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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
&Wealth Partners Baltimore MD US 210.3 
5113 Capital Associates, Llc Towson MD US 0.0 
A. J. Perry & Co. Baltimore MD US 2.2 
Abel Financial Management Co. Lutherville MD US 27.0 
Abrams Bison Investments, L.L.C. Bethesda MD US 963.2 
Abs Capital Partners, Inc. Baltimore MD US 0.0 
Absolute Investment Management Bethesda MD US 223.9 
Adrian Day Asset Management Annapolis MD US 143.9 
Advisors Preferred Llc Rockville MD US 125.7 
Advisorshares Bethesda MD US 403.0 
Aegis Wealth Management Llc Bethesda MD US 428.7 
Alex. Brown Realty, Inc. Baltimore MD US 482.3 
Allegheny Tax And Financial Services, Llc Towson MD US 0.0 
Alms And Associates, Inc. Columbia MD US 10.0 
Altius Financial Advisors, L.L.C. Bethesda MD US 30.6 
American Asset Management Group Inc Rockville MD US 24.0 
American Capital Agnc Management, Llc Bethesda MD US 57972.3 
American Capital Mtge Management, Llc Bethesda MD US 2170.3 
American Capital, Llc Bethesda MD US 2682.0 
American Insurance Marketing Corp. Prince Frederick MD US 0.0 
Anchor Capital Management Llc Annapolis MD US 0.0 
And One Advisory Services, Llc Towson MD US 0.0 
Annapolitan Investment Group, Inc. Annapolis MD US 0.0 
Ap Commercial Llc Chevy Chase MD US 193.6 
Arbitroption Capital Management Takoma Park MD US 0.5 
Archstone Portfolio Solutions, Llc Lutherville MD US 1826.4 
Arete Asset Management, Llc Baltimore MD US 0.9 
Ark Financial Services, Llc Bethesda MD US 90.9 
Arlington Capital Partners Chevy Chase MD US 1081.1 
Arrow Investment Advisors, Llc Olney MD US 803.5 
Artemis Real Estate Partners Chevy Chase MD US 740.5 
Asb Capital Management Llc Bethesda MD US 11905.2 
Aspida Advisory, Inc. Baltimore MD US 0.0 
Asset Management Concepts, Inc. Baltimore MD US 6.7 
Asset Strategy Consultants Llc Hunt Valley MD US 7600.0 
Atcap Partners, Llc Rockville MD US 0.0 
Atlantic Financial Services, Inc. Towson MD US 70.5 
Avesta Venture Advisors N. Bethesda MD US 0.0 
Bachrach Asset Management Inc Rockville MD US 180.0 
Baltimore Capital Management, Inc. Baltimore MD US 0.0 
Baltimore-Washington Financial Advisors Columbia MD US 291.6 
Base Management Co Towson MD US 114.3 
Bayview Investment Counsel, Inc Grasonville MD US 0.0 
Beacon Investment Advisors Llc Gaithersburg MD US 26.5 
Benson L K & Co P C Towson MD US 174.2 
Biegel & Waller Llc Columbia MD US 401.4 
Blackstreet Capital Advisors, Ii, Llc Chevy Chase MD US 145.1 
Blackstreet Capital Advisors, Llc Chevy Chase MD US 90.8 
Blackstreet Capital Management, Ll Chevy Chase MD US 235.8 
Bluestone® Financial Advisors, Llc Bethesda MD US 0.0 
Bnb Wealth Mangagement, Llc Silver Spring MD US 133.5 
Bolton Partners Investment Consulting Group, Inc. Baltimore MD US 2259.6 
Bontempo Ohly Capital Management, Llc Bethesda MD US 147.5 
Bridgewater Wealth & Financial Management, Llc Bethesda MD US 206.0 
Brooks And Company Cambridge MD US 0.0 
Brown Advisory Baltimore MD US 18600.7 
Brown Advisory Securities, Llc Baltimore MD US 555.1 
Brown Capital Management, Llc Baltimore MD US 4052.3 
Brown Savano Jv, Llc Baltimore MD US 0.0 
Burt Wealth Advisors Rockville MD US 373.8 
