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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
Ni Advisors Oakland CA US 0.0 
Niagara International Capital Limited Clarence NY US 5.1 
Niam AB Stockholm SE 0.0 
Nibc Credit Management, Inc. The Hague NL 175.3 
Nic Management LLC New York NY US 547.8 
Nice Harbour GP Ii Limited St Peter Port GG 0.0 
Nich Capital Partners, LLC San Francisco CA US 40.0 
Niche Registered Investment Advisory Service, LLC 6.0 
Nicholas Co Inc Milwaukee WI US 4907.7 
Nicholas Hoffman & Company, LLC Atlanta GA US 599.5 
Nicholas Investment Parnters, L.P. Rancho Santa Fe CA US 1952.2 
Nicholas Ventimiglio, Cdfa San Ramon CA US 0.0 
Nicholas Yrizarry Wealth Management Group Laguna Beach CA US 92.0 
Nichols & Pratt Advisers LLP Boston MA US 1563.7 
Nichols Asset Management LLC 131.3 
Nichols Capital Management, LLC 8.3 
Nichols Investment Advisors 22.6 
Nichols Investment Advisory Service Mashpee MA US 16.5 
Nichols Investment Management Bangor ME US 50.3 
Nicholson Capital Management, Inc. Kansas City MO US 101.3 
Nicholson Investments, Inc. 0.0 
Nickel Investment Advisors, Inc. 40.0 
Nickles Investment Advisory 6.0 
Nicol Advisors Corporation Granite City IL US 3.8 
Nicolet Advisory Service, LLC Green Bay WI US 101.6 
Nicolet Capital Partners, LLC 0.0 
Nicolette Financial Advisors LLC 9.1 
Nicollet Investment Management, Inc. Minneapolis MN US 183.5 
Nicoya Capital LLC 0.0 
Nida And Montgomery Wealth Advisors Shreveport LA US 5.9 
Nidhi Capital, LLC 4.4 
Nidhogg Capital Management, LLC 0.0 
Nielsen Financial Service, Inc. Salt Lake City UT US 63.4 
Niemann Analytics 160.9 
Niemann Capital Management Inc Carson City NV US 159.1 
Nierenberg Investment Management Company, Inc. Camas WA US 114.5 
Night Owl Capital Management, LLC Greenwich CT US 526.7 
Nighthawk Capital Limited Hong Kong HK 98.8 
Nightingale Financial Advisory Palo Alto CA US 33.0 
Nightwatch Capital Advisors, LLC 0.3 
Nigido Mullin Investment Strategies, LLC Skillman NJ US 17.1 
Nikko Asset Management Americas, Inc. New York NY US 2214.8 
Nikko Asset Management Asia Limited Singapore SG 5619.6 
Nikko Asset Management Co Limited Tokyo JP 120572.7 
Nikko Asset Management Europe Limited London UK 17553.3 
Nikko Asset Management Hong Kong Limited Hong Kong HK 0.0 
Nikulski Financial, Inc. Bettendorf IA US 106.9 
Nile Capital Management LLC Princeton NJ US 20.0 
Niles Asset Management, Inc 24.7 
Nine Chapters Capital Management, LLC Short Hills NJ US 0.0 
Nine Gates Capital, LLC 29.9 
Nine Masts Capital Limited Central HK 0.0 
Nine Rivers Capital 0.0 
Nine Ten Capital Management Austin TX US 360.4 
Nine Thirty Capital Management, LLC New York NY US 416.2 
Ninealpha Capital LP New York NY US 0.0 
Ninepoint Advisors Coral Gables FL US 8.0 
Ninesquare Capital Partners LLC 0.0 
Nippon Life Global Investors Americas, Inc. New York NY US 8973.8 
Nippon Value Investors Tokyo JP 1076.2 
Nipun Capital, L.P. Foster City CA US 2368.9 
Nirvana Analytics, LLC Cleveland OH US 1.6 
Nisa Investment Advisors, LLC St. Louis MO US 131600.6 
Nishkama Capital LLC New York NY US 0.0 
Nisman Investment Service Inc. Lakewood Nj 0.0 
Nissay Asset Management Corporation Tokyo JP 38181.9 
Nissim Investment Group LLC 1.6 
Nitor Capital Management New York NY US 9.0 
Nitorum Capital, L.P. New York NY US 402.2 
