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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
KG Advisors Ii, L.P. Austin TX US 25.3 
KG Advisors, Inc. Austin TX US 39.1 
KG Advisors, L.P. Austin TX US 21.1 
KG Consulting Group, Inc. 2.2 
KG Funds Management New York NY US 171.8 
KG Investment Advisors, Inc. Deerfield Beach FL US 19.0 
KG&l Capital Management, LLC Saint Francisville LA US 84.8 
Khakiani, Amin 0.0 
Khaner Capital LP New York NY US 0.0 
Khc Investments, LLC Overland Park KS US 5.3 
Khc Wealth Management Overland Park KS USA 346.9 
Khorsand Management Woodland Hills CA US 0.0 
Khosla Ventures, LLC Menlo Park CA US 0.0 
Khp Capital LLC Tulsa OK US 152.8 
Khp Capital Partners, L.P. San Francisco CA US 0.0 
Khrom Capital Management New York NY US 0.0 
Khronos LLC New York NY US 375.2 
Kiara Advisor Pte. Limited. Singapore SG 0.0 
Kiaros Advisors, LLC 0.0 
Kibble & Prentice Holdings Company Seattle WA US 3595.1 
Kicking Horse Investment Management, LLC Frisco TX US 0.0 
Kickstart Capital, LLC Salt Lake City UT US 0.0 
Kieffer Capital Coral Gables FL US 6.0 
Kiel Investment Company 1.6 
Kiely Capital Management, Inc. Morristown NJ US 57.3 
Kiely Wealth Advisory Group, Inc. 356.6 
Kiker Wealth Management, LLC Jasper GA US 115.2 
Kilcullin Financial Life Planning, LLC 16.2 
Kildare Asset Management, LLC Binghamton NY US 10.3 
Kildare Partners Us, LLC Westlake TX US 1958.5 
Kildonan Castle Asset Management, L.P. New York NY US 524.9 
Kileen Diane Rezac, Sole Proprietor Marshalltown IA US 1.0 
Kilefner, Jarod San Diego CA US 0.0 
Kiley Juergens Wealth Management, LLC Olympia WA US 355.7 
Kilimanjaro Advisors LLC Boca Raton FL US 99.1 
Kilimanjaro Capital, LLC San Mateo CA US 5.7 
Kilner Capital Advisors, LLC Gaithersburg MD US 158.6 
Kiltearn Partners Edinburgh UK 8224.5 
Kilterhowling LLC Boulder CO US 59.4 
Kilzer Wealth Management Carmel CA US 2.8 
Kim Financial Advisors, Inc. San Ramon CA US 18.0 
Kimball Capital Management LLC 16.1 
Kimball, LLC Canton MI US 0.0 
Kimco 0.0 
Kimco International Pte. Limited. Singapore SG 0.0 
Kimelman & Baird, LLC New York NY US 722.5 
Kimerling, Daniel 0.0 
Kimmel, Susan 0.0 
Kimmeridge Energy Management Company, LLC New York NY US 575.3 
Kinder Financial Service Nashville IN US 1.0 
Kinderhook INDS, LLC New York NY US 1212.2 
Kinderhook Partners, LLC Fort Lee NJ US 0.0 
Kindred Capital Advisors LLC Norwalk CT US 0.0 
Kindred Wealth Investment Strategies 0.0 
Kindzia Investments Johns Creek GA US 34.4 
Kinetic Investment Management, Inc. Los Angeles CA US 5.6 
Kinetic Strategic Group, LLC Sarasota FL US 0.7 
Kinetic Ventures, LLC. Chevy Chase MD US 106.8 
Kinetics Advisers, LLC New York NY US 54.0 
Kinetics Asset Management LLC New York NY US 2437.9 
King And Company, Inc 0.0 
King Capital Management LLC 0.9 
King Financial Group, LLC 24.6 
King Financial Planning & Management, LLC Colorado Springs CO US 2.3 
King George Capital Management, Inc. 16.0 
King Investment Advisors, Inc. Houston TX US 0.0 
King Muir Fund Advisors, LLC Chicago IL US 19.9 
King Ridge Asset Management LLC 34.0 