C. Allen Weller, Cpa, Cfp(R) Hagerstown MD US 10.3 
C. G. Menk & Associates, Inc. Hanover MD US 0.0 
Calvert Financial Advisory, Inc. Dunkirk MD US 98.6 
Calvert Investment Counsel Hunt Valley MD US 291.5 
Calvert Investment Management, Inc. Bethesda MD US 12198.9 
Calvert Street Capital Partners, Inc. Baltimore MD US 305.3 
Camden Partners Holdings, Llc Baltimore MD US 348.3 
Camden Partners Strategic Manager, Llc Baltimore MD US 306.9 
Camden Private Capital Baltimore MD US 245.0 
Camden Private Capital Baltimore MD US 245.0 
Campbell & Company Investment Adviser Llc Baltimore MD US 667.4 
Capital Advisor Management Towson MD US 23.0 
Capital Investment Advisors Bethesda MD US 0.0 
Capital Investment Management Inc. Columbia MD US 0.0 
Capital Solutions Group Rockville MD US 0.0 
Carderock Capital Management, Inc. Chevy Chase MD US 310.2 
Carmichael Hill & Associates Inc Gaithersburg MD US 127.3 
Carroll Frank & Plotkin Llc Baltimore MD US 0.0 
Casi Investments Baltimore MD US 0.7 
Cbm Financial Services, Llc Bethesda MD US 0.0 
Centennial Management Rockville MD US 10.1 
Chapin Davis Asset Management Baltimore MD US 609.9 
Chesapeake Asset Management Co Inc Gaithersburg MD US 14.8 
Chesapeake Financial Advisors Towson MD US 29.6 
Chesapeake Financial Planning Annapolis MD US 0.0 
Chesapeake Partners Baltimore MD US 1673.3 
Chesapeake Wealth Management Lutherville MD US 136.7 
Chevy Chase Trust Company Bethesda MD US 10366.5 
Cicero Capital Partners Ellicott City MD US 5.6 
Clark Company Severna Park MD US 34.5 
Columbia Partners, L.L.C. Investment Management Chevy Chase MD US 3065.7 
Communication Capital Partners, Llc Chevy Chase MD US 0.0 
Community Investment Partners Bethesda MD US 136.0 
Connector Capital Asset Management, Llc Bethesda MD US 0.0 
Connemara Fee Only Planning, Llc Rockville MD US 0.0 
Convergent Wealth Advisors, Llc Potomac MD US 6913.5 
Corbyn Investment Management Inc Lutherville MD US 1051.4 
Corcoran Group Cabin John MD US 94.8 
Cornerstone Advisory Llp Baltimore MD US 238.7 
Court Place Advisors Llc Ellicott City MD US 136.7 
Credo Capital Management, Llc Baltimore MD US 473.4 
Croft Leominster Inc Baltimore MD US 866.5 
Cromwell Investment Advisory, Llc College Park MD US 1.0 
Crossbeam Capital Bethesda MD US 277.3 
Crossroads Financial Designs, Inc. Hunt Valley MD US 6.1 
Cwm Financial Group, Inc. Gaithersburg MD US 34.3 
Darrell E Kingsland, Cpa,Cfp Columbia MD US 2.8 
Daymark Advisors Baltimore MD US 0.0 
Decisions, Llc Baltimore MD US 0.0 
Dembo,Jones,Healy,Pennington & Marshall, P.C. Rockville MD US 0.0 
Dent D F & Co Inc Baltimore MD US 3257.3 
Dolan Financial Corp Silver Spring MD US 0.0 
Dupont Financial Services, Llc Easton MD US 0.0 
Dwt Financial Services Cumberland MD US 0.0 
Dyer Financial Advisory Towson MD US 13.0 
E Bargar Financial Advisors Leonardtown MD US 0.0 
E. Roger Financial Group Largo MD US 0.0 
Eaglestone Wealth Advisors, Inc. Rockville MD US 103.6 
Ean Equity Financial Services Llc Millersville MD US 33.1 
Edelman, Alan Baltimore MD US 0.0 
Edgemoor Investment Advisors, Inc. Bethesda MD US 506.4 
Esd Advisory Services Inc Bethesda MD US 39.0 
Euclid Investment Advisory, Llc Bethesda MD US 124.0 
