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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
Successful Money Strategies Inc Fall River MA US 130.0 
Successful Portfolios LLC Clearwater FL US 147.1 
Successful Resource Management, Limited. Urbandale IA US 62.0 
Sucre-vail Wealth Advisors Houston TX US 47.4 
Sudbury Capital Management, LLC Coppell TX US 0.0 
Sueing Investments, LLC Dallas TX US 1.6 
Suffolk Capital Management New York NY US 1819.3 
Sugar Maple Asset Management, LLC Sister Bay WI US 82.0 
Sugarloaf Rock Capital, LLC Greenwich CT US 0.0 
Sugarloaf Wealth Management, LLC Duluth GA US 249.3 
Sugarwood Financial Naples FL US 0.2 
Sugden Wealth Management, LLC Denver CO US 11.5 
Suhre Wealth Management, Inc. Beverly Hills CA US 0.0 
Suitt 2.8 
Sullivan & Associates Colorado Springs CO US 0.0 
Sullivan & Serwitz Los Altos CA US 0.0 
Sullivan & White Asset Management 23.0 
Sullivan Capital Management 37.1 
Sullivan Financial Planning, LLC 2.8 
Sullivan Financial Strategies, LLC 1.1 
Sullivan Financial, LLC So. Glastonbury CT US 0.0 
Sullivan Investments Group, LLC 39.6 
Sullivan Mermel, Inc. Chicago IL US 0.0 
Sullivan Pinnacle Advisors, Limited. Akron OH US 0.0 
Sullivan Wood Capital Management, LLC Washington DC US 11.3 
Sullivan, Bruyette, Speros & Blayney, LLC Mclean VA US 2937.0 
Sullivan, Bruyette, Speros & Blayney, LLC Mclean VA US 2937.0 
Sulzberger Capital Advisors, Inc. Miami FL US 34.7 
Sumeru Equity Partners Foster City CA US 1671.3 
Sumitomo Mitsui Trust (hong Kong) Limited Hong Kong HK 205.0 
Summa Capital Management LLC Santa Barbara CA US 35.3 
Summa Corporation. Tomball TX US 180.2 
Summa Corporation. Tomball TX US 180.2 
Summa Equity Stockholm, Stockholm SE 0.0 
Summa Global Advisors, LLC Clackamas OR US 143.5 
Summer Creek Wealth Management, LLC 14.0 
Summer Fields Investments, LLC 3.3 
Summer Street Capital Partners, LLC Buffalo NY US 479.2 
Summer Street Financial Advisors, LLC Boston MA US 0.0 
Summerhill Venture Partners Management Inc. Toronto CA 0.0 
Summerland Advisors, LLC Montecito CA US 0.0 
Summerlin Family Wealth, LLC Las Vegas NV US 34.0 
Summit Advisors, LLC Canonsburg PA US 31.0 
Summit Advisory Solutions, Limited. Poughkeepsie NY US 10.3 
Summit Asset Management LLC Memphis TN US 506.2 
Summit Asset Management LLC Memphis TN US 506.2 
Summit Asset Management, LLC Branford CT US 73.7 
Summit Asset Strategies Wealth Management, LLC Bellevue WA US 9.5 
Summit Capital Inc. Pepper Pike OH US 43.9 
Summit Capital Solutions LLC Nashville TN US 0.0 
Summit Consultants, Inc. Fort Wayne IN US 0.0 
Summit Creek Advisors Minneapolis MN US 822.7 
Summit Equities Inc Parsippany NJ US 2600.0 
Summit Equities Inc Parsippany NJ US 2600.0 
Summit Equity Management, Inc. 1.1 
Summit Family Office Service, LLC 50.0 
Summit Financial Hunt Valley MD US 33.8 
Summit Financial Advisors 0.0 
Summit Financial Advisors, Inc. Lebanon OH US 120.0 
Summit Financial Advisors, Inc. Lebanon OH US 137.9 
Summit Financial Advisors, LLC San Mateo CA US 189.1 
Summit Financial Advisors, LLC Newtown PA US 0.0 
Summit Financial Advisory Service 0.0 
