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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
SF Advisors Gladstone NJ US 0.0 
SF Equity Partners, Management LLC San Francisco CA US 0.0 
Sfc Energy Partners Denver CO US 0.0 
Sfc Financial LLC St. Louis MO US 103.8 
Sfe Investment Counsel Inc. Los Angeles CA US 305.7 
Sfg Investment Advisors, Inc. Doylestown PA US 159.8 
Sfg Retirement Plan Consulting, LLC Pasadena CA US 0.0 
Sfg Wealth Management Towson MD US 185.5 
Sfi Advisors, LLC Montclair NJ US 0.0 
Sfj Capital Partners LLC 1.4 
Sfm, LLC Manchester NH US 120.9 
Sfmg Wealth Advisors Plano TX US 1052.7 
Sfo Capital, LLC Houston TX US 0.0 
Sfp Value Realization General Partner Co., Limited. Singapore SG 0.0 
Sftk Wealth Management LLC Colorado Springs CO US 0.0 
Sfw Capital Partners Rye NY US 738.0 
Sfx Financial Advisory Management Ent Inc Washington DC US 13.8 
Sg Capital Management LLC Chicago IL US 563.5 
Sg Financial Advisors, LLC Sandy Springs GA US 255.9 
Sg Partners, LLC Dba Sg Santa Barbara CA US 124.6 
Sg Securities, LLC Princeton NJ US 0.0 
Sg3 Management, LLC 0.0 
Sgl Investment Advisors, Inc. Missoula MT US 126.5 
Sgmg Ent LLC 0.0 
Shade Tree Partners LLC Dallas TX US 33.5 
Shadowridge Asset Management, LLC Austin TX US 30.1 
Shaffer Asset Management, Inc. 8.4 
Shaffer Capital Westerville OH US 65.1 
Shafter, Ethel A. 15.6 
Shah Capital Management Raleigh NC US 248.2 
Shai Weinbaum Investment Management 1.0 
Shaker Financial Service Annapolis MD US 141.8 
Shaker Investments Beachwood OH US 126.1 
Shakespeare Wealth Management, Inc. Pewaukee WI US 143.5 
Shaller Associates 42.4 
Shamana Capital Management LLC Old Greenwich CT US 0.0 
Shamrock Advisory Group LLC 0.0 
Shamrock Asset Management LLC Dallas TX US 228.5 
Shamrock Capital Advisors, LLC Los Angeles CA US 1890.3 
Shamrock Financial Service Woodcliff Lake NJ US 0.0 
Shanghai Chuangjianghui Information Tech Co. Limited. Shanghai CN 0.0 
Shanghai Fosun Chuangfu Equity Investment Management Company Shanghai CN 0.0 
Shanghai Principle Equity Investment Management Co., Limited. Shanghai CN 0.0 
Shankervalleau Wealth Advisors, Inc. Skokie IL US 261.3 
Shankland Financial Advisors, LLC 13.5 
Shanley & Associates, Inc. San Luis Obispo CA US 15.5 
Shanley & Associates, Inc. Las Vegas NV US 9.6 
Shannah L. Compton, Cfp, Mba 0.0 
Shannon Investment Management 2.8 
Shannon River Fund Management, LLC New York NY US 556.9 
Shanti Capital LLC 0.8 
Shanzer Management 5.8 
Shapiro Asset Management, LLC 27.1 
Shapiro Capital Management LLC Atlanta GA US 4182.2 
Shapiro Financial Security Group, Inc. Hazlet NJ US 86.9 
Shapiro, Barbara Dedham Ma 0.0 
Share And Harris, LLC. East Brunswick Nj 0.0 
Shariaportfolio, Inc. Lake Mary FL US 37.0 
Shark Asset Management, Inc. 1.3 
Sharkey Howes & Javer Inc Denver CO US 739.1 
Sharma Associates, Inc. 1.5 
Sharmarc Financial Advisors, Inc. Poway CA US 0.0 
Sharon Lund, Financial Planning, Inc. 36.0 
Sharp Advisory Service Fort Lee NJ US 29.1 
Sharp Circle Consulting, LLC Northbrook IL US 0.0 
Sharp Investments, Inc. 30.0 
Sharpe 4 Capital, LLC Corte Madera CA US 39.6 
Sharper & Granite LLC El Segundo CA US 128.5 
Sharpvue Capital Raleigh NC US 211.2 
