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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
Sm Investors New York NY US 205.9 
Sm Trading LLC San Jose CA US 0.0 
Smarr Financial Service Inc. Atlanta GA US 18.2 
Smart & Responsible Financial Life Torrance CA US 0.0 
Smart Choice Financial Planning, Inc. 40.0 
Smart Choice Tax Accounting Financial Group, Inc. 0.0 
Smart Decisions Of Ga LLC 2.0 
Smart Financial Group, LLC Pittsburgh PA US 0.0 
Smart Investments Advisory Inc Redlands CA US 27.1 
Smart Investor Roseville CA US 248.0 
Smart Money Advisors, LLC Fenton MI US 1.5 
Smart Money Advisory Service, LLC Overland Park KS US 0.0 
Smart Money Group, LLC Eastland TX US 193.9 
Smart Money Management 4.6 
Smart Path Wealth Management, LLC Pleasanton CA US 1.1 
Smart Planning LLC 0.0 
Smart Portfolios, LLC Lake Forest Park WA US 183.6 
Smart Stewardship Advisors 0.0 
Smart Tax And Financial Service Cleveland OH US 0.0 
Smart401k, LLC Overland Park KS US 52.1 
Smarter Money Consulting Cherry Hill NJ US 0.0 
Smartinvest Capital LLC Miami FL US 96.3 
Smartleaf Asset Management LLC Cambridge MA US 0.1 
Smartplan Investing Jupiter FL US 0.0 
Smartt Wealth Solutions, LLC Gilbert AZ US 0.0 
Smartvalue Investment Management, LLC 3.3 
Smathers Financial Group, Inc. The Villages FL US 15.0 
Smb Financial Service LLC Lake Oswego OR US 77.7 
Smc Global Usa Inc. New York NY US 26.6 
Smc Portfolio Mangement Cincinnati OH US 4.0 
Smead Capital Management, Inc. Seattle WA US 2257.4 
Smedley Financial Service Inc Salt Lake City UT US 186.4 
Smg Financial Advisors LLC Northville MI US 9.9 
Smh Capital Advisors LLC Fort Worth TX US 339.8 
Smh Life Sciences Management, LLC New York NY US 0.0 
Smh Peg Management Ii, LLC Houston TX US 0.0 
Smi Advisors LLC 0.0 
Smi Advisory Service, LLC Columbus IN US 424.3 
Smith & Associates, Cpas Yarmouth ME US 0.0 
Smith & Cox, LLC Tucson AZ US 0.0 
Smith & Gesteland, LLP Middleton WI US 0.0 
Smith & Howard Wealth Management, LLC Atlanta GA US 480.2 
Smith Advisory 4.8 
Smith Affiliated Capital Corporation. New York NY USA 2006.1 
Smith Anglin Financial, LLC Dallas TX US 402.2 
Smith Asset Management Co., LLC Chiefland FL US 117.1 
Smith Asset Management, Inc. Yardley PA US 30.8 
Smith Associates, LLC Holland MI US 6.3 
Smith Brook Investment Advisors, LLC 4.2 
Smith Capital Management Fort Worth TX US 10.7 
Smith Capital Management Inc Little Rock AR US 356.3 
Smith Capital Management, LLC 10.8 
Smith Cove Capital Management LP Greenwich CT US 0.0 
Smith Financial Advisors Inc. Wheaton IL US 11.8 
Smith Financial Concepts, LLC 0.0 
Smith Financial Investment Advisors, Inc. Kokomo IN US 145.4 
Smith Financial Service 0.0 
Smith Graham & Co Investment Advisors, L.P.** Houston TX US 5409.5 
Smith Group Asset Management Dallas TX US 3380.2 
Smith Group Financial Corporation Marietta Ga 0.0 
Smith Investment Management 2.7 
Smith Moore & Co. Clayton MO US 611.8 
Smith Patrick Advisors LLC 8.0 
Smith Shellnut Wilson Madison MS US 1918.6 
Smith Street Capital Houston TX US 0.0 
Smith W B & Co Inc 410.0 
Smith Wealth Advisors, LLC Austin TX US 0.0 
Smith Whiley & Co 0.0 
Smith, Blair 3.6 
Smith, Brown & Groover, Inc. Macon GA US 135.0 
Smith, O. Franklin Raleigh NC US 24.0 
