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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
U.s. Advisors, Inc. Alexandria VA US 65.0 
U.s. Bancorp Asset Management, Inc. Minneapolis MN US 65849.0 
U.s. Bancorp Investments, Inc. Saint Paul MN US 6170.6 
U.s. Bancorp Investments, Inc. Saint Paul MN US 6170.6 
U.s. Global Investors, Inc. San Antonio TX US 780.0 
U.s. Institutional Corporation St. Louis MO US 0.0 
U.s. Investors International Portland OR US 17.4 
U.s. Venture Partners Menlo Park CA US 0.0 
U.s. Wealth Advisors, Inc. Lewisville TX US 5.2 
U.s. Wealth Group, LLC Woodbury NY US 71.7 
Ua, LLC New York NY US 561.0 
Uas Asset Management New York NY US 220.7 
Ubp Asset Management LLC New York NY US 38.9 
Ubp Investment Advisors S.a. Geneva CH 318.0 
Ubp Investment Advisors S.a. Geneva CH 318.0 
Ubs Asset Management (americas) Inc. New York NY US 142133.0 
Ubs Asset Management Funds Limited London UK 0.0 
Ubs Farmland Investors LLC Hartford CT US 0.0 
Ubs Farmland Investors LLC Hartford CT US 0.0 
Ubs Financial Service Inc. Weehawken NJ US 391709.6 
Ubs Fund Advisor, LLC. New York NY US 5202.3 
Ubs Hedge Fund Solutions Stamford CT US 33337.4 
Ubs Oconnor LLC Chicago IL US 12082.6 
Ubs Realty Investors LLC Hartford CT US 2849.6 
Ubs Realty Investors LLC Hartford CT US 2849.6 
Ubs Swiss Financial Advisers Zurich CZ 4871.6 
Ubx Financial Freedom, LLC Pensacola FL US 0.0 
Ucap Asset Management LLC New York NY US 126.5 
Ucb Financial Advisers Inc. Miami FL US 3.3 
Uci Wealth Advisors LLC Meridian ID US 15.8 
Ucs Investment Co 0.0 
Udazo Planning, Inc. 0.0 
Udine Wealth Management Inc. Weston FL US 44.0 
Ufg Asset Management Hamilton BM 0.0 
Ufg Capital Nicosia CY 0.0 
Ufg Pe Managers Limited. Hamilton BM 0.0 
Ug Investment Advisers Limited. Taipei Ta 1036.6 
Uhler And Vertich Financial Planners, LLC Fort Myers FL US 160.8 
Uhlmann Investment Management, LLC Chicago IL US 56.0 
Uiaa D/b/a Illinois Wealth Management Urbana IL US 0.0 
Ujjval Investments, LLC 2.6 
Uk Pension Transfer LLC 0.0 
Ulivi Wealth Management Orange CA US 8.0 
Ulland Investment Advisors Minneapolis MN US 298.4 
Ullico Investment Advisors, Inc. Silver Spring MD US 1546.7 
Ullico Investment Advisors, Inc. Silver Spring MD US 1546.7 
Ullmann Brown Wealth Advisors Jacksonville Beach FL US 296.0 
Ulrich Consulting Group, LLC Albuquerque NM US 712.6 
Ulstra 0.0 
Ultimate Retirement Products, Inc. 0.0 
Ultimax Investments 0.0 
Ultra Capital Management, LLC 0.0 
Ultra Capital, LLC San Francisco CA US 0.0 
Ulysses Management LLC New York NY US 1693.9 
Uma Financial Service Inc Salt Lake City UT US 649.0 
Umb Financial Service, Inc. Kansas City MO US 16.9 
Umbaugh Cash Advisory Service, LLC Indianapolis IN US 953.1 
Umpqua Investments, Inc. Portland OR US 665.5 
Umpqua Investments, Inc. Portland OR US 665.5 
Uncommon Capital, LLC Auburn CA US 0.0 
Unconventional Capital Wisdom, LLC Newfield NY US 0.2 
Unconventional Investor, LLC 54.2 
Underdog Ventures, LLC. Island Pond VT US 0.0 
Underdog Wealth Management, LLC Maple Grove MN US 11.6 
Underhill Investment Management LLC Greenbrae CA US 188.0 
Underhill Investments, LLC Berkley MI US 1.0 
Unfcu Advisors LLC Long Island City NY US 36.1 
Ung Financial & Insurance Service 0.0 
Unicorn Capital Partners George Town KY 0.0 
Unicorn Consulting 0.0 
Unified Asset Management, LLC Brooklyn NY US 0.0 