Shasta Financial Planning Santa Barbara CA US 26.0 
Shasta Ventures Menlo Park CA US 0.0 
Shattemac Capital Management, LLC 1.5 
Shauger, Curtis 0.0 
Shaw Consulting LLC 0.0 
Shaw Financial Strategies, LLC Ann Arbor MI US 0.0 
Shaw Group LLC Sandy UT US 39.7 
Shaw Investments, LLC Sterling Heights MI US 1.0 
Shawspring Partners, LLC Boston MA US 78.3 
Shay Ridge Capital Blanding UT US 2.3 
Shayne & Co LLC Nashville TN US 250.5 
Shd Management, LLC Dallas TX US 0.0 
Shea Financial Advisors New Canaan CT US 59.2 
Sheaff Brock Investment Advisors, LLC Indianapolis IN US 1052.3 
Sheaff Brock Investment Advisors, LLC Indianapolis IN US 1052.3 
Shealy / Pinnacle Advisors, Limited. Mansfield OH US 0.0 
Shearer And Gray Investment Management LLC King Of Prussia PA US 22.1 
Shearlink Capital, LLC New York NY US 604.6 
Shearson Financial Service, LLC Boca Raton FL US 10.0 
Shearwater Capital 173.7 
Sheavly Financial Group, Inc. Virginia Beach VA US 40.4 
Sheehan Financial Advisors, LLC Brightwaters NY US 0.0 
Sheeley & Partners Wealth Management, LLC Providence RI US 95.3 
Sheen Falls Strategies, LLC Rocky River OH US 0.0 
Sheets Smith Wealth Management Winston Salem NC US 714.3 
Sheffield Asset Management, LLC. Chicago IL US 855.8 
Sheffield Investment Management LLC Atlanta GA US 90.1 
Sheffield Investments LLC 0.6 
Shelby Financial Group, Inc. 5.8 
Shelby Wealth Management Albuquerque NM US 3.2 
Shell Capital Management, LLC Knoxville TN US 78.2 
Shellback Capital, LP Boston MA US 1536.2 
Shelter Capital Management, LP Los Angeles CA US 0.0 
Shelter Growth Capital Partners LLC Stamford CT US 1925.2 
Shelter Harbor Advisors, LP Weatogue CT US 0.0 
Shelter Rock Management, LLC Jericho NY US 67.9 
Shelton Capital Management Denver CO US 1848.7 
Shelton Financial Advisors, LLC 69.4 
Shelton Financial Group, Inc. Fort Wayne IN US 226.2 
Shenkman Capital Management, Inc. New York NY US 31553.9 
Shenouda Capital Management LLC Roseville CA US 7.0 
Shepherd Financial Partners, LLC Winchester MA US 575.0 
Shepherd Kaplan LLC Boston MA US 7624.8 
Shepherd Wealth & Retirement Tucson AZ US 54.1 
Shepherds Advisory Group, LLC Central LA US 0.2 
Shepin Finance Inc. 0.0 
Sheppard Wealth Management, LLC Bend OR US 127.4 
Sherbo Ent, LLC 0.0 
Sherborne Investors Management LP New York NY US 690.9 
Sherbrooke Capital Wellesley Hills MA US 0.0 
Sheridan Capital Management, LLC San Francisco CA US 137.7 
Sheridan Production Partners Manager, LLC Houston TX US 5799.0 
Sherman Asset Management, Inc. Ventura CA US 20.2 
Sherman Wealth Management LLC Gaithersburg MD US 28.9 
Sherman, Young & Leavitt, LLC Oregon City OR US 35.0 
Sherow Management, LLC New York NY US 19.8 
Sherpa Investment Management West Des Moines IA US 402.8 
Sherpa Investment Service 7.1 
Sherpa Wealth Strategies, LLC Bend OR US 0.0 
Sherpacapital, LLC San Francisco CA US 689.6 
Sherr Financial Associates Danvers MA US 0.0 
Sherrill & Hutchins Financial Advisory Inc Atlanta GA US 381.8 
Sherrill & Hutchins Financial Advisory Inc Atlanta GA US 381.8 
Sherwold G W Associates Inc Lake Forest CA US 87.5 
Sherwood Investment Management 0.3 
Sherwood Investment Service 40.1 
Shfp, LLC 39.1 
Shield Wealth Management San Rafael CA US 11.7 
Shields Tax & Investment Management 45.6 
