth Investment Management, LLC New York NY US 0.0 
Azimuth Ventures Management Company, LLC New York NY US 0.0 
Azini Capital London UK 0.0 
Azlin Consultants Private. Limited. Ahmedabad IN 0.0 
Aznar Financial Advisors, LLC 69.5 
Aztec Capital LLC 3.4 
Azure Capital Partners LP San Francisco CA US 0.0 
Azure Financial Advisors LLC 11.7 
Azure Wealth Management 7.6 
Azzad Asset Management, Inc. Falls Church VA US 439.9 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $100 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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