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Registered Investment Advisors
Firm Name City State Country Assets ($M) 
U.s. Advisors, Inc. Alexandria VA US 65.0 
U.s. Bancorp Asset Management, Inc. Minneapolis MN US 62717.6 
U.s. Bancorp Investments, Inc. Saint Paul MN US 5065.1 
U.s. Global Investors, Inc. San Antonio TX US 780.0 
U.s. Institutional Corporation St. Louis MO US 0.0 
U.s. Investors International Portland OR US 17.4 
U.s. Venture Partners Menlo Park CA US 0.0 
U.s. Wealth Advisors, Inc. Lewisville TX US 5.2 
U.s. Wealth Group, LLC Woodbury NY US 70.5 
Ua, LLC New York NY US 561.0 
Uas Asset Management New York NY US 220.7 
Uasnm, Inc. Albuquerque NM US 255.2 
Ubp Investment Advisors S.a. Geneva CH 109.0 
Ubs Asset Management americas Inc. New York NY US 150414.8 
Ubs Asset Management Funds Limited London UK 0.0 
Ubs Farmland Investors LLC Hartford CT US 0.0 
Ubs Financial Service Inc. Weehawken NJ US 358253.4 
Ubs Fund Advisor, LLC. New York NY US 5180.8 
Ubs Hedge Fund Solutions Stamford CT USA 33337.4 
Ubs Oconnor LLC Chicago IL US 12879.4 
Ubs Realty Investors LLC Hartford CT US 2837.2 
Ubs Swiss Financial Advisers Zurich CZ 4871.6 
Ubx Financial Freedom, LLC Pensacola FL US 0.0 
Ucap Asset Management LLC Nassau BS 110.0 
Ucb Financial Advisers Inc. Miami FL US 3.3 
Uci Wealth Advisors LLC Meridian ID US 15.8 
Ucs Investment Co 0.0 
Udazo Planning, Inc. 0.0 
Udine Wealth Management Inc. Weston FL US 44.0 
Ufg Asset Management Hamilton BM 0.0 
Ufg Capital Nicosia CY 0.0 
Ufg Pe Managers Limited. Hamilton BM 0.0 
Ug Investment Advisers Limited. Taipei Ta 1036.6 
Ugvp Management, LLC Chapel Hill NC US 336.9 
Uhler And Vertich Financial Planners, LLC Fort Myers FL US 149.2 
Uhlmann Investment Management, LLC Chicago IL US 43.0 
Uiaa D/b/a Illinois Wealth Management Urbana IL US 0.0 
Ujjval Investments, LLC 2.6 
Uk Pension Transfer LLC 0.0 
Ulivi Wealth Management Orange CA US 8.0 
Ulland Investment Advisors Minneapolis MN US 298.4 
Ullico Investment Advisors, Inc. Silver Spring MD US 1371.8 
Ullmann Brown Wealth Advisors Jacksonville Beach FL US 296.0 
Ulrich Consulting Group, LLC Albuquerque NM US 697.8 
Ulstra 0.0 
Ultimate Retirement Products, Inc. 0.0 
Ultimax Investments 0.0 
Ultra Capital Management, LLC 0.0 
Ultra Capital, LLC San Francisco CA US 0.0 
Ulysses Management LLC New York NY US 1457.8 
Uma Financial Service Inc Salt Lake City UT USA 649.0 
Umb Financial Service, Inc. Kansas City MO US 16.9 
Umbaugh Cash Advisory Service, LLC Indianapolis IN US 481.8 
Umpqua Investments, Inc. Portland OR USA 665.5 
Uncommon Capital, LLC Auburn CA US 0.0 
Unconventional Capital Wisdom, LLC Newfield NY US 0.2 
Unconventional Investor, LLC 54.2 
Underdog Ventures, LLC. Island Pond VT US 0.0 
Underdog Wealth Management, LLC Maple Grove MN US 11.6 
Underhill Investment Management LLC Greenbrae CA US 188.0 
Underhill Investments, LLC Berkley MI US 1.0 
Unfcu Advisors LLC Long Island City NY US 36.0 
Ung Financial & Insurance Service 0.0 
Unicorn Capital Partners George Town KY 0.0 
Unicorn Consulting 0.0 