Shih Investments LLC 18.0 
Shikiar Asset Management Inc New York NY US 335.0 
Shilanski & Associates, Inc. Anchorage AK US 112.9 
Shimkus, Peter E 58.2 
Shine Financial Service, LLC 59.1 
Shine Investment Advisory Service Inc Lone Tree CO US 534.2 
Shinnecock Partners Los Angeles CA US 0.0 
Shira Ridge Wealth Management Larkspur CA US 68.0 
Shiraishi Financial Group Advisors Honolulu HI US 108.3 
Shirey Capital Management, Inc. Greenville TX US 1.7 
Shlecter Wealth Management, LLC 28.2 
Shobe & Associates, Inc Baton Rouge LA US 214.3 
Shoffer Wealth Management, LLC 0.0 
Shoker Investment Counsel Inc 192.0 
Shoku Group, LLC. Farmington Hills MI US 0.0 
Shone Asset Management LLC Walnut Creek CA US 212.3 
Shope Advisors Group Camillus NY US 21.4 
Shore Capital Partners Chicago IL US 0.0 
Shorebird Capital, LP San Antonio TX US 2.0 
Shorehill Capital LLC Chicago IL US 199.1 
Shoreline Asset Management, LLC New Castle IN US 75.5 
Shoreline Capital Corporation Brookline MA US 30.2 
Shoreline Capital Management, Limited. Guangzhou CN 1060.1 
Shoreline Financial Advisors, LLC Guilford CT US 127.4 
Shoreline Investment Management Co Palo Alto CA US 33244.4 
Shorepoint Capital Partners LLC Norwood MA US 235.7 
Shoreview INDS Ii, LLC Minneapolis MN US 673.8 
Short Hills Capital Partners LLC Maplewood NJ US 0.0 
Shotwell Rutter Baer Inc Lansing MI US 57.8 
Shp Wealth Management, LLC Plymouth MA US 117.4 
Shr Financial Advisors, Inc. Wilmington DE US 28.3 
Shrader Financial Consulting 11.4 
Shrader Investment Company, LLC Roanoke VA US 13.1 
Shreem Capital Inc Aurora IL US 0.0 
Shri Advisors 18.8 
Shrier Associates, LLC 43.0 
Shriver Investments 24.8 
Shryock Investment Advisory, LLC 0.0 
Shufro, Rose & Co., LLC New York NY US 1614.8 
Shulman Demeo Asset Management, LLC Lake Success NY US 393.8 
Shultz Financial Planning, LLC 0.0 
Shunwei Capital Partners Advisor Limited George Town KY 0.0 
Shuttleworth & Company Dublin OH US 54.6 
Shuyi Kong Wealth Management, Inc. Millbrae CA US 8.9 
Shv Management, LLC Long Beach CA US 0.0 
SIA-summit Investment Advisors Grapevine TX US 0.0 
Siamo Investment Advisors, Inc. 21.1 
Sib LLC 0.0 
Sibilla Capital Management LLC New York NY US 156.0 
Sic Advisors LLC New York NY US 1183.7 
Sica Wealth Management, LLC Morristown NJ US 91.0 
Sicart Associates, LLC New York NY US 360.4 
Sickle Hunter Financial Advisors Tampa FL US 18.0 
Sicner Asset Management, LLC. 51.9 
Siddha, LLC Woodside CA US 0.0 
Siddiqi, Mashhood Z. Princeton NJ US 27.4 
Side X Side Management LLC Newport Beach CA US 0.0 
Side-by-side Financial Planning, LLC Plymouth MN US 0.0 
Sidener Asset Management San Angelo TX US 5.1 
Sidoxia Capital Management, LLC Newport Beach CA US 45.8 
Sidus Investment Management, LLC New York NY US 105.0 
Sie Financial Service 0.0 
Siebert Investment Advisors, Inc. New York NY US 57.3 
Siena Capital Partners GP, LLC Chicago IL US 290.5 
Siena Carnico Capital LLC San Francisco CA US 0.0 
Siena Wealth Advisors Grand Ledge MI US 129.6 
Siena Wealth Management, Inc. San Jose CA US 247.7 
Sierra Asset Management Oakhurst CA US 162.6 
Sierra Capital Group 4.6 
Sierra Capital LLC New York NY US 486.9 
Sierra Capital Management Bakersfield CA US 0.0 