King Street Capital Management, L.P. New York NY US 21562.0 
King Wealth Advisors, LLC San Mateo CA US 10.1 
King Wealth Management Group, LLC Saratoga Springs NY US 345.7 
King Wealth Planning, Inc. Campbell CA US 0.0 
King, Errol Gene 0.0 
King, Janice M. 1.5 
Kingdom 1st Financial Service Inc 0.5 
Kingdom Capital Management, Inc. Chicago IL US 8.1 
Kingdom Financial Group, LLC Peoria AZ US 24.6 
Kingdom Financial Ministry Drums PA US 0.0 
Kingdom Ridge Capital, LLC White Plains NY US 290.0 
Kingdon Capital Management, LLC. New York NY US 3043.2 
Kingfisher Capital, LLC Charlotte NC US 272.1 
Kingfisher Investment Advisors, LLC San Francisco CA US 0.0 
Kingfisher Investors LLC Westport CT US 7.9 
Kings Path Partners LLC Sugar Land TX USA 462.6 
Kings Point Capital Management LLC Great Neck NY US 714.5 
Kingsbridge Advisors, LLC Bloomfield NJ US 0.0 
Kingsbridge Wealth Management, Inc. Las Vegas NV US 135.5 
Kingsbrook Partners LP New York NY US 0.0 
Kingsbury Capital Investment Advisors LLC Evanston IL US 21.0 
Kingsbury Financial Management, Inc. 0.0 
Kingscote Capital LLC 0.3 
Kingsford Capital Management, LLC Point Richmond CA US 428.9 
Kingsland Capital Management LLC New York NY US 2026.7 
Kingsley Advisors, LLC 0.0 
Kingsley Perkins And Company, LLC Chicago IL US 23.3 
Kingsmark Private Financial Advisors, LLC Albany GA US 141.3 
Kingston Financial Service 0.0 
Kingstone Capital Partners Texas, LLC Dallas TX US 32.0 
Kingstone Prato, Inc. 0.0 
Kingstown Capital New York NY US 1863.3 
Kingsview Asset Management, LLC Grants Pass OR USA 375.6 
Kingsway Capital LLP London UK 0.0 
Kingswell Capital Management, LLC Nashville TN US 0.0 
Kingwest Advisors Inc. Toronto, Ontario CA 11.0 
Kinkelaar & Associates Chicago IL US 0.0 
Kinley Capital Partners San Carlos CA US 0.0 
Kinnamon & Associates Limited Ii Barrington IL US 67.5 
Kinneret Advisory, LLC New York NY US 213.0 
Kinney Asset Management, LLC. Chicago IL US 590.1 
Kinsale Capital Strategies LLC 1.1 
Kinsight, LLC Birmingham AL USA 434.0 
Kintail Capital, LLC 0.0 
Kintbury Capital LLP London UK 0.0 
Kinyan Capital Management LLC New York NY US 51.8 
Kipling & Co. Hamilton MT US 0.0 
Kiplinger Wealth Advisors Springboro OH US 2.0 
Kipp Financial Group, Inc. Ventura CA USA 123.9 
Kirby Energy Partners, LLC Houston TX US 0.0 
Kirby Financial Associates, LLC Darlington SC US 0.0 
Kirchner Financial Service, Inc. Spokane WA US 10.7 
Kirk A. Heyle Investments Springfield MO US 0.0 
Kirk Investment Advisors LLC Columbia MD US 0.0 
Kirkey & Co. Financial Advisors, Inc. Hilliard OH US 19.2 
Kirkland, Gwendolyn Vickye Matteson Il 0.0 
Kirkwood Eugene J., Sr. 9.5 
Kirkwood Investment Management L.P. 0.0 
Kirkwood Private, LLC 27.7 
Kirr, Marbach & Company, LLC Columbus IN US 609.4 
Kirtland Capital Partners Beachwood OH US 0.0 
Kirtland Financial Management, Inc. Coral Gables FL US 169.4 
Kirtland Hills Capital Management, LLC 15.0 
Kirwan Capital 3.5 
Kirz, Paul H Fullerton Ca 0.0 
Kis Financial Planning, LLC Tustin CA US 0.0 
Kisco Capital, LLC 6.8 
Kiski Partners LLC New York NY US 328.2 
Kismet Capital, LLC 0.0 