Unified Asset Management, LLC Brooklyn NY US 0.0 
Unified Wealth Management, LLC Scottsdale AZ US 133.3 
Unify Wealth Alpharetta GA US 0.0 
Unify Wealth Management LLC Fort Collins CO US 1.9 
Unigestion uk Limited London UK 0.0 
Unimar Miami FL US 212.8 
Unio Capital LLC New York NY USA 151.9 
Union Bancaire Privee Asset Management LLC New York NY US 550.5 
Union Capital Associates, L.P. Greenwich CT US 105.8 
Union Capital Company Tucson AZ US 38.0 
Union Capital Management Corporation 28.0 
Union Financial Partners, San Francisco, Inc. San Francisco CA US 111.5 
Union Park Capital Management, L.P. Boston MA US 168.3 
Union Square Global Wealth Management San Francisco CA USA 208.3 
Union Square Park Capital Management, LLC New York NY US 0.0 
Union Square Ventures New York NY US 0.0 
Union Street Partners LLC Alexandria VA US 19.5 
Unionbanc Investment Service, LLC Glendale CA US 773.3 
Uniplan Financial Investments Inc. Dallas TX US 0.0 
Uniplan Investment Counsel, Inc. Union Grove WI US 2364.3 
Uniplan Real Estate Advisors, Inc. Union Grove WI US 0.0 
Unique Financial Advisors LLC Holmdel NJ US 2.6 
Unison 1006.0 
Unison Capital Management Pte Limited Singapore SG 0.0 
Unitas Capital Shanghai CN 0.0 
Unitas Capital Hong Kong CN 0.0 
Unitas Capital Hong Kong CN 0.0 
United Advisors Maumee OH US 200.5 
United Advisors America Corporation Frisco TX US 0.5 
United Advisors Investment Management, LLC New York NY USA 10.3 
United Advisors Service, LLC New York NY USA 379.6 
United American Capital Corporation Worthington OH US 4589.7 
United Asset Strategies Inc. Garden City NY US 700.1 
United Brokerage Service Inc Parkersburg WV US 114.5 
United Brokers S.a. agente De Valores Montevideo UY 23.6 
United California Financial Management Service, LLC Riverside CA US 0.0 
United Capital Financial Advisers Newport Beach CA US 15406.4 
United Capital Management Of Kansas, Inc. Salina KS US 146.2 
United Financial Planning Group LLC Hauppauge NY US 35.0 
United Global Advisors, LLC Beverly Hills CA US 97.6 
United Investors Group Crystal Lake IL US 6.5 
United Managers Japan Inc. Tokyo JP 0.0 
United Maritime Capital LLC New York NY USA 28.2 
United Planners Financial Service Of America A Limited Partner Scottsdale AZ US 1805.6 
United Securities Advisor 0.0 
United States Steel And Carnegie Pension Fund New York NY US 8972.6 
United Tax And Estate Planning Oklahoma City OK US 0.0 
United Wealth Management, LLC 0.0 
United Wealth Planning, LLC Garden City NY US 0.0 
Unitus Impact Partners LLC San Francisco CA US 0.0 
Unity Financial LLC 0.9 
Universa Investments L.P. Miami FL US 1930.7 
Universe, Inc. Brooklyn NY US 20.5 
University Ventures New York NY USA 301.5 
Uniwealth Advisors, Inc. 140.5 
Unleashed Financial LLC 0.2 
Unlimited Timing Service Inc 2.6 
Unterberg Capital, LLC New York NY USA 0.0 
Unverferth Financial 1.2 
Uob Alternative Investment Management Pte. Limited. Singapore SG 0.0 
Uob Global Capital LLC New York NY US 158.7 
Up Capital Management, Inc. Granite Bay CA USA 137.2 