Everest Investment Advisors, Inc. Towson MD US 17.6 
Fbb Capital Partners Bethesda MD US 567.7 
Federal Capital Partners Chevy Chase MD US 1517.6 
Financial Advantage Inc Columbia MD US 268.4 
Financial Advisory Network, Ltd Rockville MD US 0.0 
Financial Concepts Unlimited, Inc. Annapolis MD US 41.0 
Financial Consulate Hunt Valley MD US 261.0 
Financial Council Asset Management Inc Towson MD US 233.8 
Financial Council Inc Townson MD US 0.0 
Financial Dimensions, Inc. Lutherville MD US 14.5 
Financial Directions Llp Crofton MD US 19.5 
Financial First Advisors, Inc. Columbia MD US 0.0 
Financial Fountains, Llc Baltimore MD US 1.1 
Financial Management Strategies, Llc Baltimore MD US 34.0 
Financial Planning & Management Center, Inc. Ellicott City MD US 0.9 
Financial Resources Group Gaithersburg MD US 104.0 
Financial Services Advisory Rockville MD US 554.0 
Financial Strategies, Inc Rockville MD US 28.7 
Financial Systems Management, Inc Gaithersburg MD US 10.6 
Five Rivers Financial Advisors, Llc North East MD US 21.4 
Forcastix Llc Gaithersburg MD US 0.0 
Fortigent, Llc Rockville MD US 807.7 
Foundation Financial Advisors, Inc. Linthicum MD US 0.0 
Founders Financial Securities, Llc Towson MD US 315.8 
Freed Advisors Chevy Chase MD US 250.5 
Freedman Capital Advisors, Llc Annapolis MD US 3.1 
Gaineswood Investment Management, Inc. Reisterstown MD US 20.6 
Garnet Group Llc Bethesda MD US 0.0 
Garp Research & Securities Company Reisterstown MD US 0.0 
Geier Asset Management Inc Marriottsville MD US 187.7 
Geller & Lehmann, Llc Lutherville MD US 125.0 
Glass Jacobson Investment Advisors, Llc Owings Mills MD US 258.1 
Global Brokerage Services, Inc. Hunt Valley MD US 0.0 
Global Environment Fund Chevy Chase MD US 908.6 
Grant/Grossmendelsohn, Llc Baltimore MD US 249.5 
Green River Asset Management, Llc Baltimore MD US 2.3 
Greenspring Associates, Inc. Owings Mills MD US 2151.3 
Greenspring Wealth Management, Inc. Towson MD US 534.8 
Grf Wealth Management, Llc Bethesda MD US 4.1 
H. Beck, Inc. Bethesda MD US 1142.8 
Haddaway, Paul R. Cpa Easton MD US 0.2 
Halpern Financial, Inc. Rockville MD US 168.0 
Harbor Investment Advisory, Llc Baltimore MD US 218.0 
Hardesty Capital Management Corp. Baltimore MD US 723.1 
Harold Zirkin Fiduciary Services, Inc. Bethesda MD US 93.4 
Harvest Investment Consultants Llc Timonium MD US 247.3 
Hds Capital Management, Inc Bethesda MD US 9.1 
Hepner Advisory Services, Inc Rockville MD US 0.0 
Heritage Investors Management Corp Bethesda MD US 1250.1 
Highline Wealth Management, Llc Rockville MD US 1190.2 
Hillman Capital Management Inc Bethesda MD US 147.6 
Hillson Financial Management, Inc. Rockville MD US 84.0 
Holistic Wealth Advisors, Llc Bel Air MD US 0.0 
Hopkins Investment Management, Llc. Annapolis MD US 107.5 
Horan Capital Management,Llc Hunt Valley MD US 396.5 
Houstoun Capital Management, Inc. Bethesda MD US 0.0 
Hr Investment Consultants, Inc. Baltimore MD US 0.0 
Huber, Weakland & Associates, Inc. Ellicott City MD US 0.0 
Hussman Strategic Advisors Inc Ellicott City MD US 8230.4 
Independent Wealth Advisors, Llc Frederick MD US 9.1 
Institutional Shareholder Services Inc. Rockville MD US 0.0 