Summit Financial Consultants, Inc. Westlake Village CA US 211.1 
Summit Financial Consulting Sterling Heights MI US 51.9 
Summit Financial Group Inc Boca Raton FL US 3799.5 
Summit Financial Group Inc Boca Raton FL US 3799.5 
Summit Financial Group, LLC Rome GA US 12.2 
Summit Financial Planning, Inc. Glen Allen VA US 39.3 
Summit Financial Resources Inc Parsippany NJ US 0.0 
Summit Financial Strategies Inc Columbus OH US 1020.0 
Summit Financial Strategies, Inc Amherst NY US 49.1 
Summit Financial Strategies, Inc Amherst NY US 54.7 
Summit Financial Wealth Advisors Lafayette LA US 787.9 
Summit Global Investments, LLC Bountiful UT US 699.8 
Summit Group Retirement Planners, Inc. Exton PA US 88.0 
Summit Investment Advisory Service Roseville MN US 94.6 
Summit Investment Guidance Partners Grand Rapids MI US 60.6 
Summit Investment Management, Limited. Milwaukee WI US 65.3 
Summit Investment Management, LLC 18.9 
Summit Investments, Inc. 1.6 
Summit Investor Coach, LLC Guilford CT US 0.0 
Summit Partners Credit Advisors, L.P. Boston MA US 1161.1 
Summit Partners Public Asset Management, LLC Boston MA US 540.2 
Summit Partners, L.P. Boston MA US 12670.0 
Summit Place Financial Advisors, LLC Summit NJ US 110.4 
Summit Planning Group LLC Green Bay WI US 432.5 
Summit Planning Group, Inc. E. Syracuse NY US 0.0 
Summit Planning Group, LLC Branford CT US 0.0 
Summit Portfolio Management LLC Las Vegas NV US 105.7 
Summit Private Investments, Inc. Summit NJ US 0.0 
Summit Professional Advisors, LLC Idaho Falls ID US 0.0 
Summit Realty Ventures LLC St. Louis MO US 0.0 
Summit Rock Advisors, L.P. New York NY US 11815.2 
Summit Strategies Group St Louis MO US 3132.8 
Summit Street Capital Management, LLC New York NY US 106.1 
Summit Trail Advisors, LLC New York NY US 3258.9 
Summit Trail Advisors, LLC New York NY US 3258.9 
Summit Water Capital La Jolla CA US 51.3 
Summit Water Capital La Jolla CA US 51.3 
Summit Wealth & Retirement Planning Walnut Creek CA US 7.3 
Summit Wealth Advocates, LLC 72.4 
Summit Wealth And Retirement Partners Danville CA US 353.9 
Summit Wealth Group LLC White River Junction VT US 286.7 
Summit Wealth Investments Reno NV US 62.0 
Summit Wealth Management Fairfield CA US 73.5 
Summit Wealth Management Group, Inc. Camarillo CA US 174.8 
Summit Wealth Management LLC Akron OH US 42.1 
Summit Wealth Management, Inc Atlanta GA US 517.0 
Summit Wealth Partners, LLC Orlando FL US 396.7 
Summit Wealth Partners, LLC Orlando FL US 408.8 
Summit Wealth Solutions Bellevue WA US 7.5 
Summit Wealth Strategies Group, LLC 33.5 
Summit X Chesterfield MO US 289.1 
Summitview Capital Management Limited Hong Kong HK 0.0 
Sumnicht & Associates, LLC Appleton WI US 299.5 
Sun Asset Management, Inc. Bellevue WA US 0.8 
Sun Capital Advisors, Inc. Boca Raton FL US 8805.9 
Sun Creek Holdings LLC Coral Gables FL US 34.2 
Sun Financial Service, Inc. 2.0 
Sun Group Wealth Partners LLC Irvine CA US 150.5 
Sun Life Institutional Investments u.s. LLC Wellesley Hills MA US 35233.4 
Sun Mountain Capital Advisors, LLC Santa Fe NM US 752.8 