Sierra Financial Advisors, LLC Ramsey NJ US 13.8 
Sierra Financial Advisory Grass Valley, CA US 53.0 
Sierra Financial Management Co. 6.2 
Sierra Financial Management Corporation Wellesley MA US 50.5 
Sierra Financial Planning & Asset Management Roseville CA US 13.1 
Sierra Global Management, LLC New York NY US 0.0 
Sierra Investment Management Inc Santa Monica CA US 561.7 
Sierra Investment Management Inc Santa Monica CA US 561.7 
Sierra Investment Partners, Inc. Walnut Creek CA US 3396.6 
Sierra Madre Partners LLC 0.3 
Sierra Nevada Wealth Management, LLC Reno NV US 644.5 
Sierra Pacific Financial Advisors Pleasanton CA US 26.6 
Sierra Shore Financial Pismo Beach CA US 10.0 
Sierra Ventures Management Ii, LLC. San Mateo CA US 0.0 
Sierra Ventures Management Iii, LLC. San Mateo CA US 0.0 
Sierra Ventures Management, LLC. San Mateo CA US 0.0 
Sierra Wealth Advisors 4.9 
Sierra Wealth Group, LLC 76.0 
Sigfig Wealth Management LLC San Francisco CA US 119.7 
Sightline Partners LLC Bloomington MN US 109.7 
Sightline Wealth Advisors, LLC Groton CT US 126.5 
Sigma Asset Management (guernsey) Limited St. Peter Port GG 408.0 
Sigma Capital Advisers Irving TX US 2.8 
Sigma Capital Management North Plainfield NJ US 5.1 
Sigma Financial Service Inc Roanoke VA US 196.6 
Sigma Financial, Inc. Allentown PA US 0.0 
Sigma Investment Counselors Southfield MI US 876.5 
Sigma Investment Management Company Portland OR US 466.8 
Sigma Management 6, LLC Campbell CA US 0.0 
Sigma Prime Ventures, LLC Boston MA US 0.0 
Sigma Squared Asset Management LLC 2.2 
Signal Financial Planning 5.1 
Signal Lake General Partner LLC Westport CT US 0.0 
Signal Light Management, LLC 0.0 
Signal Partners, LLC 2.8 
Signal Peak Ventures, LLC Salt Lake City UT US 0.0 
Signal Research Group LLC Edmond OK US 9.3 
Signal Ridge Capital Partners, LLC Natick MA US 67.0 
Signal Securities, Inc. Fort Worth TX US 282.9 
Signalert Asset Management LLC Great Neck NY US 214.9 
Signalfire San Francisco CA US 0.0 
Signaline Investments Seattle WA US 0.0 
Signalpoint Asset Management LLC Springfield MO US 366.7 
Signator Investors, Inc. Boston MA US 5537.6 
Signator Investors, Inc. Boston MA US 5537.6 
Signature Family Wealth Advisors Norfolk VA US 3542.5 
Signature Financial Service, Limited Arlington Heights IL US 134.4 
Signature Intelligent Portfolios, LLC Los Angeles CA US 0.8 
Signature Investment Advisors, LLC Los Angeles CA US 1522.7 
Signature Resources Capital Management, LLC Irvine CA US 163.1 
Signature Resources Capital Management, LLC Irvine CA US 163.1 
Signature Securities Group Corporation. New York NY US 432.6 
Signature Wealth Management Group LLC Atlanta GA US 0.0 
Signaturefd, LLC Atlanta GA US 2559.9 
Signet Financial Management, LLC Mendham NJ US 673.9 
Signet Healthcare Management LLC New York NY US 0.0 
Signet Healthcare Partners, L.P. New York NY US 0.0 
Signet Healthcare Partners, LLC New York NY US 0.0 
Signet Investment Advisory Group, Inc. Providence RI US 175.4 
Signia Capital Management LLC Spokane WA US 567.5 
Signia Venture Partners Menlo Park CA US 0.0 
Signia Wealth Limited London UK 1402.3 
Signify Wealth LLC St. Louis MO US 40.7 
Signition LP New York NY US 254.0 
Signpost Capital Advisors, LP New York NY US 385.9 