Intervest Ltd Chevy Chase MD US 123.6 
Investment Counselors Of Maryland Baltimore MD US 1930.2 
Investment Planning Associates Inc Rockville MD US 76.0 
Investment Resource Group Ltd Timonium MD US 0.0 
Ipm Baltimore MD US 6.3 
Ithaka Financial Planning, Llc Bethesda MD US 3.2 
Ivy League Financial Advisors Llc Rockville MD US 92.6 
J. Adams Advisors, Llc Annapolis MD US 0.0 
Jacob William Advisory Timonium MD US 0.0 
Jba Financial Advisors Timonium MD US 6.7 
Jmi Management, Inc. Baltimore MD US 0.0 
Jones & Maresca, Llc Largo MD US 0.0 
Jordan Tempchin & Associates, Pc Silver Spring MD US 0.0 
Jpb Partners Columbia MD US 0.0 
Juggernaut Management, Llc Chevy Chase MD US 138.2 
K-Financial, Llc Bethesda MD US 0.0 
K.M. Moore & Co., Llc Baltimore MD US 2.0 
Kawg&F Financial Planning Group Llc Timonium MD US 0.0 
Kbstm Partners, Llc Timonium MD US 0.0 
Kendall Capital Management Rockville MD US 0.0 
Kidogo Capital Management, Llc Stevenson MD US 3.6 
Kinetic Ventures, L.L.C. Chevy Chase MD US 99.6 
Kowitz Financial Group Owings Mills MD US 9.3 
Lafayette Investments, Inc. Ashton MD US 290.1 
Lane Five Capital Management Lp Towson MD US 108.0 
Larkmeade Management, Llc Bethesda MD US 4.9 
Lasalle Investment Management (Securities), L.P. Baltimore MD US 11349.5 
Law & Associates Inc Glen Echo MD US 140.5 
Lee Financial Associates, Inc. Ellicott City MD US 0.0 
Lee Financial Group, Inc. Columbia MD US 0.0 
Legg Mason Capital Management Baltimore MD US 1202.8 
Legg Mason Capital Management, Llc Baltimore MD US 7445.5 
Legg Mason Investment Counsel, Llc Baltimore MD US 6595.6 
Levin Financial Services, Inc. Owings Mills MD US 0.0 
Lewis Management Baltimore MD US 47.4 
Lg Capital Management, Lp Owings Mills MD US 24.1 
Lifetime Wealth Planning And Management, Llc National Harbor MD US 45.3 
Lighthouse Wealth Management New Market MD US 130.0 
Lombard Advisers Incorporated Baltimore MD US 4.2 
Lowe Fs, Llc Columbia MD US 147.7 
M. Cutler Fiduciary Services, Llc Bethesda MD US 0.0 
Main Street Advisors, Llc Westminster MD US 0.0 
Marathon Capital Management Hunt Valley MD US 172.6 
Mark A Shapiro Cpa Pa Baltimore MD US 0.0 
Maryland Capital Advisors, Inc. Chester MD US 94.3 
Maryland Capital Management, Llc Baltimore MD US 596.6 
Maryland Financial Group, Inc. Rockville MD US 3.0 
Match Capital, Llc Gaithersburg MD US 4.0 
Maxwell Associates Investment Advisors Rock Hall MD US 20.1 
Microvest Capital Management Llc Bethesda MD US 148.6 
Middleton Advisory Bethesda MD US 4.2 
Middleton Gardiner Group, Llc Severna Park MD US 146.4 
Millennium Financial Services Llp Rockville MD US 14.2 
Miller Capital Management, Inc. Bethesda MD US 10.8 
Money Plans Silver Spring MD US 0.0 
Monsoon Capital, Llc Bethesda MD US 249.7 
Montgomery Brothers Inc Bethesda MD US 90.6 
Montgomery Investment Management Inc Bethesda MD US 320.2 
Mount Vernon Associates Inc Baltimore MD US 198.3 
Mtx Wealth Management, Llc Bethesda MD US 377.9 
Murray Financial Group Inc. Frederick MD US 0.0 
Mv Capital Management, Inc. Bethesda MD US 341.4 
Nazelrod & Associates Financial Services, Inc. Towson MD US 32.2 
Nea'S Member Benefits Corporation Gaithersburg MD US 0.0 