Smith, Salley & Associates, LLC Greensboro NC US 1227.4 
Smithbridge Asset Management Inc Chadds Ford PA US 164.1 
Smithwood Advisers, L.P. Los Angeles CA USA 0.0 
Sml Advisory San Diego CA US 0.9 
Sml Capital LLC 0.0 
Smm Corporate Management, LLC New York NY US 0.0 
Smn Capital Partners, L.P. 0.0 
Smoker, Smith & Associates, Pc Hershey PA US 0.0 
Smolin Wealth Advisors, LLC Fairfield NJ US 0.0 
Smp Asset Management, LLC Larchmont NY US 0.0 
Sms Capital Management Bellaire TX US 65.8 
Sms Financial & Investment Management Tulsa OK USA 184.5 
Sms Financial LLC Monterey CA US 10.3 
Sms Investment Company, LLC Gig Harbor WA US 0.0 
Snavely Associates Financial Service 31.4 
Snider Advisors Irving TX US 115.2 
Snider Financial Group Bellevue WA US 102.3 
Snider Talbot Financial Planning LLC Liberty MO US 16.6 
Snook Housey Advisors, Inc. Troy MI US 93.0 
Snow Capital Management, L.P. Sewickley PA US 3194.5 
Snow Creek Wealth Management Nashville TN US 160.5 
Snow Financial Management, LLC 173.7 
Snow Garrett Wealth Management Weatherford TX US 174.4 
Snow Lake Capital hk Limited Central HK 0.0 
Snow Lake Capital Limited Central HK 0.0 
Snow Park Capital Partners, LP New York NY US 0.0 
Snow Phipps Group, LLC New York NY US 1725.4 
Snow Ventures San Francisco CA US 0.0 
Snowball Capital Management Limited Wanchai, Hong Kong CN 0.0 
Snowbird Financial LLC 4.8 
Snowcap Capital Management Dallas TX US 139.8 
Snowcrest Capital 3.4 
Snowden Capital Advisors LLC New York NY US 1065.6 
Snp Investing Inc 0.4 
Snr Ventures Management, LLC 0.0 
Snug Harbor Capital Management, LLC Duxbury MA US 27.7 
Snw Asset Management, LLC Seattle WA US 2419.5 
Snyder Capital Management LP San Francisco CA US 1538.3 
Soapstone Management L.P. Chevy Chase MD US 0.0 
Soard Financial Management, LLC Edmond OK US 0.0 
Soares Financial, Inc. Napa CA US 7.6 
Soaring Investment Management, LLC 0.7 
Sobel Financial Advisors, LLC Livingston NJ US 0.0 
Socha Financial Group Corning NY US 220.0 
Social Capital Palo Alto CA US 1747.8 
Social Information Arbitrage Capital Management, LLC Dallas TX US 0.0 
Society Investment Management 9.3 
Socius Family Office, LLC Fort Lauderdale FL USA 287.5 
Socratic Fund Management, LP Bernardsville NJ US 79.1 
Sof Advisors LLC New York NY US 0.0 
Sof Management, LLC Houston TX US 0.0 
Sofi Capital Advisors LLC San Francisco CA USA 0.0 
Sofi Wealth LLC San Francisco CA USA 12.2 
Sofinnova Partners Paris FR 0.0 
Sofinnova Ventures Menlo Park CA US 0.0 
Sofis Consulting, LLC 64.5 
Softbank Capital Newton MA US 0.0 
Softtech Vc Inc. Palo Alto CA US 0.0 
Softwealth 1.4 
Sohn, Julia 12.0 
Soho Financial Service LLC Montecito CA US 1.2 
Soho Income Advisors LLC 1.2 
Soje Capital, LLC Durham NC US 46.6 
Sojourn Financial Strategies, LLC 26.5 
Sol Capital Management Co Rockville MD US 1815.5 
Solace Capital Partners, L.P. Los Angeles CA US 128.2 
Solamere Capital, LLC Boston MA US 972.3 
Solano Wealth Management, Inc. Fairfield CA US 70.0 
Solar Capital Partners, LLC New York NY US 1982.9 
Solara Investment Advisors LLC 0.0 
Solari Financial Planning, LLC 0.0 
Solari Investment Advisory Service, LLC 0.0 
Solaris Advisors, LLC New York NY US 1551.2 
Solaris Asset Management New York NY US 257.5 
Solaris Private Wealth Management Austin TX US 0.0 