Up North Financial, LLC Traverse City MI US 60.4 
Updata Partners Washington, D.c. DC US 0.0 
Upfront Ventures Santa Monica CA US 0.0 
Upfront Ventures Santa Monica CA US 0.0 
Upi Management, LLC Los Angeles CA US 0.0 
Upland Capital Management, LLC Ridgefield CT US 10.1 
Upland Financial Management, LLC 15.2 
Upper 90 Investment Advisors 4.8 
Upperline Financial Planning, LLC New Orleans LA US 0.0 
Upright Financial Corporation 32.1 
Uprising Management, LLC San Francisco CA US 0.0 
Upside Partnership 0.0 
Upstart Network, Inc. San Carlos CA US 0.0 
Upstart Wealth Management, LLC San Francisco CA US 21.9 
Upstate Advisors Group North Syracuse NY US 13.0 
Upstate Advisors Inc Rochester NY US 12.9 
Uptown Capital Advisors Dallas TX US 10.4 
Upward Personal Finance 0.0 
Upwelling Capital Group LLC Davis CA US 3.0 
Urban Financial Advisory Corporation Chicago IL US 698.5 
Urban Fund Management, LLC Plano TX US 247.2 
Urban Infrastructure Capital Advisors, Mauritius Ebene MU 0.0 
Urban Investment Advisors Larkspur CA US 537.5 
Urban Wealth Management LLC El Segundo CA USA 0.0 
Urbanamerica Advisors, LLC Arlington TX US 462.6 
Urbanamerica Principals Ii, LLC Arlington TX US 462.6 
Urbanamerica Principals Iii, LLC Arlington TX US 462.6 
Urbanamerica Principals, LLC Arlington TX US 462.6 
Uri Capital Management, LLC 17.5 
Ursa Fund Management LLC San Francisco CA US 0.0 
Ursamine Credit Advisors LLC New York NY US 1272.9 
Ursula Management, LLC Woodbury NY US 58.8 
Us Advisory Group Inc Wakefield MA US 53.5 
Us Agriculture Indianapolis IN US 211.6 
Us Asset Management, LLC Pittsburgh PA US 176.6 
Us Capital Investment Management, LLC San Francisco CA US 0.0 
Us Debt Ventures Management, LP Fort Lauderdale FL US 0.0 
Us Financial Advisors, LLC Braintree MA USA 314.0 
Us Israel Gefen Capital Management Limited Herzliya Pituach IL 0.0 
Us Renewables Group Santa Monica CA US 316.0 
Usa Asset Management, LLC Los Angeles CA US 31.1 
Usa Financial Exchange Ada MI USA 0.0 
Usa Financial Planning Partners, Inc. Centreville VA US 0.0 
Usa Financial Portformulas Corporation Ada MI USA 445.2 
Usa Financial Securities Corporation Ada MI USA 262.3 
Usa Mutuals Advisors, Inc. Dallas TX US 237.3 
Usaa Asset Management Company San Antonio TX USA 135817.8 
Usaa Financial Planning Service San Antonio TX US 0.0 
Usaa Investment Management Company San Antonio TX USA 25236.4 
Usadvisors Wealth Management, LLC Eden Prairie MN USA 148.9 Miami FL US 0.0 
Usafolios, LLC Charlotte NC US 17.2 
Usaworld Capital LLC 6.0 
Usca Asset Management LLC Houston TX US 96.7 
Usca Ria LLC Houston TX US 1801.6 
Uscf Advisers Oakland CA US 3.7 
Usdr Investment Management Reno NV US 95.3 
Usi Advisors Glastonbury CT US 8356.1 
Usi Securities, Inc. Glastonbury CT US 0.0 
Utc Fund Service, Inc. Port Of Spain TT 38.5 
Uv Partners, Inc Salt Lake City UT US 0.0 
Uwharre Investment Advisors, Inc. Albemarle NC US 143.5 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $100 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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