Kissinger Financial Service, LLC Hunt Valley MD US 205.8 
Kistler-tiffany Advisors Berwyn PA US 661.0 
Kitchen Investment Management LLC 7.3 
Kite Lake Capital Management uk LLP London UK 0.0 
Kitsune Advisors 0.0 
Kj Capital Management LLC 37.9 
Kj Donnelly Planning LLC 0.0 
Kjh Financial Service Needham MA US 0.0 
Kjt Investments New York NY US 10.9 
Kkb, P.c. Denver CO US 0.0 
Kkm Financial LLC Chicago IL US 1246.7 
Kkr Alternative Investment Management Dublin IE 0.0 
Kkr Credit Advisors us LLC San Francisco CA US 41391.1 
Kkr Prisma New York NY US 10842.0 
Kl Zech Investments 5.3 
Klaas Financial Asset Advisors, LLC. Loves Park IL US 284.0 
Klaff Realty, LP Chicago IL US 1064.7 
Klane Wealth Management, LLC Minneapolis MN US 60.9 
Klaraos, LLC Reno NV US 21.7 
Klaren Capital Charlottesville VA US 9.3 
Klcm Advisors, Inc. Milwaukee WI US 560.3 
Kleiboeker Capital Management, LLC 1.1 
Klein Asset Management LLC 11.7 
Klein Financial Advisors 7.0 
Klein Financial Advisors, Inc. Newport Beach CA US 59.6 
Klein Pavlis & Peasley Financial, Inc. Dana Point CA US 57.4 
Kleiner Perkins Caufield & Byers Menlo Park CA US 0.0 
Kleinhenz & Associates, Limited. Cleveland OH US 75.6 
Kleinman Financial Service 27.0 
Kleinsmith Resource Management, LLC 3.4 
Kleossum, Inc. Conway NH US 35.0 
Klimax Wealth Management, LLC 23.1 
Klimis & Associates Advisory, Inc. Palm Harbor FL US 0.0 
Kline Capital Management LLC Northfield IL US 11.8 
Kline Capital Management, LLC 5.0 
Kline Hawkes Pacific Advisors, LLC Los Angeles CA US 0.0 
Klingenstein Fields Wealth Advisors New York NY US 2964.1 
Klingman And Associates, LLC New York NY US 1356.1 
Klingshirn Investment Advisors, LLC 0.0 
Klk Capital Management LLC Irvine CA US 111.0 
Kln Financial Group San Jose CA US 0.0 
Klocke Capital Group, LLC Palm Beach FL US 35.1 
Klopp Investment Management LLC Cleveland OH US 58.0 
Kloster Capital Management,LLC. 15.7 
Klosters Capital Miami FL USA 186.3 
Klr Investment Advisors, LLC Providence RI US 0.0 
Kls Diversified Asset Management LP New York NY US 9778.3 
Kls Professional Advisors Group, LLC New York NY US 5515.6 
Kludein Management LLC San Francisco CA US 0.0 
Klute Capital Management, Inc. 0.3 
Km Advisory Service Victor NY USA 114.7 
Km Capital Management, Limited. Austin TX USA 118.3 
Km&m Pinnacle, Limited. Mansfield OH US 0.0 
Kmc Wealth Management, LLC San Antonio TX US 41.0 
Kmcp Advisors Ii, LLC San Diego CA US 150.3 
Kmf Investments Management, LLC 37.0 
Kmh Management Inc. 20.3 
Kmh Wealth Management, LLC Victoria TX USA 320.4 
Kml Financial Service Group, LLC. Brielle NJ US 25.6 
Kmr Wealth Advisory, LLC San Luis Obispo CA US 45.6 
Kms Financial Service, Inc Seattle WA US 5173.9 
Knapp R H & Co 18.9 
Knepp Financial Group, LLC Livonia MI US 0.0 
Knickerbocker Advisors Inc. New York NY US 86.1 
Knight And Company Wealth Advisors, LLC San Jose CA US 15.8 
Knight Financial Investments 2.5 
Knight Ii & Associates San Diego CA US 0.0 
Knight Investment Planning, LLC 0.0 
Knight Nguyen Investments Houston TX US 286.1 
Knight Vinke Asset Management LLC New York NY US 450.4 
Knight, David 0.0 