Siguler Guff Advisers LLC New York NY US 11230.6 
Siharum Advisors, LLC Boston MA US 461.3 
Sii Investments, Inc. Appleton WI US 4281.2 
Sikes Capital, Inc. Chapel Hill NC US 10.0 
Sikich Financial Springfield IL US 235.0 
Sila Value Advisors, LLC Manhattan Beach CA US 2.4 
Silber Bennett Financial, Inc. Encino CA US 32.2 
Silberman Wealth Strategies, Inc. Westlake Village CA US 0.0 
Silchester International Investors London UK 34218.8 
Silchester International Investors London UK 38371.3 
Silicon Hills Wealth Management Austin TX US 174.5 
Silicon Valley Capital Management San Francisco CA US 47.9 
Silicon Valley Capital Partners, L.P. San Jose CA US 256.3 
Silicon Valley Growth Syndicate I, LLC Menlo Park CA US 0.0 
Silicon Valley Retirement Service, LLC San Jose CA US 380.0 
Silicon Valley Securities, Inc. San Jose CA US 23.6 
Silicon Valley Treasury Consulting Group 0.0 
Silicon Valley Wealth Advisors, LLC San Jose CA US 310.6 
Silicon Valley Wealth Management Solutions, Inc. San Jose CA US 8.9 
Siligmueller & Norvid Wealth Advisors LLC Glen Ellyn IL US 120.5 
Silk Invest Limited London UK 120.7 
Silk Investment Advisors 17.7 
Silva Capital Management LLC Chicago IL US 98.0 
Silvant Capital Management LLC Atlanta GA US 1276.9 
Silver 8 Capital, LLC Stamford CT US 0.0 
Silver Capital Management, LLC New York NY US 48.0 
Silver Creek Advisory Partners LLC Seattle WA US 4971.7 
Silver Creek Capital Management LLC Seattle WA US 2234.6 
Silver Creek Ventures Corporation Dallas TX US 0.0 
Silver Grove Advisory Service Orchard Park NY US 27.0 
Silver Heights Capital Management Inc. Toronto CA 224.4 
Silver Lake Advisors, LLC 18.9 
Silver Lake Advisory 178.5 
Silver Lake Tech Management, LLC Menlo Park CA US 23242.5 
Silver Leaf Financial, Inc. Scottsdale AZ US 2.1 
Silver Maple Financial, LLC 1.6 
Silver Oak Advisory Group Portland OR US 213.9 
Silver Oak Securities, Inc. Jackson TN US 230.9 
Silver Oak Service Partners,LLC Evanston IL US 593.8 
Silver Oak Wealth Advisors Los Angeles CA US 208.9 
Silver Oak Wealth Management, LLC 5.9 
Silver Oak Wealth Management, LLC 5.4 
Silver Pine Capital, LLC 16.2 
Silver Point Capital, L.P. Greenwich CT US 12345.0 
Silver Portal Capital Advisors, LLC San Diego CA US 0.0 
Silver Ridge Asset Management Us LP New York NY US 278.0 
Silver Ring Value Partners LP Boston MA US 0.0 
Silver Rock Financial LP Santa Monica CA US 2822.0 
Silver Rock Financial LP Santa Monica CA US 2822.0 
Silver Spring Capital Springfield TN US 42.9 
Silver Springs Investments,LLC 0.0 
Silver Thread Investments 2.0 
Silver Tree Hong Kong Limited Central HK 0.0 
Silverado Capital LLC San Francisco CA US 0.0 
Silverarc Capital, LLC Boston MA US 0.0 
Silverback Asset Management, LLC Chapel Hill NC US 645.2 
Silverbay Capital Management LLC New York NY US 2804.0 
Silverbrook Capital Henderson NV US 7.6 
Silverbrook Investment Advisors, Inc. 3.7 
Silvercoast Partners 8832 Wilen CZ 0.0 
Silvercreek Management Inc. Toronto CA 0.0 
Silvercrest Asset Management Group LLC New York NY US 33114.9 
Silverfleet Capital Partners, LLP London UK 0.0 
Silverfleet Capital Partners, LLP London UK 0.0 
Silverhawk Asset Management, LLC Scottsdale AZ US 150.5 
Silverhawk Capital Partners, LLC Greenwich CT US 316.6 