Nix Wealth Management Sacramento CA US 16.0 
Nixon Peabody Financial Advisors LLC Rochester NY US 46.3 
Nla Financial Advisors 61.7 
Nlrk LLC Dba Newbean Capital LLC 0.0 
Nm Greenberg Financial, LLC 6.5 
Nmg Capital Group 0.0 
Nms Capital Asset Management, Inc. Beverly Hills CA US 68.0 
Nn Investment Partners North America LLC New York NY US 6218.1 
Nnip Advisors B.v. The Hague NL 4833.5 
No-load Asset Management 26.4 
Noah Investment Management, LLC 1.4 
Nobadeer Capital Management, LLC Warren RI US 29.0 
Noble Advisors, LLC Weehawken NJ US 4.5 
Noble Advisory Group LLC Waco TX US 0.0 
Noble Capital Advisors, LP New York NY US 41.6 
Noble Capital Management Atlanta GA US 0.0 
Noble Capital Management, Inc. Boca Raton FL US 11.6 
Noble Financial Advisors LLC 2.0 
Noble Wealth Management, Inc. Aliso Viejo CA US 149.9 
Noblebridge Wealth Management, LLC 3.0 
Nobles & Richards Advisors, LLC Plano TX US 0.0 
Nobscot Investment Management LLC Wellesley MA US 62.0 
Noctua International Wmg, LLC Miami FL US 337.7 
Nocturne Capital, LLC Atlanta GA US 0.0 
Noesis Capital Management Corporation Boca Raton FL US 365.6 
Nogales Investors Management, LLC Los Angeles CA US 256.2 
Nokia Growth Partners Us, LLC Palo Alto CA US 0.0 
Nokomis Capital, LLC. Dallas TX US 476.3 
Nokota Management, LP New York NY US 2763.1 
Nolan & Vinson, LLP Albertville AL US 0.0 
Nolan Capital Advisors LLC 3.2 
Nolan Pro Trading LLC 1.1 
Nolan, Paul F. 0.0 
Nolex Management LLC Stamford CT US 0.0 
Nollenberger Investment Management LLC San Francisco CA US 28.4 
Nomura Asset Management Co., Limited. Tokyo JP 372046.2 
Nomura Asset Management Hong Kong Limited Central Hong Kong HK 680.3 
Nomura Asset Management Singapore Limited Singapore SG 9380.3 
Nomura Asset Management U.k. Limited London UK 30661.8 
Nomura Asset Management U.s.a. Inc. New York NY US 845.7 
Nomura Corporate Research And Asset Management Inc New York NY US 14131.3 
Nomura Global Alpha LLC New York NY US 639.8 
Nomura Securities International, Inc. New York NY US 0.0 
Non-traditional Wealth Management, LLC Orlando FL US 0.0 
Nonesuch Advisors 0.0 
Noosphere Ventures Management Company, LLC Menlo Park CA US 0.0 
Noram Asset Management, Inc. Dallas TX US 27.4 
Norcap Investment Management, L.P. Dallas TX US 176.7 
Nordberg & Vandenberg, Inc. East Lansing MI US 30.1 
Nordea Investment Management North America, Inc. New York NY US 2140.8 
Nordic Capital St. Helier JE 0.0 
Norfield Capital, LLC 14.4 
Norfolk Advisors, LLC New York NY US 50.0 
Norman Fields, Gottscho Capital Management LLC New York NY US 172.3 
Norman Financial Planning, Inc. Troy MI US 0.0 
Norman Lungsun Yu D/b/a Nly Investment Advisor 0.3 
Norman W. Berger, Inc. 8.3 
Normandy Capital Management, LLC Lakewood CO US 41.0 
Normandy Real Estate Management, LLC Morristown NJ US 137.8 
Noro-moseley Partners Atlanta GA US 0.0 
Norris Financial Group, LLC Greenville SC US 86.5 
Norris Perne & French LLP Grand Rapids MI US 1155.9 
Norris Wealth Management, LLC 16.4 
Norseman Advisory Group, Inc. Newport News VA US 0.1 
North & Company, LLC 16.6 
North American Management Corporation Boston MA US 1377.3 
North Asset Management LLP London UK 0.0 
North Berkeley Investment Partners, LLC Berkeley CA US 268.8 
North Branch Advisory 2.1 
North Bridge Growth Management Company, LLC Waltham MA US 0.0 
North Bridge Venture Management Company, LLC Waltham MA US 0.0 
