Investment Advisor Search is a compilation of SEC registered investment advisors. Powered By Private Equity Info 
 
download Private Equity Firms
Sorted by industry and
acquisition criteria.
View Demo
 
Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
Abp Family Office Advisory, LLC East Providence RI US 0.0 
Arlen Capital, LLC Warwick RI US 161.6 
Axis Advisors, LLC East Providence RI US 38.2 
Bailey Wealth Advisors, Inc. Greenville RI US 0.0 
Balanced Wealth Management, LLC East Greenwich RI US 35.0 
Barrett & Company Providence RI US 0.0 
Bay Capital Mezzanine Management, LLC Providence RI US 0.0 
Beach Street Financial Service LLC Narragansett RI US 0.0 
Blue Chip Financial Advisors, LLP East Providence RI US 59.0 
Blue Fin Capital, Inc. Providence RI US 184.3 
Brown, Lisle/cummings, Inc Providence RI US 39.2 
Capital Wealth Management, Inc. West Warwick RI US 273.6 
Caster And Company, Inc. Warwick RI US 1.2 
Charles J. Means & Co., LLC Providence RI US 29.4 
Citizens Investment Advisors Providence RI US 240.7 
Clearpath Wealth Management, LLC Providence RI US 64.0 
Coastal Financial Planning, Inc. Lincoln RI US 24.9 
Coastal Management Group LLC Narragansett RI US 8.4 
Coddington Capital Management, LLC Kingston RI US 0.0 
Cohesion Capital Providence RI US 0.0 
Compton Capital Management Inc Providence RI US 276.2 
Convergence Wealth Advisors, LLC Providence RI US 38.1 
Cornerstone Investment Service Providence RI US 37.2 
Corrigan Financial Inc Middletown RI US 602.7 
Crawford N. Kirkpatrick, Investment Advisor Providence RI US 26.0 
Creative Resources Investment Advisors LLC Warwick RI US 58.1 
D & P Investment Advisors, Limited. Wakefield RI US 52.5 
Dba Donohue Fiducial Co. Providence Ri 0.0 
Diversified Resources, LLC Warwick RI US 109.5 
Efficient Capital Strategies, LLC Providence RI US 3.2 
Eliot Rose Wealth Management, LLC Cranston RI US 74.1 
Endurance Wealth Management, Inc. Providence RI US 850.8 
Euclid Wealth Management LLC Rumford RI US 4.9 
Fiam LLC Smithfield RI US 61574.7 
Financial Independence, LLC Warwick RI US 0.0 
First Financial Advisory Service Inc Westerly RI US 147.0 
Forbes Financial Planning, Inc. East Greenwich RI US 31.2 
Grand Street Investors Pawtucket RI US 3.3 
Hall Capital Management Company, Inc. Barrington RI US 213.6 
Ivy Wealth Management, Inc. Warwick RI US 51.7 
Jeffrey J. Brown, Cfp East Providence RI US 27.8 
Jw Thompson Investments LLC Providence RI US 18.5 
Klr Investment Advisors, LLC Providence RI US 0.0 
Kolb Wealth Management, LLC East Greenwich RI US 22.3 
Lally Wealth Management, LLC East Greenwich RI US 0.0 
Leonard Martin & Associates, Inc. Warwick RI US 0.0 
Lifetime Advisors Group Warwick RI US 4.6 
Lighthouse Financial Management, LLC Westerly RI US 93.2 
Lincoln Capital Corporation Providence RI US 181.3 
M. W. Aragao Investment Advisors, LLC Cumberland RI US 12.7 
Matheys Lane Capital Management L.P. Providence RI US 848.7 
Mystic Asset Management Warwick RI US 174.5 
Nautic Partners, LLC Providence RI US 2447.7 
New England Investment Consultants, Limited. Providence RI US 89.5 
Newman Dignan & Sheerar, Inc Providence RI US 338.5 
Nobadeer Capital Management, LLC Warren RI US 29.0 
Parsons Capital Management Inc Providence RI US 1039.7 
Pathway Capital Partners LLC Providence RI US 0.0 
Professional Planning Group Westerly RI US 671.1 
Providence Equity Partners LLC. Providence RI US 16812.3 
Providence Investment Management, LP Providence RI US 1623.8 
Randall Financial Group, LLC Providence RI US 29.6 
Rex Capital Advisors, LLC Providence RI US 649.6 
Sheeley & Partners Wealth Management, LLC Providence RI US 95.3 
Signet Investment Advisory Group, Inc. Providence RI US 175.4 
Sk Wealth Management, LLC Providence RI US 195.8 
Slocum, Gordon & Co. LLP Newport RI US 232.0 
Sowa Financial Group Lincoln RI US 181.5 
Spinnaker Asset Management Inc Warwick RI US 8.1 
Stillwater Investments Smithfield RI US 8.2 
Strategic Financial Group Cranston RI US 0.0 
Strategic Point Investment Advisors LLC Providence RI US 554.8 
The Capital Group Cranston RI US 101.8 
The Retirement Planning Company Of New England, Inc. Warwick RI US 101.9 
Van Liew Capital Inc Providence RI US 26.6 
Wealth Management Resources, Inc. N. Smithfield RI US 148.9 
Weiss, Harrington And Associates LLC East Greenwich RI US 0.0 
Weybosset Research & Management LLC Providence RI US 169.6 
Whalerock Point Partners, LLC Providence RI US 383.7 
Young Richard C & Co Limited Newport RI US 927.5 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $100 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
DISCLAIMER
This website is for informational purposes only and is not to be construed as a solicitation or an offer to buy or sell any securities or related financial instruments nor an endorsement of any particular investment advisor firm or individual.

No warranty or guarantee of any kind, expressed or implied, is given regarding the accuracy, reliability, veracity, or completeness of the information provided here or by following links from this or any other page within this site, and under no circumstances will the author or service provider be held responsible, or liable for errors, or omissions resulting in any loss or damage caused or alleged to be caused by information contained in the material presented on the site, including but not limited to direct, indirect, incidental, special or consequential damages caused by using the information.




Home | Download Data | Links | Contact Us

©2006- PEI Services Ltd. All Rights Reserved. Terms and Conditions