Silverlake Portfolio Advisors LLC 0.0 
Silverlake Wealth Management LLC Williston VT US 116.9 
Silverleaf Advisor Group, LLC Omaha NE US 110.4 
Silverleaf Investment Group, LLC 6.0 
Silverleafe Capital Partners, LLC Memphis TN US 191.4 
Silvermam Investment Advisors 1.1 
Silverman + Associates Wealth Management, LLC Tucson AZ US 8.5 
Silverman, Andrew Natick MA US 0.1 
Silvermine Capital Management Stamford CT US 3446.6 
Silvernail Capital, LLC 3.8 
Silveroak Wealth Management LLC Edina MN US 614.0 
Silverpeak Real Estate Partners L.P. New York NY US 1348.5 
Silverpeak Wealth Advisors Boulder CO US 46.0 
Silverpepper LLC Lake Forest IL US 293.7 
Silversage Advisors Irvine CA US 236.0 
Silversmith Capital Partners Boston MA US 0.0 
Silverstone Advisors, Inc. 0.0 
Silverstone Asset Management Inc Omaha NE US 789.6 
Silverstreet Capital LLP Cobham UK 0.0 
Silverstreet Capital LLP Cobham UK 0.0 
Silversword Asset Management, LLC Show Low AZ US 9.6 
Silverton Management, LLC. Austin TX US 0.0 
Silverview Capital Partners LP New York NY US 123.5 
Silverwest Hotels LLC Fairway KS US 282.4 
Silverwest Hotels LLC Fairway KS US 282.4 
Sima Wealth Partners, LLC Richmond VA US 60.2 
Simansky Investments, LLC 3.5 
Simarian Ent LLC Charlotte NC US 39.3 
Simba Investment Advisors 0.0 
Simcoe Capital Management, LLC New York NY US 311.3 
Simmer Financial Planning, LLC 0.0 
Simmons & Associates, LLC 0.0 
Simmons And Company International Limited Aberdeen UK 0.0 
Simmons Asset Management, LLC Baton Rouge LA US 8.0 
Simmons Capital Group Halfmoon NY US 118.4 
Simmons Capital Group Halfmoon NY US 118.4 
Simmons Financial Service, Inc. Richmond Mi 0.0 
Simmons First Investment Group, Inc. Little Rock AR US 118.6 
Simmons L E & Associates Inc Houston TX US 1212.2 
Simon Capital Advisors LLC 6.0 
Simon Capital Management Ardmore PA US 36.0 
Simonbaker & Partners LLC San Francisco CA US 435.9 
Simonet Financial Group, LLC Kyle TX US 1.7 
Simons Financial Network 3.3 
Simple Capital Management, LLC New York NY US 0.0 
Simple Financial Solutions, LLC 133.5 
Simple Wealth LLC Spokane WA US 30.0 
Simpleivest, LLC 0.0 
Simplex Asset Management Co., Limited. Tokyo JP 0.0 
Simplex Wealth Management San Ramon CA US 19.4 
Simplexity Investment Management, LLC 1.1 
Simplicit Financial Scottsdale AZ US 0.0 
Simplifi, Inc. San Diego CA US 151.3 
Simply Money Advisors Cincinnati OH US 711.6 
Simplyrich 154.1 
Simplysmart Asset Management 22.3 
Simpson Capital Management 13.2 
Simpson Investment Counsel Lexington MA US 89.8 
Sims Capital Management LLC Milwaukee WI US 45.2 
Sims Investment Management LLC Cincinnati OH US 19.3 
Sinclair Group Inc Cleveland OH US 127.1 
Sindicatum Carbon & Energy Management, Limited. Grand Cayman KY 0.0 
Sindicatum Carbon & Energy Management, Limited. Grand Cayman KY 0.0 
Sinewave Ventures, LLC Arlington VA US 0.0 
Sine~wave Tech Inc. Oakland CA US 0.0 
Singer Wealth Advisors Inc. Boca Raton FL US 19.4 
Singer Xenos Schechter Sosler Wealth Management Coral Gables FL US 1186.0 
Singer, Howard S. 0.0 
Singer, Leemon & Associates, Inc. 0.0 
Singerman Real Estate Management Company, L.P. Chicago IL US 442.6 
Singh, Shashi S. 7.3 
Single Point Partners 45.9 