Solas Capital Management, LLC Darien CT US 189.2 
Solberg Advisors, LLC Chicago IL US 0.0 
Soler Investments 0.0 
Solera Capital New York NY US 85.7 
Solic Capital Management, LLC Evanston IL US 31.0 
Solid Rock Wealth Management Bozeman MT US 26.0 
Solid Street Capital Management 0.0 
Solidian Management, LLC. 0.0 
Solidity Financial LLC Shoreview MN US 7.0 
Solido Financial LLC 3.5 
Solis Capital Partners, LLC Newport Beach CA US 0.0 
Solitude Canyon Investment Advisors, LLC 4.0 
Solitude Financial Service, Inc. 86.7 
Soloman Hill I LLC 0.0 
Solomon Advisors Dallas TX US 8.0 
Solomon Group Financial Service, LLC Austin TX US 7.0 
Solomon Hess Capital Management Falls Church VA US 548.1 
Solomon Investment Consulting, Inc. Los Angeles CA US 11.5 
Solomon Investment Group, Inc. 5.5 
Solstein Capital, LLC San Francisco CA US 66.2 
Solstice Capital Management Corporation 0.0 
Solstice Credit Funds Management, LLC 0.0 
Soltis Investment Advisors, LLC St. George UT US 1020.1 
Solus Alternative Asset Management LP New York NY US 7227.3 
Solutia Global, LLC Austin TX US 0.0 
Solutions 4 Wealth Southlake TX US 60.5 
Solutions For Divorce Gloucester MA US 0.0 
Solutions For Tuition Lone Tree CO US 0.0 
Solutions Funds Group, Inc. Lincolnshire IL US 25.9 
Solytix Capital, LLC 0.0 
Soma Equity Partners, LP San Francisco CA US 162.9 
Somar Capital Management, LP New York NY US 0.0 
Somayaji Asset Management 0.0 
Somers Capital Advisers, LLC 0.0 
Somerset Capital Management LLP London UK 6206.5 
Somerset Capital Management Singapore Pte. Limited. Singapore SG 626.7 
Somerset Cpas, P.c. Indianapolis IN US 0.0 
Somerset Group LLC Wayzata MN US 136.6 
Somerset Wealth Management, LLC Portland OR US 0.0 
Somerset Wealth Strategies, LLC Glastonbury CT US 0.0 
Somerville Associates 27.5 
Sommers Financial Management St. Helens OR US 32.0 
Somnio Financial Group, LLC Glastonbury CT US 32.5 
Sonas Financial Group, Inc. Kansas City MO US 78.6 
Sonata Capital Group Inc Seattle WA US 206.7 
Sondhi Capital, LLC 3.0 
Sonen Capital LLC San Francisco CA US 386.3 
Song Asset Management Co. LLC 6.0 
Songbird Capital, LLC Princeton NJ US 8.0 
Sonian Capital Management, LLC 0.0 
Sonica Capital New York NY US 38.0 
Sonnet, LLC Spring TX US 33.2 
Sonoma Asset Management 7.7 
Sonoma Securities Corporation Blairsden CA US 3.0 
Sonoman Investments LLC 0.2 
Sonora Investment Management LLC Tucson AZ US 567.7 
Sonoran Capital Management LLC 3.2 
Sonoran Capital Management, LLC 21.7 
Sontag Advisory LLC New York NY USA 4790.6 
Soo Financial LLC. 0.0 
Soos Global Capital Advisors, LLC 21.6 
Sophos Capital Management, L.P. Menlo Park CA US 779.4 
Sorensen Financial Management Evergreen CO US 32.1 
Sorenson Investments 8.4 
Sorin Capital Management, LLC Stamford CT US 2123.9 
Sorinsky & Associates, Inc. Northbrook IL US 0.0 
Soroban Capital Partners LP New York NY US 11004.6 
Sorrento Pacific Financial, LLC San Diego CA US 67.3 
Sorsby Financial Corporation Chicago IL US 23.0 
Sortino Advisory Partners, LLC Louisville KY US 130.6 
Sorum Financial 14.3 
Sosv Investments LLC f/k/a Sosventures LLC Princeton NJ US 0.0 
Soteira Capital, LLC Irvine CA US 250.0 
Sothic Capital Management LLP London UK 0.0 
Souede & Hodge Associates 0.0 