Sun Valley Advisors, Inc. 47.5 
Sun Valley Gold LLC Ketchum ID US 774.5 
Sun-apollo Management LLC Ebene MU 0.0 
Sun-apollo Management LLC Ebene MU 0.0 
Sunamerica Asset Management, LLC Jersey City NJ US 68344.5 
Sunamerica Asset Management, LLC Jersey City NJ US 68344.5 
Sunbelt Securities Houston TX US 175.9 
Sunbridge Management, Inc. East Amherst NY US 33.2 
Sunburst Financial Group, LLC Vestavia Hills AL US 178.4 
Suncoast Equity Management, LLC Tampa FL US 353.7 
Suncoast Global Financial Advisers, LLC 0.5 
Sundance Advisors Pittsburgh PA US 175.0 
Sundance Associates 8.9 
Sundance Wealth Management 6.0 
Sundance Wealth Management Group LLC. 2.4 
Sunderland Capital Partners LP Boston MA US 0.0 
Sundial Capital Management, L.P. Arlington TX US 1.3 
Sundowner Capital Management LLC Bend OR US 66.0 
Sundstrom Capital Management Inc. 17.2 
Sundvold Financial Columbia MO US 424.0 
Sunesis Advisors, LLC Overland Park KS US 754.3 
Sungarden Fund Management Weston FL US 27.5 
Sunlake Investment Management 22.7 
Sunley House Capital Management LLC Boston MA US 57.0 
Sunlight Capital Management, LLC Houston TX US 0.0 
Sunlin Consulting Investment Advisory Service, LLC 0.0 
Sunmark Capital Management, LLC Green Cove Springs FL US 0.3 
Sunnymeath Asset Management, Inc. Red Bank NJ US 110.2 
Sunpillar Financial Advisors LLC East Northport NY US 0.0 
Sunpointe Clayton MO US 0.0 
Sunquest Wealth Management, LLC 15.0 
Sunrate Advisors Limited Pudong, Shanghai CH 0.2 
Sunridge Capital Partners, LLC Boca Raton FL US 0.0 
Sunrift Capital Partners LLC Avon IN US 5.5 
Sunrise Advisors Leawood KS US 509.6 
Sunrise Capital Management LLC 2.5 
Sunrise Capital Management LLC 0.0 
Sunrise Capital Partners LLC Carlsbad CA US 105.2 
Sunrise Investment Advisers LLC 0.0 
Sunrise Investment Service, Inc. 5.0 
Sunrise Wealth Management, Inc. 44.6 
Sunrise Wealth Management, LLC Tucson AZ US 31.0 
Sunrise Wealth Management, LLC 3.0 
Sunriver Management LLC Stamford CT US 683.5 
Sunsage Capital Management Grapevine TX US 49.0 
Sunset Blvd Capital Hollywood CA US 0.0 
Sunset Financial Management, Inc. 5.0 
Sunset Strategic Financial Advisors, LLC 3.2 
Sunstone Partners San Mateo CA US 0.0 
Sunstreet Securities, LLC Avondale AZ US 6.7 
Suntrust Advisory Service, Inc. Atlanta GA US 12724.0 
Suntrust Advisory Service, Inc. Atlanta GA US 12724.0 
Suntrust Investment Service, Inc. Atlanta GA US 10443.2 
Suntx Capital Partners Dallas TX US 1166.7 
Superfund Advisors, Inc. St. George's GD 4.5 
Superior Capital Partners LLC Detroit MI US 0.0 
Superior Financial, LLC Rochester MN US 28.8 
Superior Planning, Inc La Jolla CA US 0.0 
Supernova Asset Strategies 52.5 
Supporting Your Choices Inc. 24.1 
Supreme Alliance LLC 0.7 
Surepath Wealth Management 7.3 
Surety Investment Service Los Angeles CA US 31.4 
Surevest Wealth Management Phoenix AZ US 109.5 
Surgical Frontiers Logan UT US 0.0 
Surgo Asset Management, LLC Jackson MS US 0.0 
Surya Capital, LLC Tustin CA US 12.5 
Susa Fund Management LLP London UK 572.6 
Susa Fund Management LLP London UK 0.0 
Susa Ventures Los Angeles CA US 0.0 