North Capital Salt Lake City UT US 85.0 
North Castle Advisors, LLC 41.5 
North Castle Partners, LLC Greenwich CT US 390.0 
North Coast Asset Management, Inc. Windsor CA US 14.3 
North Compass Financial Advisors, LLC Grand Rapids MN US 76.8 
North Country Investment Advisers, Inc. Glens Falls NY US 201.9 
North East Asset Management Minneapolis MN US 20.0 
North Elm Capital LP New York NY US 0.0 
North Financial Advisors Washington DC US 0.5 
North Fork Investment Management LLC 0.0 
North Forty Two & Co. Lake Oswego OR US 59.5 
North Haven Financial LLC 1.7 
North Hill Ventures Boston MA US 0.0 
North Lake Tahoe Financial Service, LLC Incline Village NV US 0.0 
North Loop Capital Management, LLC Minneapolis MN US 0.0 
North Pier Fiduciary Management Los Angeles CA US 851.6 
North Point Advisors San Ramon CA US 200.0 
North Point Portfolio Managers Corporation Mayfield Heights OH US 678.6 
North Pointe Financial Advisors, Inc Sugar Grove IL US 3.6 
North Ridge Securities Corporation. Melville NY US 174.4 
North Ridge Wealth Advisors, Inc. Portland OR US 44.1 
North Rim Capital Management LLC 0.0 
North Run Capital, LP Boston MA US 1875.0 
North Scottsdale Wealth Advisors, LLC Scottsdale AZ US 0.0 
North Shore Advisors, Inc. 24.0 
North Shore Asset Management, LLC 40.7 
North Shore Investment Advisors, LLC Neenah WI US 8.3 
North Shore Investment Consulting LLC Wilmette IL US 78.0 
North Shore Private Asset Management, LLC Lake Forest IL US 123.2 
North Sky Capital, LLC Minneapolis MN US 1043.7 
North South Capital, LLC Chicago IL US 18.3 
North Star Advisory Group, LLC Beachwood OH US 54.3 
North Star Asset Management Inc Menasha WI US 1295.8 
North Star Capital Management LLC 4.3 
North Star Investment Management Corporation Chicago IL US 1109.7 
North Street Ventures, LLC 0.0 
North Tide Capital, LLC Boston MA US 2281.7 
North Woods Capital Benefits Buffalo NY US 12.8 
Northbay Advisors Cotati CA US 0.0 
Northbrook Financial Group Auburn Ca 0.0 
Northcoast Asset Management LLC Greenwich CT US 2705.2 
Northcross Capital Management Limited St. Helier JE 0.0 
Northeast Advisers, Inc. Paoli PA US 375.3 
Northeast Asset Management, Inc. Mitchel Field NY US 429.5 
Northeast Capital Management, Inc. Fall River MA US 59.0 
Northeast Equity Research Inc. 2.0 
Northeast Financial Consultants, Inc Westport CT US 2689.2 
Northeast Financial Group, Inc. Tannersville PA US 349.8 
Northeast Investment Management Inc Boston MA US 1322.7 
Northeast Management & Research Co., Inc. Boston MA US 57.6 
Northeast Passage Financial Advisors LLC Hampton NH US 0.0 
Northeast Planning Associates, Inc. Bedford NH US 127.7 
Northeastern Capital Management, LLC 1.6 
Northeastern Financial Consultants, Inc. South Abington Township PA US 51.4 
Northeastern Star Asset Management, Inc. Wormleysburg PA US 176.1 
Northeastern Wealth Management, LLC Bedford NH US 10.1 
Northedge Capital LLP Manchester UK 0.0 
Northern Border Advisors New York NY US 0.0 
Northern Capital Management LLC Madison WI US 357.6 
Northern Capital Management, Inc. Spokane WA US 248.6 
Northern Cross, LLC Boston MA US 36735.2 
Northern Financial Advisors, Inc Bloomfield Hills MI US 0.0 
Northern Fund Management America LLC Stamford CT US 649.7 
Northern Fund Management Bermuda Limited Hamilton BM 0.0 
Northern Light Venture Capital Hong Kong HK 0.0 