Unified Wealth Management, LLC Scottsdale AZ US 133.3 
Unify Wealth Alpharetta GA US 0.0 
Unify Wealth Management LLC Fort Collins CO US 1.9 
Unigestion (uk) Limited London UK 2907.1 
Unigestion uk Limited London UK 2907.1 
Unimar Miami FL US 212.8 
Unio Capital LLC New York NY US 151.9 
Union Capital Associates, L.P. Greenwich CT US 105.8 
Union Capital Company Tucson AZ US 38.0 
Union Capital Corporation Greenwich CT US 0.0 
Union Capital Management Corporation 28.0 
Union Financial Partners, San Francisco, Inc. San Francisco CA US 111.5 
Union Grove Venture Partners Chapel Hill NC US 401.4 
Union Park Capital Management, L.P. Boston MA US 203.2 
Union Square Global Wealth Management San Francisco CA US 208.3 
Union Square Park Capital Management, LLC New York NY US 0.0 
Union Square Ventures New York NY US 0.0 
Union Street Partners LLC Alexandria VA US 26.6 
Unionbanc Investment Service, LLC Glendale CA US 867.6 
Unionbanc Investment Service, LLC Glendale CA US 867.6 
Uniplan Financial Investments Inc. Dallas TX US 0.0 
Uniplan Investment Counsel, Inc. Union Grove WI US 2364.3 
Uniplan Real Estate Advisors, Inc. Union Grove WI US 0.0 
Unique Financial Advisors LLC Holmdel NJ US 2.6 
Unison 1213.0 
Unison Capital Management Pte Limited Singapore SG 0.0 
Unison Capital, Inc. Chiyoda-ku, Tokyo JP 0.0 
Unitas Capital Hong Kong HK 0.0 
Unitas Capital Hong Kong HK 0.0 
Unitas Capital Shanghai CN 0.0 
United Advisors Maumee OH US 134.9 
United Advisors America Corporation Frisco TX US 0.5 
United Advisors Investment Management, LLC New York NY US 10.3 
United Advisors Service, LLC New York NY US 379.6 
United American Capital Corporation Worthington OH US 4932.0 
United Asset Strategies Inc. Garden City NY US 800.4 
United Brokerage Service Inc Parkersburg WV US 114.5 
United Brokerage Service Inc Parkersburg WV US 114.5 
United Brokers S.a. (agente De Valores) Montevideo CU 22.2 
United California Financial Management Service, LLC Riverside CA US 0.0 
United Capital Financial Advisers Newport Beach CA US 17463.3 
United Capital Financial Advisers Newport Beach CA US 17463.3 
United Capital Management Of Kansas, Inc. Salina KS US 146.2 
United Financial Planning Group LLC Hauppauge NY US 35.0 
United Global Advisors, LLC Beverly Hills CA US 97.6 
United Investors Group Crystal Lake IL US 6.5 
United Managers Japan Inc. Tokyo JP 0.0 
United Maritime Capital LLC New York NY US 28.2 
United Planners' Financial Service Of America A Limited Partner Scottsdale AZ US 2377.3 
United Securities Advisor 0.0 
United States Steel And Carnegie Pension Fund New York NY US 8977.4 
United Tax And Estate Planning Oklahoma City OK US 0.0 
United Wealth Management, LLC 0.0 
United Wealth Planning, LLC Garden City NY US 0.0 
Unitus Impact Partners LLC San Francisco CA US 0.0 
Unity Financial LLC 0.9 
Universa Investments L.P. Miami FL US 2153.3 
Universal Advisory Service Albuquerque NM US 263.4 
Universe, Inc. Brooklyn NY US 20.5 
University Ventures New York NY US 301.5 
Uniwealth Advisors, Inc. 140.5 
Unleashed Financial LLC 0.2 
Unlimited Timing Service Inc 2.6 
Unterberg Capital, LLC New York NY US 0.0 
Unverferth Financial 1.2 
Uob Alternative Investment Management Pte. Limited. Singapore SG 0.0 
Uob Global Capital LLC New York NY US 135.3 
Up Capital Management, Inc. Granite Bay CA US 137.2 