Susan Burns Dba Snug Harbor Financial Planning 0.0 
Susan Carlisle Woodland Hills CA US 18.0 
Susan S. Liu, Advisor Sunnyvale CA US 2.2 
Susko Wealth Management, LLC Allentown PA US 2.2 
Sussex Financial Group, Inc Northbrook IL US 47.0 
Sussex Securities LLC Malverne NY 0.0 
Sustain Wealth Advisors, LLC Houston TX US 12.7 
Sustainable Capital Limited Labourdonnais, Mapou MU 0.0 
Sustainable Capital Partners, LLC 0.0 
Sustainable Desal, LLC Culver City CA US 0.0 
Sustainable Financial Planning, LLC Cincinnati OH US 0.0 
Sustainable Growth Advisers, LP Stamford CT US 5672.0 
Sustainable Insight Capital Management, LLC New York NY US 378.7 
Sustainable Portfolio Solutions, LLC 3.4 
Sustainable Wealth Management LLC Eugene OR US 191.4 
Sustainable Woodlands Partners, LLC Houston TX US 351.4 
Sustained Wealth Management, LLC Marina Del Rey CA US 0.0 
Sustainvest Asset Management, LLC Petaluma CA US 15.9 
Sutter Capital Management, LLC Moraga CA US 3.3 
Sutter Hill Ventures Palo Alto CA US 0.0 
Sutterfield Financial Group, Inc. Bartlesville OK US 158.2 
Suttle Investment Advisors, LLC Albuquerque NM US 0.0 
Sutton Advisors, PLC Lansing MI US 0.0 
Sutton Place Capital Management LLC 1.7 
Sutton Place Financial, Inc. 0.0 
Sutton Square Management L.P. New York NY US 121.1 
Sutton Wealth Advisors, Inc. Tampa FL US 180.1 
Suvretta Capital Management, LLC New York NY US 3750.4 
Suyash Advisors Mumbai IN 0.0 
Suyash Advisors Mumbai IN 0.0 
Suzanne Hall Christian Claremont CA US 0.0 
Suzanne Joseph & Associates, Inc. 51.9 
Suzick, Czar Michael 0.0 
Sv Angel Management, LLC San Francisco CA US 0.0 
Sv Health Investors, LLC Boston MA US 0.0 
Sva Plumb Wealth Management, LLC Madison WI US 2106.9 
Svane Capital, LLC 13.0 
Svb Asset Management San Francisco CA US 22498.9 
Svb Wealth Advisory, Inc. San Francisco CA US 331.6 
Sverica Capital Management Boston MA US 577.8 
Sverica Capital Management Boston MA US 577.8 
Svl Investment Management Placentia CA US 31.5 
Svlsresearch LP Newton MA US 0.0 
Svoboda Capital Partners LLC Chicago IL US 0.0 
Svof/mm, LLC Santa Monica CA US 2902.0 
Svof/mm, LLC Santa Monica CA US 2902.0 
Sw Real Estate Advisors, LLC Bellevue WA US 0.0 
Sw7 Asset Management singapore Pte Limited Singapore SG 0.0 
Sw7 Asset Management singapore Pte Limited Singapore SG 0.0 
Sw7 Asset Management uk LLP London UK 0.0 
Sw7 Asset Management uk LLP London UK 0.0 
Swadley Investment Management 0.0 
Swaimbrown Wealth Management LLC Clinton SC US 41.9 
Swaine & Leidel Wealth Service, LLC Sebring FL US 0.0 
Swallow Farms Capital Management 20.5 
Swan & Legend Leesburg VA US 0.0 
Swan Asset Management Augusta GA US 36.3 
Swan Capital Management, LLC Durango CO US 2227.2 
Swan Dfw Financial Solutions, LLC 1.2 
Swan Global Investments, LLC Durango CO US 3620.1 
Swan Global Management Humacao PR US 3620.1 
Swancap Investment Management SA Senningerberg LU 0.0 
Swanson Financial Service, Inc. Lake Oswego OR US 6.0 
Swanson Investments, LLC Durham NC US 21.1 
Swanson River Capital Management LLC 7.9 
Swarthmore Asset Management Limited New York NY US 40.5 