Sound Accounting, Pllc Chickamauga GA US 3.1 
Sound Asset Management Group, LLC Brooklyn NY US 73.2 
Sound Asset Management Inc 36.0 
Sound Asset Management, Inc. 38.0 
Sound Asset Management, Inc. Mason OH US 9.3 
Sound DEVE, LLC Los Angeles CA US 0.0 
Sound Energy Partners, Inc. Greenwich CT US 0.0 
Sound Financial Advisors, Inc. 6.8 
Sound Financial Center Sequim WA US 9.1 
Sound Financial Investment Management, LLC Vandalia OH US 1.8 
Sound Financial Management, Inc. Raleigh NC US 46.7 
Sound Financial Management, LLC 18.3 
Sound Financial Planning, Inc. Mount Vernon WA US 51.6 
Sound Financial Solutions LLC. Melbourne FL US 0.0 
Sound Financial Solutions, Inc. Princeton NJ US 71.1 
Sound Guidance Financial Advice, LLC 0.0 
Sound Income Strategies, LLC Fort Lauderdale FL USA 217.9 
Sound Investment Management Inc Tualatin OR US 128.3 
Sound Investment Strategies, Inc. 0.0 
Sound Investment Strategies, Inc. Mukilteo WA US 42.2 
Sound Investments Inc. Overland Park KS US 12.0 
Sound Mark Partners, LLC Greenwich CT US 262.3 
Sound Money Management, Inc. 8.1 
Sound Planning And Investments, LLC 44.8 
Sound Point Capital Management, LP New York NY USA 11253.2 
Sound Point Cre Management, LP New York NY US 0.0 
Sound Portfolio Advisors, LLC Mystic CT US 30.5 
Sound Sense Money Management LLC Bellevue WA US 27.8 
Sound Shore Management Inc Greenwich CT USA 6091.5 
Sound Stewardship, LLC Overland Park KS US 87.5 
Sound Trust Wealth Advisors, LLC 16.1 
Sound View Financial Advisors Walpole MA US 4.2 
Sound View Financial Service Westhampton Beach NY US 0.0 
Soundbridge Capital Management,LLC San Francisco CA US 2.5 
Soundhaven Capital Management 47.2 
Soundlink Partners, LLC New Rochelle NY US 0.0 
Soundmark Wealth Management, LLC Kirkland WA US 526.0 
Soundriver Advisors, LLC Atlanta GA US 58.9 
Soundview Advisors Olympia WA US 207.1 
Soundwatch Capital, LLC New York NY USA 59.0 
Sounion Capital Management, LLC New York NY US 0.0 
Source Advisors, LLC 1.0 
Source Capital Atlanta GA US 0.0 
Source Capital Atlanta GA US 0.0 
Source Capital Group, Inc. Westport CT USA 106.0 
Source Capital Mezzanine Advisors Ii, LLC Atlanta GA US 0.0 
Source Financial Advisors, LLC New York NY US 265.0 
Sousa Financial 10.5 
South Africa Alpha Capital Management Limited. Hamilton BM 0.0 
South Atlantic Capital Management Group, Inc. Wilmington NC US 40.7 
South Avenue Investment Partners, LLC 0.0 
South Bay Advisors, LLC. Los Gatos CA US 0.0 
South Bay Financial Partners Torrance CA US 120.9 
South Beach Capital Management, LLC Bainbridge Island WA US 15.3 
South Carolina Wealth Management Group, LLC 0.5 
South County Financial Advisors, LLC 3.4 
South County Financial Planning San Juan Capistrano CA US 0.0 
South Georgia Capital, LLC Naperville IL US 100.8 
South Jersey Advisors, LLC Moorestown NJ US 7.4 
South Lane Wealth Management LLC 18.9 
South Ocean Management Limited. Wanchai HK 14.2 
South Shore Asset Management, LLC Bradenton FL US 0.0 
South Shore Capital Advisors, LLC Cohasset MA US 136.4 
South State Advisory, Inc. Columbia SC US 437.1 
South Street Advisors, LLC New York NY US 413.6 
South Texas Advisors For Retirees, LLC San Antonio TX US 12.7 
South Texas Money Management, Limited. San Antonio TX US 2759.1 