Single Track Capital 8.5 
Single Track Financial, Inc. Woburn MA US 6.0 
Singletrack Investments LLC 35.6 
Singley Capital Management, Inc. 6.8 
Sinopoli & Sinopoli Financial Service, LLC East Syracuse NY US 0.0 
Sintra Capital Corporation Durham NH US 7.4 
Sio Capital Management, LLC New York NY US 240.3 
Sip Financial Service Glenville NY US 11.0 
Sipherd Wealth Management, LLC Lincoln NE US 0.0 
Siphron Capital Management Burbank CA US 33.0 
Sippican Capital Advisors 113.0 
Sir Capital Management L.P. New York NY US 2066.5 
Sire Line Capital Management LLC 19.4 
Sire Management Corporation New York NY US 209.7 
Siri Capital Advisors LLC Wilton CT US 0.0 
Siridean Advisors LLC New York NY US 53.0 
Sirios Capital Management, L.P. Boston MA US 2869.5 
Siris Capital Group, LLC New York NY US 2456.3 
Sirius Asset Management Helsinki, Uusimaa FI 0.0 
Sirius Partners, L.P. Chicago IL US 222.3 
Sirius Partners, L.P. Chicago IL US 222.3 
Sirius Point Advisors, Inc. 23.3 
Sirius Point Advisors, Inc. 23.3 
Sirius Wealth Management Strategies, LLC Menlo Park CA US 325.7 
Sirmium Capital, LLC Floral Park NY US 0.0 
Sirohi Capital LLC 1.8 
Sisu Capital Limited London UK 0.0 
Sisu Capital LLC Mill Valley CA US 9.4 
Sisung Investment Management Service LLC New Orleans LA US 1128.6 
Sit Fixed Income Advisors Ii, LLC Minneapolis MN US 9002.2 
Sit Investment Associates, Inc Minneapolis MN US 4109.3 
Sit Investment Fixed Income Advisors, Inc. Minneapolis MN US 776.6 
Sitka Pacific Capital Management, LLC Edmonds WA US 23.7 
Sitman, Freed & Co. LLP Feasterville Pa 0.0 
Sitrin Capital Management, LLC Century City CA US 356.1 
Sivel Capital Management, Inc 47.5 
Siver Financial Service South Lancaster Ma 0.0 
Sivia Capital Partners, LLC San Francisco CA US 57.6 
Sivik Global Healthcare, LLC Greenwich CT US 260.0 
Sixson Associates LLC Washington DC US 0.0 
Sizemore Capital Management, LLC Dallas TX US 37.1 
Sizemore Financial Service Decatur GA US 10.1 
Sj Boyle Wealth Planning, LLC 5.4 
Sj Capital Management LLC 15.4 
Sj Financial Service, LLC Los Angeles CA US 0.0 
Sj Financial Service, LLC Waterford CT US 0.3 
Sja Financial Advisory, LLC Menomonee Falls WI US 315.5 
Sjbenen Advisory, LLC Chapel Hill NC US 25.7 
Sjc Capital Advisors LLC 6.2 
Sjf Management LLC Durham NC US 0.0 
Sji Financial Service Inc. Tucson AZ US 0.0 
Sjk Financial Planning, LLC. Hurst TX US 11.0 
Sjl Capital LLC Fairfield CT US 3.5 
Sjolund Financial Service Glen Gardner Nj 0.0 
Sjostrom Financial Planning Inc. 0.0 
Sjs Investment Service Sylvania OH US 1679.0 
Sk Capital Partners New York NY US 1977.3 
Sk Capital Partners New York NY US 1977.3 
Sk Group, Inc 45.6 
Sk Telecom Venture Capital GP, LLC Sunnyvale CA US 0.0 
Sk Wealth Management, LLC Providence RI US 216.2 
Ska Financial Service,Inc. Fairview Park OH US 76.8 
Skadvisors, LLC 18.1 
Skaggs Financial Planning, LLC 20.5 
Skale Investments, Pte. Limited. Singapore SG 0.0 
Skba Capital Management, LLC San Francisco CA US 949.1 
Skeldale Capital, LLC 2.4 
Skg Group, LLC 33.3 
Skg Investment Service, LLC Seattle WA US 20.0 
Skidmore Advisory Service, Inc. Aurora CO US 4.4 
Skihawk Capital Partners, LLC Colorado Springs CO US 14.7 
Skill Capital Management 0.0 
Skinner Advisory, Limited. 0.0 