Up North Financial, LLC Traverse City MI US 60.4 
Updata Partners Washington, D.c. DC US 0.0 
Upfront Ventures Santa Monica CA US 0.0 
Upfront Ventures Santa Monica CA US 0.0 
Upi Management, LLC Los Angeles CA US 0.0 
Upland Capital Management, LLC Ridgefield CT US 10.1 
Upland Financial Management, LLC 15.2 
Upper 90 Investment Advisors 4.8 
Upperline Financial Planning, LLC New Orleans LA US 0.0 
Upright Financial Corporation 32.1 
Uprising Management, LLC San Francisco CA US 0.0 
Upside Partnership 0.0 
Upstart Network, Inc. San Carlos CA US 0.0 
Upstart Wealth Management, LLC San Francisco CA US 21.9 
Upstate Advisors Group North Syracuse NY US 13.0 
Upstate Advisors Inc Rochester NY US 12.9 
Uptown Capital Advisors Dallas TX US 10.4 
Upward Personal Finance 0.0 
Upwelling Capital Group LLC Davis CA US 3.0 
Urban Financial Advisory Corporation Chicago IL US 698.5 
Urban Fund Management, LLC Plano TX US 315.1 
Urban Infrastructure Capital Advisors, Mauritius Ebene MU 0.0 
Urban Investment Advisors Larkspur CA US 537.5 
Urban Wealth Management LLC El Segundo CA US 0.0 
Urbanamerica Advisors, LLC Arlington TX US 462.6 
Urbanamerica Principals Ii, LLC Arlington TX US 462.6 
Urbanamerica Principals Iii, LLC Arlington TX US 462.6 
Urbanamerica Principals, LLC Arlington TX US 462.6 
Uri Capital Management, LLC 17.5 
Ursa Fund Management LLC San Francisco CA US 0.0 
Ursamine Credit Advisors LLC New York NY US 1272.9 
Ursula Management, LLC Woodbury NY US 94.4 
Us Advisory Group Inc Wakefield MA US 59.3 
Us Advisory Group Inc Wakefield MA US 59.3 
Us Agriculture Indianapolis IN US 236.3 
Us Agriculture Indianapolis IN US 236.3 
Us Asset Management, LLC Pittsburgh PA US 195.1 
Us Capital Investment Management, LLC San Francisco CA US 0.0 
Us Debt Ventures Management, LP Fort Lauderdale FL US 0.0 
Us Financial Advisors, LLC Braintree MA US 314.0 
Us Financial Advisors, LLC Braintree MA US 314.0 
Us Israel Gefen Capital Management Limited Herzliya Pituach IL 0.0 
Us Renewables Group Santa Monica CA US 317.9 
Usa Asset Management, LLC Los Angeles CA US 31.1 
Usa Financial Exchange Ada MI US 0.0 
Usa Financial Planning Partners, Inc. Centreville VA US 0.0 
Usa Financial Portformulas Corporation Ada MI US 445.2 
Usa Financial Securities Corporation Ada MI US 262.3 
Usa Mutuals Advisors, Inc. Dallas TX US 237.3 
Usaa Asset Management Company San Antonio TX US 135817.8 
Usaa Financial Planning Service San Antonio TX US 0.0 
Usaa Investment Management Company San Antonio TX US 25236.4 
Usaa Investment Management Company San Antonio TX US 25236.4 
Usadvisors Wealth Management, LLC Eden Prairie MN US 148.9 
Usadvisors.org Miami FL US 0.0 
Usafolios, LLC Charlotte NC US 17.2 
Usaworld Capital LLC 6.0 
Usca Asset Management LLC Houston TX US 90.7 
Usca Ria LLC Houston TX US 2227.0 
Usca Ria LLC Houston TX US 2227.0 
Uscf Advisers Oakland CA US 5.6 
Uscf Advisers Oakland CA US 5.6 
Usdr Investment Management Reno NV US 103.9 
Usi Advisors Glastonbury CT US 13632.9 
Usi Securities, Inc. Glastonbury CT US 0.0 
Utc Fund Service, Inc. Port Of Spain TT 41.6 
Uv Partners, Inc Salt Lake City UT US 0.0 
Uwharre Investment Advisors, Inc. Albemarle NC US 119.6 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $100 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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