Knighthead Capital Management, LLC New York NY US 3959.7 
Knights Bridge Capital Management, L.P. Toronto CA 0.0 
Knights Of Columbus Asset Advisors LLC New Haven CT US 21310.0 
Knightsbridge Advisers LLC Bartlesville OK US 1223.8 
Knightsbridge Advisors, Inc. 84.3 
Knightsbridge Asset Management LLC Newport Beach CA USA 171.2 
Knightsgate Financial Advisors LLC Moorpark CA US 1.5 
Knk Capital Management, LLC Mission Viejo CA US 5.0 
Knoble, Larry H. Sycamore Il 0.0 
Knowledge Leaders Capital, LLC Denver CO USA 873.0 
Knowles, Judith E. 0.0 
Knox Capital Advisors, LLC Draper UT US 134.5 
Knr Consulting And Wealth Management, Inc. Laguna Niguel CA US 0.0 
Kobalt Capital Limited London UK 152.9 
Kobata Financial Atascadero CA US 0.0 
Kobo Retirement Strategies Pasadena CA US 0.0 
Kobo Wealth Conservancy, LLC Honolulu HI US 91.7 
Kobrick Investment Advisors, Limited. Garden City NY US 0.0 
Koch Capital Management LLC Alamo CA US 23.5 
Koch Financial Partners, LLC Portland OR US 0.0 
Kochevar Financial Planning, LLC 0.0 
Koci Consulting 0.7 
Kodak Brothers Capital Management, LLC Austin TX US 0.0 
Kodiak Investment Management LLC Aitkin MN US 2.9 
Kodiak Venture Partners Wellesley MA US 0.0 
Koehler Financial Service, Inc. Stevensville MI US 30.9 
Koenig Investment Advisory, LLC Medford OR US 119.7 
Kohala Capital Partners, LLC 38.0 
Kohfounders West Los Angeles CA US 0.0 
Kohlberg & Company Mount Kisco NY US 2694.7 
Kohlberg Kravis Roberts & Co. L.P. New York NY US 76166.9 
Kohlhepp Investment Advisors, Limited. Doylestown PA US 145.1 
Kohli Financial Group, LLC 3.1 
Kohmann Bosshard Financial Service, LLC. Akron OH US 126.4 
Kokua Capital Management, LLC 25.0 
Kolash Wealth Strategies, LLC Appleton WI US 8.6 
Kolb Wealth Management, LLC East Greenwich RI US 22.3 
Koldenhoven Financial, LLC Colorado Springs CO US 0.0 
Kolinsky Wealth Management, LLC Ramsey NJ US 182.1 
Koll Bren Schreiber Realty Advisors, Inc. Newport Beach CA US 0.0 
Kollar Wealth Advisors, LLC Northbrook IL US 4.5 
Kolman Investor Coaching Jackson MI US 22.0 
Komet Asset Management San Antonio TX US 1.8 
Kompass Financial Advisors, Inc. Englewood CO US 0.0 
Konark Asset Management LLC Scottsdale AZ US 0.0 
Kondo Wealth Advisors, Inc Pasadena CA US 148.5 
Kondracki Advisory, LLC Hingham MA US 19.0 
Konicek Investment Advisory 3.5 
Konnect Health And Wealth 22.5 
Kontiki Capital Management hk Limited Hong Kong HK 0.0 
Konza Capital Advisors Manhattan KS US 8.0 
Koob Wealth Management, LLC White Bear Township MN US 36.7 
Koon Financial Planning & Consulting/kfp&c Greenwood IN US 19.9 
Kopernik Global Investors, LLC Tampa FL USA 2586.9 
Kopion Asset Management, LLC Mckinney TX US 41.0 
Kopis Capital Management, LLC Irving TX US 3.5 
Koplan & Associates 0.5 
Kopman Investment Advisory 0.0 
Kopp Financial 0.5 
Kopp Investment Advisors Bloomington MN US 120.8 
Kora Management LP Brooklyn NY US 429.3 
Korbitz Financial Planning LLC Milwaukee WI US 0.0 
Kore Advisors LP Boynton Beach FL US 1343.9 
Korea Investment Management Co., Limited. Seoul KR 29538.8 
Korea Investment Value Asset Management Seoul KR 5008.5 