Southcoast Advisory Group, Inc Fall River MA US 0.0 
Southeast Asset Advisors Inc Thomasville GA US 1926.2 
Southeast Financial Advisors, LLC Greenville SC US 56.4 
Southeast Financial Planning And Consulting, Inc. Stuart FL US 14.7 
Southeast Investments, N.c., Inc. Charlotte NC US 0.0 
Southeast Venture Partners Iii, Inc. Raleigh NC US 0.0 
Southeastern Advisory Service Inc Atlanta GA US 0.0 
Southeastern Asset Management Inc. Memphis TN US 20429.7 
Southeastern Asset Management International singapore Pte. Limited Singapore City SG 140.2 
Southeastern Asset Management International uk Limited. London UK 0.0 
Southeastern Financial Planning, LLC Mt. Pleasant SC US 0.0 
Souther Capital Management LLC. 1.3 
Southern Bridge Capital Georgetown, Grand Cayman KY 0.0 
Southern Capital Advisors Ii Limited Cayman Islands KY 0.0 
Southern Capital Group Private Limited Singapore SG 0.0 
Southern Capital Management Corporation Charleston SC US 0.0 
Southern Capital Management, Inc. Carrollton GA US 16.1 
Southern Capital Service Inc Daphne AL US 92.3 
Southern Cross Capital Management Santiago CL 0.0 
Southern Cross Group Management, L.P. Santiago CL 481.8 
Southern Cross Management Santiago CL 1522.5 
Southern Financial Group, LLC Birmingham AL US 474.5 
Southern Trust Financial Planning Sarasota FL US 93.0 
Southern Utah Wealth Navigation, LLC Kanab UT US 0.0 
Southern Wealth Management LLP Dallas TX US 2186.6 
Southernsun Asset Management LLC Memphis TN US 4542.3 
Southfield Capital, LLC Greenwich CT USA 0.0 
Southlake Capital Advisors, Inc. 8.0 
Southland Advisors, LLC Palm Beach Gardens FL US 9.0 
Southland Capital Management, LLC 3.4 
Southland Equity Partners, LLC. 110.7 
Southland Investments Huntington Beach CA US 38.7 
Southocean Capital Partners, LLC Ft. Lauderdale FL USA 513.9 
Southocean Investment Partners, LLC Ft. Lauderdale FL USA 0.0 
Southpaw Asset Management, LP Greenwich CT US 1436.4 
Southpeak Investment Management LLC Stamford CT US 447.9 
Southpoint Capital Advisors LP New York NY US 3358.3 
Southport Capital, Inc. Chattanooga TN USA 394.5 
Southport Management, LLC. Wilson WY US 0.0 
Southport Station Financial Management, LLC Southport CT US 97.0 
Southward Financial Service, LLC 15.7 
Southwest Insurance Service, Inc. Plano TX US 0.0 
Southwest Investment Advisors, Inc. Tucson AZ US 44.7 
Southwest Money Management Inc 150.0 
Southwest Retirement Advisors, LLC Austin TX US 44.5 
Southwest Value Partners San Diego CA USA 1080.5 
Southwestern Advisory Group Stephenville TX USA 40.0 
Southwestern Capital Markets Advisory Service, LLC San Antonio TX US 0.0 
Southwestern Investment Advisory Service, Inc. Franklin TN US 275.7 
Southworth Investment Management, LLC 38.7 
Sovarnum Capital L.P. New York NY US 768.7 
Sovereign Asset Management 39.6 
Sovereign Capital Partners LLP London UK 0.0 
Sovereign Financial Group Raleigh NC US 20.8 
Sovereign Financial Service Rocky Hill CT US 6.5 
Sovereign Financial Service, LLC 0.0 
Sovereign Global Advisors, LLC Melville NY US 0.0 
Sovereign Investment Advisors LLC Phoenix AZ US 341.0 
Sovereign Investment Advisory Atlanta GA US 0.0 
Sovereign Legacy, Inc. 26.7 
Sovereign Private Equity Management, LLC Highlands Ranch CO US 17.3 
Sovereign Solutions LLC 0.0 