Swarthmore Financial Advisors, Limited. Media PA US 44.4 
Sway Ventures Management LLC San Francisco CA US 0.0 
Swbc Investment Advisory Service LLC Austin TX US 0.0 
Swbc Investment Company San Antonio TX US 122.1 
Swbc Investment Company San Antonio TX US 122.1 
Swedan Investment Management 69.4 
Sweeney & Michel, LLC Chico CA US 0.0 
Sweeney & Michel, LLC Chico CA US 0.0 
Sweeney Asset Management LLC 142.4 
Sweeney Asset Management, LLC Oklahoma City OK US 11.5 
Sweetbay Capital Management, LLC 5.5 
Sweetmoney Amesbury MA US 0.0 
Sweetwater Financial Advisors, LLC Sugar Land TX US 96.0 
Sweetwater Investments Inc Redmond WA US 1056.1 
Swell Investing LLC Newport Beach CA US 6.6 
Swift Advisers, LLC White Plains NY US 0.0 
Swift Advisors, LLC 0.0 
Swift Capital Partners London UK 0.0 
Swift Capital Partners London UK 0.0 
Swift Capital Partners (e.e.) London UK 0.0 
Swift Creek Capital, Inc. Big Fork MT US 21.9 
Swift Run Capital Management Charlottesville VA US 214.1 
Swiftarc Capital Austin TX US 0.0 
Swigel Capital Management Bellevue WA US 0.0 
Swisher Financial Concepts, Inc. Westerville OH US 0.0 
Swiss Allied Wealth Management, LLC New York NY US 0.0 
Swiss Alpine Wealth Management LLC 0.0 
Swiss American Advisors Limited. Zuerich, Zuerich CH 30.7 
Swiss American Advisors Limited. Zuerich CH 37.1 
Swiss Capital Invest Holdings (dublin) Limited Dublin US 6407.9 
Swiss Infinity Global Investments GmbH Zurich CZ 100.9 
Swiss Select Advisors, LLC Dallas TX US 126.0 
Swiss Usadvisors Zurich CZ 250.0 
Swiss-asia Asset Management hk Limited Hong Kong HK 0.0 
Swisspartners Advisors Zurich CZ 384.6 
Switch Ventures San Francisco CA US 0.0 
Switchback Ventures, LLC Oakland CA US 0.0 
Switchpoint Financial Planning LLC 2.3 
Swk Advisors LLC Dallas TX US 2.3 
Swm Advisors St. Petersburg FL US 203.8 
Swmf Life Science Fund GP, LLC Kalamazoo MI US 0.0 
Swmg, LLC Fort Worth TX US 0.0 
Sword Capital Partners, LLC Los Angeles CA US 83.7 
Swords Wealth Management, LLC Lindale TX US 16.9 
Sws Advisors, Inc. Columbus OH US 13.4 
Sws Partners, LLC Columbus OH US 130.7 
Swyden Asset Management, Inc. Overland Park KS US 32.3 
Sycale Advisors New York NY US 0.0 
Sycamore Asset Management, LLC 0.0 
Sycamore Financial Group Kokomo IN US 379.6 
Sycamore Financial Planning, LLC Durham NC US 0.0 
Sycamore Investment Consulting Service, LLC Madison WI US 76.8 
Sycamore Partners New York NY US 4854.2 
Sycamore Pictures, LLC Memphis TN US 0.0 
Sycamore Ventures Princeton NJ US 0.0 
Sycamorefinancial Advisors, Inc. Humboldt TN US 36.0 
Sycee Capital, LLC New York NY US 0.0 
Sycolin Creek Capital LLC 0.0 
Sykes Financial Service Lake Oswego OR US 35.0 
Sylebra Hk Co L Wan Chai HK 0.0 
Sym Financial Advisors Winona Lake IN US 2007.7 
Symbiotic Wealth Management, LLC Wheatland CA US 0.0 
Symbol Capital, LLC San Francisco CA US 0.0 
Symfonie Capital / Symfonie Investment Advisors London UK 1.0 
Symfonie Capital, Limited London UK 1.0 
Symmetric Advisors Inc Minnetonka MN US 30.8 
Symmetric Capital, LLC Waltham MA US 115.2 
Symmetry Capital Advisors LLC Dallas TX US 263.9 