Nelson Financial Planning Services, Llc White Plains MD US 0.0 
New Century Advisors, Llc Chevy Chase MD US 1327.9 
New Enterprise Associates Chevy Chase MD US 0.0 
New Markets Venture Partners Fulton MD US 0.0 
Northstar Wealth Management, Inc. Columbia MD US 19.3 
Novak Biddle Venture Partners Bethesda MD US 0.0 
Novak Financial Planning Llc Bel Air MD US 92.4 
Opr Investment Services, Llc Crofton MD US 0.0 
Parrish & Company Private Wealth Management, Llc Chevy Chase MD US 121.3 
Patuxent Financial Group Llc Columbia MD US 0.0 
Peak Investment Advisors, Inc. Gaithersburg MD US 11.2 
Perry B. Seiffert, Investment Management Bethesda MD US 0.0 
Persico Capital, Llc Trading As Persico Asset Mgmt. Severna Park MD US 13.9 
Philadelphia Investment Management Co Pocomoke MD US 0.0 
Phyllis R. Mitchell Financial Services, Inc. Ocean City MD US 0.0 
Pinion Financial Services, L.L.C. Chevy Chase MD US 0.0 
Pinnacle Advisory Group, Inc. Columbia MD US 896.7 
Pks Investment Advisors Llc Salisbury MD US 9.7 
Planning Solutions Group, Llc Fulton MD US 294.0 
Plotkin Financial Advisors, Llc Chevy Chase MD US 0.0 
Pnc Capital Advisors Llc Baltimore MD US 34790.9 
Pnc Realty Investors, Inc. Baltimore MD US 2241.6 
Potomac Asset Management Co Inc Frederick MD US 234.6 
Potomac Financial Advisors Llc Chevy Chase MD US 4.0 
Potomac Financial Group, Ltd. Calverton MD US 0.0 
Potomac Fund Management Easton MD US 162.1 
Pratt Capital Llc Baltimore MD US 8.1 
Price Finacnial Group, Inc. Waldorf MD US 0.0 
Prime Investment Advisors Bethesda MD US 18.0 
Private Fund Advisors, Inc. Severna Park MD US 147.0 
Private Wealth Cfos Llc Bethesda MD US 10.0 
Profit Investments Silver Spring MD US 1930.0 
Profund Advisors Llc Bethesda MD US 3472.5 
Proshare Advisors Llc Bethesda MD US 21454.0 
Prostatis Financial Advisors Group Glen Burnie MD US 0.0 
Psa Financial Advisors Inc Hunt Valley MD US 154.1 
Psg Investment Advisors, Llc Fulton MD US 0.0 
Qp Consulting Takoma Park MD US 61.3 
Questmark Management Co., Inc. Baltimore MD US 0.0 
R.G. Associates, Inc. Baltimore MD US 6.0 
rdj Financial, Llc Rockville MD US 0.0 
rdk Strategies, Llc Towson MD US 2745.0 
Red Abbey Venture Partners, Llc Lutherville MD US 0.0 
Red Abbey Capital Partners, Llc Lutherville MD US 0.0 
Red Sky Capital Management New Market MD US 0.0 
Redshift Ventures Management, Inc. Chevy Chase MD US 0.0 
Research Financial Strategies Rockville MD US 305.4 
Retirement Management Systems, Inc. Annapolis MD US 590.8 
Riggs Counselman Financial Advisory, Llc Baltimore MD US 0.0 
Risk Managment Group, Llc Rockville MD US 27.3 
Rlj Equity Partners, Llc Bethesda MD US 241.8 
Rock Spring Venture Partners Bethesda MD US 0.0 
Rothschild Capital Management Towson MD US 164.4 
Roumell Asset Management, Llc Chevy Chase MD US 309.5 
Safe Harbor Investment Advisors, Llc Frederick MD US 12.2 
Sc&H Financial Advisors, Inc. Sparks MD US 104.0 
Scarborough Capital Management, Inc. Annapolis MD US 870.0 
Schaeffer Financial Llc Rockville MD US 100.0 
Schiff Wealth Advisors, Llc Baltimore MD US 9.5 
Schwarz Financial Services Llc Bethesda MD US 14.2 
Sentinel Capital Solutions Hagerstown MD US 6.7 
Severn Financial Advisors, Llc Annapolis MD US 0.0 