Sovereign Wealth Advisors LLC Houston TX USA 119.0 
Sovereign Wealth Advisors, Inc. Bellevue WA US 161.7 
Sovereign Wealth Solutions, Inc. 3.1 
Sowa Financial Group Lincoln RI US 181.5 
Sowell Management Service North Little Rock AR USA 1138.2 
Sozo Ventures GP I, L.P. Palo Alto CA US 0.0 
SP Investments Management, LLC Menlo Park CA USA 95.5 
SP Partners Clinton NJ US 39.6 
Spacetime Capital Corvallis OR US 0.0 
Spahr Financial Group, LLC Huntington Beach CA US 16.2 
Spain Wealth Management, LLC Franklin TN US 0.0 
Spanish Peaks Capital Management 1.0 
Spano Advisory Service Inc. Mahopac NY US 25.1 
Spari, Inc. Manhattan KS US 0.0 
Spark Asset Management Group Statesville NC US 3.5 
Spark Capital Boston MA US 0.0 
Spark Investment Management LLC New York NY US 2053.4 
Sparrow Capital Management Inc St. Louis MO US 95.0 
Sparrow Fund Management New York NY US 0.0 
Sparrow Wealth Management Las Vegas NV US 44.0 
Spartan Planning & Wealth Management Greensboro NC US 52.8 
Sparx Asia Investment Advisors Limited Central HK 222.3 
Sparx Asset Management Co., Limited. Tokyo 5610.7 
Sparx Asset Management Korea Co., Limited Seoul KR 1795.7 
Spatial Venture Partners 0.0 
Spaulding Greene Wealth Management, LLC 6.3 
Spc Ann Arbor MI US 1987.4 
Spc Financial Inc Rockville MD US 654.6 
Spc Management Co., Inc. San Francisco CA US 782.4 
Spd Group LLP Huntersville NC US 1.5 
Spearhead Capital Advisors, LLC Wellington FL USA 229.3 
Spearhead Capital Management LLC 0.1 
Spears Abacus Advisors LLC New York NY US 1312.2 
Special Risk Capital Management, LLC 2.6 
Specialty Care, LLC 0.0 
Spectra Investment Management, LLC Stuart FL USA 0.0 
Spectrum 28 Capital LLC Menlo Park CA US 0.0 
Spectrum Advisers, LLC 10.1 
Spectrum Advisors Financial, LLC Richmond IN US 0.0 
Spectrum Advisors, Inc. Addison TX US 72.5 
Spectrum Asset Management Inc Newport Beach CA US 434.3 
Spectrum Asset Management, Inc. Stamford CT US 19379.0 
Spectrum Capital Investment Group, Inc. Irvine CA US 30.2 
Spectrum Capital Management Auburn CA US 83.6 
Spectrum Equity Boston MA US 2362.8 
Spectrum Financial Alliance, Limited., LLC. Nicholasville KY USA 148.6 
Spectrum Financial Inc Virginia Beach VA US 117.6 
Spectrum Financial Management San Rafael CA US 116.5 
Spectrum Financial Resources Troy MI US 57.0 
Spectrum Financial Strategies Inc Hamden CT US 0.0 
Spectrum Group Management New York NY US 518.3 
Spectrum Investment Advisors, Inc. Mequon WI USA 135.0 
Spectrum Investment Service 0.0 
Spectrum Management Group, Inc. Indianapolis IN USA 507.7 
Spectrum Money Management, Inc. Valhalla NY US 9.0 
Spectrum Strategic Capital Management, LLC Lake Oswego OR US 127.1 
Spectrum Strategies, LLC. Addison TX US 0.0 
Spectrum Wealth Advisors, LLC Columbia SC US 25.8 
Spectrum Wealth Management, LLC 32.6 
Speece Thorson Capital Group Inc Minneapolis MN US 418.0 
Speight Asset Management, LLC Houston TX US 67.1 
Speiro Investments, LLC El Cajon CA US 22.0 
Spell Capital Partners, LLC Minneapolis MN US 0.0 
Spelts Wealth Management, Inc Chico CA US 105.0 
Spence Asset Management Las Cruces NM US 160.8 
Spencer Brook Asset Management, LLC Concord MA US 26.0 
Spencer Financial Advisors 15.4 
Spencer Lyons Partners, LLC 0.0 
Spencer Smith Asset Management, Inc. 10.1 