Symmetry Capital Management LLC San Francisco CA US 7.0 
Symmetry Investment Advisors, Inc. 0.0 
Symmetry Investments (hong Kong) Limited Hong Kong HK 0.0 
Symmetry Investments LP Grand Cayman KY 0.0 
Symmetry Investments Uk LLP London UK 0.0 
Symmetry Partners Glastonbury CT US 3948.0 
Symmetry Partners Glastonbury CT US 3948.0 
Symmetry Peak Management, LLC Radnor PA US 0.0 
Symmone Wealth Management LLC Orlando FL US 0.0 
Symons Capital Management Inc Pittsburgh PA US 483.9 
Symphonic Financial Advisors LLC New York NY US 121.5 
Symphony Asset Management LLC San Francisco CA US 20044.4 
Symphony Capital LLC New York NY US 0.0 
Symphony Financial Partners (singapore) Pte. Limited. Singapore SG 1088.0 
Symphony Financial Planning LLC Davis CA US 72.4 
Symphony Financial Service, Inc. Akron OH US 232.1 
Symphony Financial, Limited. Co. Houston TX US 160.5 
Symphony Tech Group, LLC Palo Alto CA US 2217.2 
Symphony Wealth Management 100.3 
Symphony Wealth Management 100.3 
Synaptic Capital Group LLC. Wayne PA US 0.0 
Syncom Venture Management Company, LLC Bethesda MD US 0.0 
Syndicated Capital, Inc. Santa Monica CA US 53.5 
Synergist Wealth Advisors Carmel CA US 24.9 
Synergistic Group LLC 0.0 
Synergy Alternative Capital, LLC Purchase NY US 0.0 
Synergy Asset Strategies, Inc. St. Augustine FL US 86.5 
Synergy Brokerage 0.0 
Synergy Capital Advisors, LLC 1.7 
Synergy Financial Danville CA US 0.0 
Synergy Financial Group Of Arizona, LLC Scottsdale AZ US 20.6 
Synergy Financial LLC Houston TX US 0.3 
Synergy Financial Management, LLC Seattle WA US 149.4 
Synergy Financial Strategies, LLC 8.0 
Synergy Fund Management Group Limited Hong Kong HK 0.0 
Synergy Investment Group, LLC Kannapolis NC US 18.4 
Synergy Management Company I, LLC Burlingame CA US 0.0 
Synergy Ventures Advisors Iii, LLC. Menlo Park CA US 0.0 
Synergy Wealth Advisors 31.6 
Synergy Wealth Advisors, LLC 15.0 
Synergy Wealth Management, LLC Grand Rapids MI US 20.5 
Synova Capital LLP London UK 0.0 
Synova Capital LLP London UK 0.0 
Synovus Securities, Inc. Columbus GA US 1998.2 
Synovus Securities, Inc. Columbus GA US 1998.2 
Syntal Capital Partners, LLC Midland TX US 551.6 
Syntax Advisors, LLC New York NY US 25.4 
Syntax Research, Inc. Boca Raton FL US 126.6 
Syntaxis Capital Limited St. Peter Port, Channel Islands GG 0.0 
Syntegra Capital Investors Limited London UK 0.0 
Synterra Capital Management LLC New York NY US 0.0 
Synthesis Advisors, Inc. Nashville TN US 83.4 
Syntrinsic Investment Counsel, LLC. Denver CO US 735.9 
Syren Capital Advisors New York NY US 0.0 
Systelligence, LLC Bloomington MN US 442.9 
System 2 Advisors, L.P. Summit NJ US 173.2 
System Research, LLC 4.0 
Systematic Financial Management LP Teaneck NJ US 6583.8 
Systematic Insights Capital, LLC Atlanta GA US 0.0 
Systematica Investments Limited St Helier JE 8082.0 
Systima Capital Management Lake Forest IL US 123.5 
Syz Swiss Advisors S.a. Zurich CZ 335.8 
Syzygy Financial LLC Santa Ana CA US 0.0 
Szafran Capital Management, LLC 5.1 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

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