Skinner, Copper & Ehmen Wealth Management, LLC Springfield IL US 245.0 
Skloff Financial Group 38.9 
Skm Professional Service, Inc. Metairie LA US 0.0 
Skoczek & Associates, LLC San Diego CA US 30.5 
Skoufis Capital Management Milwaukee WI US 20.0 
Skowrup C E & Co Westlake Village CA US 80.5 
Skrimshaw Investment Management, LLC Norwalk CT US 0.3 
Skurdal, A.j. 4.2 
Sky Harbor Capital Management, LLC Greenwich CT US 5406.6 
Sky Investment Group LLC Hartford CT US 371.4 
Sky Peak Capital Management Cheyenne WY US 0.0 
Skybox Asset Management, LLC Lakewood Ranch FL US 6.6 
Skybox Financial Group, Inc. Bradenton FL US 122.5 
Skybridge Capital Ii, LLC New York NY US 12223.8 
Skycatcher, LLC San Francisco CA US 0.0 
Skye Global Management LP New York NY US 134.2 
Skygate Financial Group, LLC Ludlow VT US 44.9 
Skyknight Capital, L.P. San Francisco CA US 0.0 
Skyland Capital 0.0 
Skylands Capital, LLC Milwaukee WI US 730.2 
Skylark Wealth, LLC San Francisco CA US 6.4 
Skylid Capital Management, Inc. 1.7 
Skyline Advisors, Inc. Bellingham WA US 134.8 
Skyline Asset Management Co. Portland OR US 24.7 
Skyline Asset Management, L.P. Chicago IL US 1541.1 
Skyline Financial Advisors, LLC 0.5 
Skyline Financial Northwest Portland OR US 36.0 
Skyline Ventures Palo Alto CA US 0.0 
Skyoak Wealth Management, Inc. Medford OR US 123.9 
Skyrank New York NY US 0.0 
Skysphere LLC San Jose CA US 1.5 
Skystone Capital Management LP Boston MA US 0.0 
Skytop Advisors, LLC 0.0 
Skytop Capital Management LLC Rutherford NJ US 257.4 
Skyview Wealth Management, LLC Maitland FL US 13.4 
Skyy Financial Group, LLC Laurence Harbor NJ US 0.6 
Sl Advisors, LLC Westfield NJ US 175.7 
Sl Capital Management Los Angeles CA US 0.0 
Sl Capital Partners LLP Edinburgh UK 7201.3 
Sladek & Witek, LLP Trumbull CT US 33.0 
Slagel Investment Management Blacksburg VA US 25.1 
Slagle Financial, LLC. Edwardsville IL US 85.1 
Slate Hill, Limited Atlanta GA US 12.8 
Slate Path Capital LP New York NY US 5029.4 
Slated Advisors, LLC Los Angeles CA US 0.0 
Slated Analytics, LLC Los Angeles CA US 0.0 
Slaten Wealth Management Anaheim CA US 25.0 
Slatestone Wealth LLC Palm Beach Gardens FL US 0.0 
Slavic Mutual Funds Management Corporation. Boca Raton FL US 2088.9 
Slawsky, Albert 0.0 
Slayden Diehl & Company Dallas TX US 51.4 
Slayton Lewis Inc Salt Lake City UT US 173.3 
Slifka Asset Management New York NY US 0.0 
Sligh Financial Group, LLC 3.4 
Slipstream Advisors LLC 0.0 
Slk Management LLC 0.0 
Sloan Advisory Group, Inc. Glens Falls NY US 25.2 
Sloan Asset Management AG Zurich CZ 160.8 
Sloan Investment Management, LLC. Dallas TX US 477.0 
Sloane Robinson LLP London UK 0.0 
Sloane Robinson LLP London UK 0.0 
Slocum, Gordon & Co. LLP Newport RI US 232.5 
Slosberg Financial Solutions, LLC 0.0 
Slow Capital, Inc. San Francisco CA US 0.0 
Slow Ventures, LLC Mill Valley CA US 0.0 
Sloy Dahl & Holst Inc Portland OR US 710.4 
Slr Financial Novato CA US 50.0 
Sls Management, LLC New York NY US 162.2 
           
 
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The SEC regulates investment advisors that have over $100 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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