Spencer Trask & Co. Greenwich CT US 0.0 
Sperry Capital Inc. Sausalito CA US 0.0 
Speyside Private Fund Advisers LLC Brighton MI US 0.0 
Spf, Inc 50.0 
Sphera Global Healthcare Tel Aviv IL 0.0 
Sphere, LLC Fayetteville AR US 7.5 
Spi Strategies, LLC Oakland CA US 1.0 
Spicer Wealth Management Beavercreek OH US 7.0 
Spider Capital San Francisco CA US 0.0 
Spider Management Company, LLC Richmond VA US 3781.9 
Spiderrock Advisors, LLC Chicago IL US 389.4 
Spillane Financial Planning, Inc. Woburn MA US 17.1 
Spindletop Capital Management, LLC Austin TX US 0.0 
Spindletop Capital, LLC Chappaqua NY US 121.1 
Spindletop Commonwealth Advisors LLC Beaumont TX US 42.1 
Spinelli Financial Advisors, Inc Warren NJ US 12.0 
Spinnaker Asset Management - Sam Limited Sao Paulo BR 0.0 
Spinnaker Asset Management Inc Warwick RI US 8.1 
Spinnaker Capital Limited London UK 0.0 
Spinnaker Financial Advisors, LLC Idaho Falls ID US 52.5 
Spinnaker Financial Group, LLC Independence OH US 14.9 
Spinnaker Investment Group, LLC Newport Beach CA US 102.8 
Spinosa Wealth Management Group Mandeville LA US 55.0 
Spire Asset Management, LLC. Lancaster PA US 0.0 
Spire Capital Management LLC New York NY USA 381.0 
Spire Wealth Management, LLC Reston VA US 1868.4 
Spirit Capital 9.8 
Spirit Global Investment Advisors San Diego CA US 28.0 
Spirit Of America Management Corporation Syosset NY US 1186.9 
Spiritus Financial Planning, Inc. Petaluma CA US 35.5 
Spitfire Capital LLC San Francisco CA US 234.5 
Spivak Asset Management, LLC Avon CT US 199.2 
Spk Manager LLC Los Angeles CA US 0.0 
Splarson Financial Planning, LLC 0.0 
Split Rock Capital Management, LLC New York NY US 0.2 
Split Rock Partners, LLC Eden Prairie MN US 0.0 
Split Rock Private Trading And Wealth Management LLC Cloquet MN US 44.9 
Spm Advisors, LLC 0.0 
Spo Partners & Co. Mill Valley CA US 8275.9 
Spohn Financial Service, LLC 0.0 
Spoor Behrins Campbell & Young Securities Corporation Clinton NJ US 136.6 
Spoor, T. Richard Lakeville CT US 102.7 
Sporl & Company 15.0 
Sports Management LLC New Hope PA US 0.0 
SPOTLIGHT ASSET GROUP 0.0 
Spouting Rock Asset Management, LLC Bryn Mawr PA US 2.5 
Spouting Rock Fund Management Bryn Mawr PA US 3.6 
Spp Management Service, LLC Charlotte NC US 154.9 
Spq Asia Capital Limited Hong Kong HK 331.8 
Spraker Wealth Management Inc Maitland FL US 133.7 
Spray Management Corporation Wellesley MA US 0.0 
Spreng Capital Management, Inc. Bucyrus OH US 89.2 
Spring Capital Management 15.9 
Spring Capital Management Amarillo TX US 46.9 
Spring Creek Investments 0.0 
Spring Lake Asset Management, Inc. 144.7 
Spring Lake Equity GP LLC Boston MA US 145.8 
Spring Lake Equity Management LLC Boston MA US 0.0 
Spring Mountain Capital, LP New York NY US 1002.6 
Spring Ocean Capital LLC Chagrin Falls OH US 2.6 
Spring Water Asset Management, Inc. Mequon WI US 2.3 
Springboard Asset Management LLC Cheshire CT US 33.9 
Springboard Capital Management, Inc. 7.6 
Springbok Advisors Woodland Hills CA US 1.9 
Springbok Capital Management, LLC New York NY US 1913.8 
Springbok Investment Management, LP Dallas TX US 0.0 
Springdale Capital 49.8 
Springer Financial Advisors Sacramento CA US 173.4 
Springhouse Capital Management, LP 441.3 
Springhouse Financial, LLC 4.1 