Smithsonia Advisors, Llc Baltimore MD US 0.0 
Soa Financial Lanham MD US 25.0 
Sol Capital Management Co Rockville MD US 1283.6 
Spc Financial Inc Rockville MD US 529.8 
St. Michaels Asset Management, Llc St. Michaels MD US 3.8 
Steben & Company, Inc. Rockville MD US 1200.0 
Stephen M. Molesky & Associates, Inc. Ellicott City MD US 44.9 
Stewart Investments Olney MD US 1.3 
Strategic Financial Plans, Inc. Bethesda MD US 0.0 
Strategic Solutions Center, Llc Landover MD US 0.0 
Strategic Wealth Management Group, Llc Columbia MD US 669.6 
Strudwick Wealth Strategies Inc Baltimore MD US 2.1 
Sunray Advisors Owings Mills MD US 0.0 
Syncom Venture Management Company, Llc Silver Spring MD US 0.0 
T. Rowe Price (Canada), Inc. Baltimore MD US 1664.2 
T. Rowe Price Advisory Services, Inc. Baltimore MD US 0.0 
T. Rowe Price Associates, Inc. Baltimore MD US 480000.0 
Tax + Investment Advisory Services Annapolis MD US 2.0 
Team Financial Planning,Inc. Rockville MD US 24.2 
Technomart Rga Inc Baltimore MD US 126.8 
Thayer Advisory Group Llc Annapolis MD US 990.5 
The Cavanaugh Group Inc Towson MD US 263.7 
The Ellerson Group Inc Annapolis MD US 101.2 
The Family Firm, Inc. Bethesda MD US 394.5 
The Ithaka Group, Llc Bethesda MD US 214.4 
The Junk Investment Group Hunt Valley MD US 142.8 
The Koenig Group, Llc Chevy Chase MD US 0.0 
The L. Warner Companies, Inc Timonium MD US 230.6 
The Marshall Financial Group Llc Baltimore MD US 7.9 
The Prosperity Consulting Group, Llc Owings Mills MD US 65.0 
The Simmons Partnership, Llc Towson MD US 54.1 
Tilton-Steele International Baltimore MD US 0.0 
Tls Advisory Services, Inc. Towson MD US 49.0 
Torray Llc Bethesda MD US 480.6 
Tricapital Advisors Inc North Bethesda MD US 160.0 
Tripp Financial Consultants, Inc. Rockville MD US 46.8 
Triton Wealth Management, Llc Chester MD US 96.7 
Truffle Hound Capital, Llc Bethesda MD US 239.0 
Trumbower Financial Advisors Llc Bethesda MD US 675.9 
Trusted Advisors Group Llc Greenbelt MD US 0.0 
Valley Advisors, Llc Sparks MD US 0.0 
Van Sant & Mewshaw, Inc Lutherville MD US 202.3 
Vann Financial Advisors Waldorf MD US 0.0 
Wagener-Lee, Llc Columbia MD US 0.0 
Wagner Bowman Management Corp Baltimore MD US 286.7 
Wakefield Capital Management, Inc. Chevy Chase MD US 113.0 
Walker & Dunlop Fund Management Llc Bethesda MD US 25.1 
Wall Street Asset Management, Llc Rockville MD US 1.1 
Warner Financial, Inc Bethesda MD US 117.0 
Warren Capital Group Chevy Chase MD US 3.4 
Waypoint Wealth Management Hunt Valley MD US 57.5 
Wealth Builders Financial Group Llc Westminster MD US 8.2 
Wellington Capital Management, Inc Bethesda MD US 1.3 
Welsh Financial & Accounting Services,Llc Sykesville MD US 0.0 
West Creek Capital Bethesda MD US 167.0 
William L Frick Ocean City MD US 0.0 
Wilmington Trust Investment Advisors, Inc. Baltimore MD US 14453.6 
Wms Partners, Llc 1 Olympic Place, 8Th Floor MD US 1591.2 
Wood Capital Management, Inc. Towson MD US 28.3 
Worch Capital Llc Bethesda MD US 3.0 
Yellowwood Financial Advisors, Inc. Gaithersburg MD US 115.6 
Zeno Consulting Group, Llc Bethesda MD US 0.0 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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