Kornerstone, Inc. Chico CA US 135.4 
Kornfield Investment Management Lancaster PA US 43.0 
Kornitzer Capital Management, Inc. Shawnee Mission KS US 7217.8 
Korr Acquisitions Woodbury NY US 0.0 
Korving & Company LLC Suffolk VA US 70.7 
Kosler & Company, S.c. Oconomowoc WI US 0.0 
Kosmos Management LLC Seattle WA US 129.5 
Koss-olinger Consulting, LLC. Gainesville FL US 598.2 
Kostrzewski, Mark Benedict Buffalo NY US 0.0 
Kotak Mahindra Asset Management singapore Pte. Limited. Singapore SG 0.0 
Kotak Mahindra International Limited Port Louis MU 0.0 
Kotak Mahindra uk Limited London UK 2443.8 
Kotarba Partners & Co, LLC Tiburon CA US 0.0 
Kotys Wealth Professionals Valparaiso IN US 58.8 
Koury Capital Management, LLC 64.0 
Kov Financial Advisors, LLC Farmington CT US 47.3 
Kovack Advisors, Inc. Ft. Lauderdale FL US 1316.9 
Kovack International Advisors Inc. Fort Lauderdale FL US 0.0 
Kovalcik & Geraghty Wealth Partners LLP Upper Arlington OH US 104.3 
Kovar Capital Lufkin TX US 5.0 
Kovitz Investment Group Partners, LLC Chicago IL US 2657.3 
Kowal Investment Group, LLC Waukesha WI US 0.0 
Kowalik And Associates LLC Sauk Rapids MN US 0.0 
Kp Management LLC Minneapolis MN US 0.0 
Kpb Investment Advisors LLC Cleveland OH US 116.7 
Kpcb China Shanghai CN 0.0 
Kpf Global 214.9 
Kpg Ventures Lafayette CA US 0.0 
Kpm Financial, LLC 0.0 
Kps Capital Partners, LP New York NY US 5409.1 
Kraematon Investment Advisors, Inc Wellesley MA US 100.9 
Kraft Asset Management, LLC Nashville TN US 278.2 
Kral Financial Advisors, LLC 124.1 
Kramer Asset Management 3.8 
Kramer Fiduciary Service Pittsburgh PA US 10.0 
Kramer Financial Group New York NY US 0.0 
Kramer Investment Advisors, Inc. Topanga CA US 0.0 
Kramer Investment Service, LLC Lake Geneva WI US 1.7 
Kramer Investments, Inc. Harrison NY US 21.0 
Kramer Van Kirk Credit Strategies L.P. Chicago IL US 3652.6 
Kramer, Roger Samuel 0.0 
Krammer Financial 0.0 
Krane Financial Solutions Calabasas CA US 90.5 
Krane Funds Advisors, LLC New York NY US 238.9 
Kranenburg Capital Management LLC San Rafael CA US 15.3 
Krasna Financial Group LLC Walnut Creek CA US 0.0 
Kraus Capital Management, LLC San Antonio TX US 50.2 
Krauss Whiting Capital Advisors LLC Stamford CT US 29.5 
Kravitz Investment Service, Inc. Encino CA US 493.2 
Krb And Associates, Inc Oklahoma City OK US 18.2 
Krd Financial Schaumburg IL US 38.8 
Kreid Investment Consulting, Inc. 0.0 
Krempa Associates Inc. Fountainville PA US 35.0 
Krensavage Asset Management, LLC New York NY US 262.9 
Kreos Capital Group Limited St Helier JE 0.0 
Kreos Capital Group V Limited St. Helier JE 0.0 
Kreos Capital Management Limited Tortola VG 0.0 
Krg Capital Partners Denver CO US 1687.1 
Krider Wealth Management, LLC 0.0 
Krieble Asset Management, Inc. 25.2 
Krier Wealth Management, LLC Jacksonville FL US 84.2 
Krilogy Financial LLC St. Louis MO USA 664.2 
Kris Lewicki & Associates, LLC Weston FL US 0.0 
Kristine A. Boelte & Associates, LLC Clarksville VA US 7.1 
Krivacs Capital Management, LLC Denver CO US 19.2 
Krm Advisory Service Wethersfield CT US 0.0 
Krm Capital Management 5.2 