Northern Lights Advisors, Inc. Kirkland WA US 9.1 
Northern Lights Capital Management LLC 0.9 
Northern Oak Wealth Management. Inc Milwaukee WI US 605.0 
Northern Oregon Money Management LLC Hood River OR US 1.6 
Northern Pacific Growth Investment Advisors, LLC Wayzata MN US 0.0 
Northern Right Capital Management, L.P. Darien CT US 154.0 
Northern Star Capital Management Grosse Pointe MI US 20.0 
Northern Trust Global Investments Limited London UK 133514.4 
Northern Trust Investments, Inc Chicago IL US 623633.1 
Northern Trust Securities, Inc Chicago IL US 100.0 
Northfork Financial LLC Bozeman MT US 42.0 
Northgate Advisors Walnut Creek CA US 26.9 
Northgate Capital, L.P. Danville CA US 3501.2 
Northgate Wealth Management Greensburg PA US 23.0 
Northlake Capital Management, LLC Evanston IL US 39.5 
Northland Asset Management Minneapolis MN US 102.7 
Northland Capital Management Duluth MN US 54.8 
Northland Financial Advisors Inc. 2.8 
Northlanding Financial Partners, LLC Rochester NY US 113.7 
Northlane Capital Partners Bethesda MD US 682.9 
Northleaf Capital Advisors Limited. Toronto, Ontario CA 150.8 
Northlight Capital Partners Norwalk CT US 0.0 
Northlight Financial LLC New York NY US 342.1 
Northline Wealth Management LLC Bend OR US 118.5 
Northpeak Financial, Inc. Frederick MD US 10.6 
Northpoint Advisory LLC Evanston IL US 115.0 
Northpoint Financial Birmingham MI US 0.0 
Northpoint Wealth Financial Service, LLC 1.4 
Northpointe Capital LLC Bloomfield Hills MI US 821.5 
Northpointe Financial, LLC Peoria AZ US 19.3 
Northpointe Investment Advisory, LLC 14.8 
Northpointe Investment Partners LLC Greenwood Village CO US 19.0 
Northport Capital Management 12.4 
Northport Harbor Financial Service, LLC Litchfield NH US 3.0 
Northport Investment Management, LLC Radnor PA US 31.6 
Northrock Partners, LLC Minneapolis MN US 1006.7 
Northside Capital Management LLC Hood River OR US 3906.1 
Northside Group Wealth Management, LLC Mount Airy NC US 4.0 
Northstar Advisors Pte Limited Singapore SG 0.0 
Northstar Asset Management Inc Boston MA US 295.3 
Northstar Asset Management LLC 65.0 
Northstar Asset Management LLC Blue Bell PA US 535.4 
Northstar Capital Advisors LLC 4.6 
Northstar Capital Funds, LLC New York NY US 41.6 
Northstar Capital Inc Boston MA US 60.9 
Northstar Capital Management LLC New York NY US 109.9 
Northstar Capital, LLC Minneapolis MN US 717.9 
Northstar Capital, LLC Jackson MI US 0.0 
Northstar Financial Advisors LLC 35.9 
Northstar Financial Advisors, Inc. 67.5 
Northstar Financial Companies, Inc. Conshohocken PA US 89.0 
Northstar Financial Planners, Inc. Plantation FL US 131.8 
Northstar Financial Planning, Inc. Windham NH US 104.7 
Northstar Financial, Inc. 1.8 
Northstar Investment Advisors LLC Denver CO US 588.8 
Northstar Investment Management 16.9 
Northstar Investment Partners Alpharetta GA US 3.8 
Northstar Portfolio Investments, LLC Stamford CT US 3.6 
Northstar Strategic Investments Inc Daytona Beach FL US 6.4 
Northstar Wealth Management, Inc. Columbia MD US 21.5 
Northstar Wealth Management, LLC Wake Forest NC US 8.4 
Northstar Wealth Partners LLC West Hartford CT US 713.1 
Northtown Capital Strategies Spring Lake Park MN US 0.0 
Northview Asset Management, LLC Austin TX US 38.4 
Northwater Capital Management Inc. Toronto, Ontario CA 720.6 