Springowl Associates LLC New York NY US 149.2 
Springs Capital hong Kong Limited Hong Kong HK 1578.7 
Springside Partners LLC Akron OH US 87.5 
Springsted Investment Advisors Inc Saint Paul MN US 0.0 
Springsteel Investment Advisors, LLC Phoenix AZ US 7.4 
Springvest Wealth Management, Inc. 12.0 
Springwater Advisors, LLC Corpus Christi TX US 0.8 
Springwater Wealth Management, LLC Portland OR US 119.7 
Springwood Financial Advisors Dallas TX US 14.6 
Sprinkle Financial Consultants LLC Littleton CO US 451.7 
Sprott Asset Management LP Toronto, Ontario CA 3386.5 
Sprott Asset Management Usa Inc. Carlsbad CA US 74.9 
Sprott Resource Lending Partnership Toronto, Ontario CA 0.0 
Spruce Capital Partners San Francisco CA US 0.0 
Spruce House Investment Management LLC New York NY US 764.2 
Spruce Investment Advisors LLC Stamford CT US 1315.3 
SPRUCE POINT CAPITAL MANAGEMENT, LLC NEW YORK NY USA 0.0 
Sprucegrove Investment Management Limited Toronto Ontario CA 17542.8 
Spruceview Capital Partners LLC Boston MA USA 226.8 
Spry Capital, LLC 0.4 
Sps Financial Service, LLC Los Angeles CA US 0.0 
Spur Capital Partners Bartlesville OK US 691.1 
Spurgeon Financial Group Stockton CA US 12.5 
Spurr Financial Planning, Inc. 29.5 
Spyglass Capital Management, LLC San Francisco CA US 0.0 
Spyglass Investment Management Terre Haute IN US 48.4 
Sq Advisors, LLC Naples FL US 3687.9 
Sqm Frontier Management, LP Arlington VA US 787.5 
Sqn Capital Management, LLC New York NY USA 983.3 
Sqn Institutional New York NY US 83.8 
Sqn Investors LP Redwood City CA US 199.8 
Squadra Investments - Gestao De Recursos LTDA. Rio De Janeiro BR 1304.1 
Squam Lakes Financial Advisors, LLC Holderness NH US 0.0 
Squar Milner Financial Service, LLC Newport Beach CA US 41.0 
Square 1 Asset Management San Francisco CA US 1595.2 
Square Advisors, LLC New York NY US 262.1 
Square Mile Capital Management LLC New York NY US 2299.1 
Squared Concept Asset Management, LLC 10.3 
Squarepoint Ops LLC New York NY US 2783.7 
Squire Wealth Advisors Orem UT US 111.1 
Sr Financial Service, Inc. 32.8 
Sra Capital Management LLC Sausalito CA US 0.5 
Srb Corporation Boston MA US 1899.3 
Src Capital Management, LLC Chicago IL US 0.0 
Src Partners, LP Rockwall TX US 33.0 
Src Wealth Advisors LLC 15.7 
Srd Capital Management 0.0 
Srf Financial, LLC Marietta GA US 0.0 
Sri Investing 0.0 
Sri, LLC Dyersburg TN US 0.0 
Srm Advisors Portland OR US 128.8 
Srm Financial Service, LLC Appleton WI US 0.0 
Srs Capital Advisors, Inc. Denver CO US 399.4 
Srs Investment Management, LLC New York NY US 6602.7 
Srs Wealth Management, LLC Doylestown PA US 2.0 
SS + D Financial Dayton OH US 0.4 
SS&h Financial Advisors, Inc. Southfield MI US 115.3 
Ssg Capital Management Limited Grand Cayman KY 0.0 
Ssga Funds Management, Inc. Boston MA USA 405968.7 
Ssi Investment Management, Inc Beverly Hills CA US 1461.6 
Ssm Partners Memphis TN US 0.0 
Ssn Advisory, Inc. Knoxville TN USA 1918.4 
SST BENEFITS CONSULTING EL DORADO HILLS CA USA 0.0 
Sst Benefits Consulting El Dorado Hills CA US 0.0 
Ssw Capital, LLC Plano TX US 0.6 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $100 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

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