Krm Wealth Management LLC. Reno NV US 11.2 
Kroeger Financial Partners Grass Valley CA US 18.4 
Krohne Capital, LLC 26.0 
Kronos Wealth Management Portsmouth NH US 18.1 
Kroon & Mitchell Asset Management LLC Grand Rapids MI US 20.9 
Kropog Financial Group, LLC Mandeville LA US 38.0 
Krouse Kern Wealth Management, Inc. Fort Wayne IN US 50.0 
Krozel Capital Management, LLC Scottsdale AZ US 0.8 
Krp Financial Service, LLC Sioux City IA US 34.4 
Krs Capital Management, LLC Bloomfield Hills MI US 74.7 
Krs Tax & Investments Inc. 22.2 
Krueger & Catalano Capital Partners, LLC Houston TX US 206.0 
Krueger Financial Service, Inc. Phoenix AZ US 0.0 
Krumrei & Ross, Inc. Moraga CA US 121.9 
Kruse Asset Management, LLC Chicago IL US 50.4 
Kruse, Autumn Rain 0.0 
Krusen Capital Management, LLC New York NY US 175.6 
Krv Capital, LP New York NY US 54.4 
KS Global Advisors, Inc. 6.5 
KS Management Corporation. New York NY US 0.0 
Ksa Capital Management, LLC Morristown NJ US 195.0 
Ksa Financial Service 17.2 
Ksb Financial Service, LLC Eugene OR US 0.0 
Ksl Capital Partners Denver CO US 5230.6 
Kstone Partners LLC Valhalla NY US 172.1 
Kt Administrators Inc Wayne PA US 0.0 
Kubhera Ent LLC Princeton NJ US 61.5 
Kucheria Capital Management LLC Glendale Ca 0.0 
Kudu Investment Management LLC New York NY US 147.0 
Kudzu Growth Ridgeland MS US 6.3 
Kuhl Investments Inc. 0.0 
Kuhn Advisors, Inc. Durham NC US 272.1 
Kuhn Wealth Management Inc. Arlington Heights IL US 25.0 
Kuleck Financial Planning 0.0 
Kuli Capital Management 12.4 
Kult Wealth Management Group, LLC Brookfield WI US 55.3 
Kummer Financial Strategies, Inc. Highlands Ranch CO US 207.8 
Kun-lun DEVE Corporation 0.2 
Kunath Karren Rinne & Atkin LLC Seattle WA US 1195.8 
Kuramo Capital Management, LLC New York NY US 0.0 
Kurfees Capital Management, LLC Columbus OH US 4.2 
Kurt Oelze, LLC 0.0 
Kurtin Financial Advisers, LLC 77.2 
Kurzweil Capital Partners, LLC Newton MA US 0.0 
Kusske Financial Management, Inc. Burnsville MN US 0.1 
Kutscher Rhodes & Benner, Inc. Seattle WA USA 286.8 
Kutz And Company Inc. Great Neck NY US 40.4 
Kuvari Partners LLP London UK 0.0 
Kv Financial Planning 2.0 
Kv Service Ii Limited Grand Cayman Cay 450.4 
Kv Service Limited Grand Cayman Cay 450.4 
Kvam International Ii Limited. Grand Cayman Cay 450.4 
Kvb Capital LLC 1.0 
Kvk Global Strategies LLC Chicago IL US 47.9 
Kvp Capital Advisors, LP San Francisco CA US 0.0 
Kw Investment Management Limited. St. Helier JE 0.0 
Kwk Management LLC El Segundo CA US 528.8 
Kwl Capital Management, LLC 0.0 
Kyarsip Financial Advisors LLC 61.0 
Kyle Financial Service Milwaukee WI US 202.8 
Kyleshill Financial Planning 12.2 
Kylin Management LLC New York NY US 3255.5 
Kynikos Advisors LLC New York NY US 249.4 
Kynikos Associates LP New York NY US 3345.3 
Kyobo Life Asset Management america Co., Limited. New York NY US 251.0 
Kyria Capital Management, LP 0.0 
Kyur, Inc. Greenwich CT USA 0.0 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $100 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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