Northwest Administrators Inc Seattle WA US 337.6 
Northwest Advisors, Inc. Warren PA US 360.6 
Northwest Advisory Inc Dayton OH US 59.7 
Northwest Asset Management Mercer Island WA US 1164.8 
Northwest Capital Management Inc. Portland OR US 2296.0 
Northwest Criterion Asset Management, LLC. Princeton NJ US 51.7 
Northwest Fiduciary Consultants, LLC Eugene OR US 0.0 
Northwest Financial Advisors LLC Herndon VA US 833.8 
Northwest Financial Choices Renton WA US 24.8 
Northwest Financial Service Inc Indianapolis IN US 255.1 
Northwest Growth Advising, LLC 0.0 
Northwest Income Investments, Inc 5.2 
Northwest Investment Advisors, Inc Spokane WA US 4.7 
Northwest Investment Consulting, Inc. Seattle WA US 260.3 
Northwest Investment Counselors Lake Oswego OR US 334.0 
Northwest Investment Management hong Kong Limited Hong Kong HK 730.4 
Northwest Passage Capital Advisors LLC Milwaukee WI US 737.1 
Northwest Quadrant Wealth Management Bend OR US 206.0 
Northwest Venture Service Corporation 0.0 
Northwest Wealth Advisors, Inc West Linn OR US 35.2 
Northwest Wealth Management, LLC Spencer IA US 343.1 
Northwestern Mutual Investment Service,LLC Milwaukee WI US 0.0 
Northwood Investment Partners, LLC 3.2 
Northwood Investors LLC Denver CO US 8419.7 
Northwood Securities LLC New York NY US 589.6 
Northwoods Fiduciary Advisors 1.5 
Norton Capital Management, Inc. Norfolk VA US 84.8 
Norton Financial Consultants 0.0 
Norton-barkley Asset Management 1.5 
Norvestor Equity AS Oslo NO 0.0 
Norwich Ventures Cambridge MA US 0.0 
Norwich Ventures Wyomissing PA US 0.0 
Norwood Economics, Inc. 13.2 
Norwood Investment Partners, LP Greenbrae CA US 57.6 
Norwottuck View Investment Management, LLC 19.2 
Nosuris, Inc. Lynbrook NY US 10.0 
Noto Capital 14.8 
Noto Financial Planning 10.0 
Nottingham Advisors Inc. Amherst NY US 967.3 
Nottinghill Capital Management Inc. 10.2 
Nottinghill Investment Advisers, Limited Cincinnati OH US 61.5 
Nova Capital Management Limited London UK 291.4 
Nova Financial & Insurance Service Tucson AZ US 122.9 
Nova R Wealth, Inc. Overland Park KS US 285.3 
Nova Wealth Management Group, LLC Atlanta GA US 272.7 
Nova Wealth Management, Inc. Bonita Springs FL US 43.2 
Novak & Powell Financial Service, Inc. St. Petersburg FL US 116.7 
Novak Financial Planning LLC Bel Air MD US 170.0 
Novant Asset Management, LLC Winston-salem NC US 580.0 
Novapoint Capital LLC Atlanta GA US 38.4 
Novaquest Capital Management, LLC. Raleigh NC US 1627.3 
Novare Capital Management Charlotte NC US 804.8 
Novel Capital Management Advisors, LLC Sunny Isles Beach FL US 63.6 
Novell Investment Management Company, Inc. 0.0 
Noven Financial Group, Inc. Denver CO US 216.6 
Novick & Co., Inc. 0.0 
Novick & Company Financial Group, LLC New Canaan CT US 141.2 
Novirian Capital San Francisco CA US 0.0 
Novodyn Advisors LLC Houston TX US 2.0 
Novos Planning Associates Inc New York NY US 98.8 
Novus Advisors Greenville SC US 130.8 
Novus Energy Management LLC Alexandria VA US 0.0 
Novus Wealth Advisors Indianapolis IN US 3.0 
Nowacki Asset Management LLC 16.3 
Noyack Creek Capital New York NY US 0.0 
Noyes Advisors LLC Chicago IL US 810.4 
Noyes Capital Management, LLC New Vernon NJ US 100.5 
Npa Asset Management, LLC Paramus NJ US 303.8 
Npb Financial Group, LLC Burbank CA US 450.0 
Npj Asset Management LLP London UK 659.4 
Nppg Investment Service, LLC Red Bank NJ US 64.0 
Npv Advisory Service, LLC 0.0 
Nr Smith & Associates, P.s. Olympia WA US 53.3 
Nrb Capital Management, Inc. Lower Burrell PA US 24.2 
Nrep AB Stockholm SE 0.0 
Nrg Capital Service LLC Greenwich CT US 0.0 
Nri Wealth Management, LLC Fremont CA US 21.0 
Nrw Asset Management, Inc. 6.2 
NS ADVISORS, LLC WESTPORT CT US 0.0 
Ns Asset Management LLP Reading UK 0.0 
Ns Capital, LLC Stamford CT US 126.5 
Ns Partners Limited London UK 1954.0 
Nsam Us-tcef, LLC New York NY US 0.0 
Nsc Holdings General Partner Corporation Toronto Ca 0.0 
Nsr Invest New York NY US 91.9 
Nssk Ii Int Genpar Co. Grand Cayman KY 0.0 
Nsv Management LLC New York NY US 0.0 
Ntasset cayman Limited Bangkok TH 0.0 
Ntb Advisers, A Division Of Neidiger, Tucker, Bruner Inc Englewood CO US 229.9 
Ntb Advisory Service LLC 0.0 
Nth Power LLC San Francisco CA US 0.0 
Ntv Asset Management, LLC 37.0 
Ntv Asset Management, LLC Charleston WV US 401.5 
Nu Paradigm Investment Partners LLC. Boston MA US 40.0 
Nuance Investments, LLC Kansas City MO US 913.5 
Nuku Bainbridge Island WA US 2.8 
Nuland & Arshad Inc Boston MA US 80.2 
Numa New York NY US 183.8 
Numbers 13 Management, LP Houston TX US 0.0 
Numbers By Tom Paske & Diane Kramer, Inc. 25.4 
Numen Capital LLP London UK 0.0 
Numen Investments Limited Valetta MT 0.0 
Numerai, LLC San Francisco CA US 0.0 
Numeric Investors LLC Boston MA US 27067.2 
Numina Capital Management, LLC New York NY US 481.7 
Nunzio E. Cernero & Company, LLC 0.0 
Nut Tree Capital Management, LP New York NY US 121.0 
Nutfield Financial 27.5 
Nutmeg Capital Advisors, LLC Hartford CT US 17.1 
Nuts2invest.com, LLC 0.0 
Nutter Investment Advisors Boston MA US 1221.9 
Nuveen Asset Management, LLC Chicago IL US 141318.1 
Nuveen Fund Advisors, LLC Chicago IL US 120527.0 
Nuveen Investments Advisers, LLC Chicago IL US 269.6 
Nuveen Management Aifm Limited London UK 0.0 
Nuverse Advisors LLC New York NY US 525.1 
Nuvision Investment Advisors 0.0 
Nuwave Investment Management, LLC Parsippany NJ US 85.7 
Nvcapital Advisors, LLC Vienna VA US 0.0 
Nvest Advisors, LLC 6.0 
Nvest Financial Group, LLC Kennebunk ME US 0.0 
Nvest Wealth Strategies, Inc. Powell OH US 62.5 
Nvest Wise, LLC 0.5 
Nvision Wealth Group, LLC Overland Park KS US 278.0 
Nw Tax & Wealth Advisory Group, Inc. Vancouver WA US 79.4 
Nwa Financial Partners LLC Bentonville AR US 16.2 
Nwf Advisory Service Inc Los Angeles CA US 400.4 
Nwi Management LP New York NY US 5786.8 
Nwk Group San Francisco CA US 132.8 
Nwm Advisors, LLC San Louis Obispo CA US 130.1 
Nwm Fund Group, LLC Napa CA US 37.4 
Nwq Investment Management Company, LLC Los Angeles CA US 8928.9 
Nwt Advisors, LLC Bellevue WA US 14.6 
Nxt Capital Investment Advisers, LLC Chicago IL US 3324.5 
Nyca Management LLC New York NY US 0.0 
Nye Investment Advisors, LLC Bristol CT US 1.7 
Nye Wealth Management LLC Hudson OH US 22.3 
Nyes Ledge Capital Management, LLC Boston MA US 1254.6 
Nyhart Consulting, LLC Indianapolis IN US 16.7 
Nyl Investors LLC New York NY US 217534.0 
Nylim Jacob Ballas Asset Management Company Iii LLC Ebene MU 0.0 
Nylim-jb Asset Management Co. mauritius LLC Ebene MU 0.0 
Nylrem Asset Management, LLC 0.0 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $100 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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